83. The Tension Between East and West: Individual and Society
07 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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83. The Tension Between East and West: Individual and Society
07 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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The lectures that follow will be based directly on the observations I have made already. I do not mean by this that we can say anything of consequence about present-day social life just by thinking out social reforms from first principles, in an abstract and Utopian manner; but rather that the spiritual philosophy expounded here could, if transformed into impulses of the whole man, into a human attitude of mind, provide a framework within which we could understand social life and shape social forces. The succeeding lectures will have to demonstrate that a philosophy of this kind, orientated towards the spiritual, does not remain at the abstract and Utopian level, but instead is peculiarly well equipped to deal with immediate concrete reality. Today, however, I want to establish a link between the lectures I have given already and those I have still to give. Anyone who has taken in the full significance of my lectures so far will agree that what has been expounded has not implied a conception of life for the hermitage, for contemplative existence in a quiet cell. The conception of life proposed has its social side too—it is one that leads not only into spiritual worlds as such, but also into the world of spirit and soul that surrounds us directly in our fellow-men. It is, of course, easier to speak of social questions today if you are identified with a particular political party. Then, you have a platform, you have ready-made ideas, and can say: This is our age! These are its needs! But we here certainly cannot start from any of these ready-made political programmes. In the first place, I am fully convinced that—to speak somewhat sweepingly—there is actually no party that is entirely mistaken in what it asserts. The only thing is that the parties usually fail to recognize the limits beyond which their assertions cannot hold. On the other hand, I do not believe that any party is completely right; in a sense, it must always be mistaken as well. The only thing is that, given the particular way men look at the world, we can understand this mistakenness well enough. A tree, too, can only be photographed adequately from several sides. All the claims normally made by political parties seem like photographs of life from different sides. Yet people treat these various standpoints exactly as if someone were to look at a photograph of a tree, taken from the right, and say: “This picture is completely wrong,” knowing only the view from the left. Thus, all the objections from a certain standpoint to the views put forward here are familiar to me, and if I had to expound them all, it would not, given the philosophy of life I am advocating, prove a very difficult task. I must say this in advance, in order to show that it is only by approaching social life and social problems from the most varied directions, as is attempted in the lectures that follow, that we can form a life-like picture of them. There is much talk nowadays of social needs. Looking back over the history of humanity with an open mind, however, we observe that this has been true for only a relatively short period of man's development. There have, of course, always been social needs and social endeavours. That they should be formulated, almost as an abstract theory, however, is a feature of very recent times alone. And when we try to discover why it is that almost everyone these days is talking about social needs, we realize that there has been no period perhaps with such strong anti-social impulses as ours. When the urgent necessity of life presses and misery knocks at our door, we do meet the challenge to produce positive social impulses. But when people speak of social needs, they really mean something different; they mean man's feeling that he is not simply a separate being, but that he must move among other men, and work among and with other men, and that he exists for his own satisfaction and the good of others. In this respect, the men of earlier epochs were actually much closer to one another, paradoxical as it may sound, than we are today. And this was only natural, because we nowadays live in a historical epoch which, as the preceding lectures have already indicated, has summoned particular powers from the depths of man's nature, especially within the civilized world. These powers are specially adapted to the purposes I have described, but are less well suited to arousing in man the social instincts and social impulses that were present, if in a form no longer appropriate to the present time, in earlier epochs. Looking back over man's development, we see that, in the course of three or four centuries, there has emerged from within the human soul a capacity, a soul-power, which we can regard as intellectual—the power of reason, of a more or less rational view of the world. This view has been splendidly successful in the field of natural philosophy. It can carry men a tremendously long way towards developing their intercourse, their traffic with external nature. But the problem arises whether this power, which represents the glory and triumph, so to speak, of very recent times, is also suited, as it stands, to facilitate the intercourse of man with man. Only a clear view of this problem can, ultimately, throw light for us on the social needs of recent times. These needs, as they are ordinarily formulated, can only express a superficial outlook, symptomatic of something lying much deeper in man. This is what stands out above all for a spiritually scientific approach. Again, when we look with an unprejudiced eye at the way in which social configurations and groupings arose in earlier epochs and indeed, fundamentally, still arise today—right down to cartels and trusts—we must conclude: the dominant forces in them are ultimately not intellectualized ones, not those of a rational attitude to life, but are instincts, unconscious feelings. And if we were to create social configurations by means of the intellectualized power that reveals itself so splendidly in natural philosophy, they would probably have only very slight viability. For, after all, it is not without significance that this power of the intellect has shown itself to be particularly important in the observation of inanimate nature, and that a man who desires only natural philosophy and does not wish to move upward to an outlook on things in accord with spirit, finds himself faced by an insoluble riddle when he has to move over from the inanimate to the animate. It is not surprising that what is of great importance, precisely because of its inner structure, for the inanimate, the dead, is not as powerful and fruitful in relation to something that is not only alive, but must also develop into human social configurations informed by spirit. We can say, therefore: In certain subconscious regions of the soul, the forces that have been formative in social configurations are still present. On the other hand, man owes two of his strongest and socially most effective impulses to the characteristics of the present epoch. And for these he has to find the proper place in social life as a whole. One of the most important social questions of today became apparent to me thirty years ago, when I was trying to look at the problem of man's freedom within his social life. The experience of freedom is really just as old as intellectual life. Only when intellectual life raises man to the apprehension of pure thought, by which he then comprehends natural phenomena, does he become conscious of his freedom. To all mental activity, earlier ages added something that resulted simply from organic processes and had its roots instinctively in the unconscious regions of will or else unconsciously in the life of feeling. To perceive something as clearly as is possible when thinking rises to distinctly apprehended and mathematically formulated laws; to comprehend something so clearly that we are present in it with our entire substance: this has only been possible to man since he raised himself to the pure thinking that inspired Copernicus, Galileo and their successors to modern scientific research. The experience of freedom is thus explicitly connected with something that leads away from the instinctive forces that previously formed society. If we are approaching the problem of freedom with complete seriousness, however, we are cast for a moment, by this discovery, into a kind of emptiness, which we experience with all the terror that emptiness, or rather nothingness, does inspire in men. What we discover is that, in earlier epochs, when mankind was more naive about the life of the soul and had not attained to the consciousness that prevails in modern times, there could exist attitudes that were more imaginal and did not inhabit pure, abstract thought. But we need such imaginal attitudes if we are to take our place within the complicated social life of man. The things that enable us to find our place in the world can never be determined by abstract thought. Now, in the last few days I have shown how the development of spiritual science takes us from abstract, dead thought once again to vital thought, by which in fact we can penetrate not only into inorganic, lifeless nature, but also into the forms of living nature and into the heart of spiritual worlds. By understanding this most modern development, man thus re-approaches, with his consciousness, what in earlier epochs existed in an instinctive way. I know that many people today still shrink back when they are told: that which operated instinctively in earlier epochs, fertilizing the imagination from the unconscious, can be raised into consciousness by a development of the soul such as I have described. Immediately, people suspect that behind this demand there lurks a kind of philistinism and pedantry that would translate naïveté into self-consciousness. People will continue to shrink back from this path into consciousness so long as they do not realize that the naive experience that was originally instinctive to man is to be restored, despite the consciousness of vital thought. But this vital thought then also introduces us to the shifting concepts that play their part in social life. Let me refer to just one example of this today, by way of introduction. People at present talk a very great deal about capitalism and the function of capital in the social order. There are countless definitions of capitalism, often politically coloured. Yet this absence of unanimity obscures another point. We must clearly understand that the function even of something that forms as much a part of the social structure as capitalism cannot be comprehended in sharply delineated concepts. Instead, we require those vital concepts that the nai've, instinctive life of the soul once had and the conscious life of the soul can again acquire today. People need only look, for example, at what capital meant in Central Europe, in Germany, where a particular social development began later than it did in England, and what it means in England itself. In England, simply because of the existence of earlier stages in the country's economic life, when this development did set in commercial capital was available to create something which, in Germany, had to be effected by raising capital in other ways. If we look at the rôle of capital in Central Europe and then in England, we very soon find that our concepts, intended as they are to comprehend social life even in its individual configurations, cannot be sharply delineated. We need, instead, concepts that take hold of immediate reality at a particular point, yet remain elastic, so that they can move on from this point to other configurations of the social structure. And since we live in an age that is specifically educated to intellectualism—which subsists only in sharply delineated concepts—it is necessary for us, if we are to reach an understanding of social needs, to find our way out of intellectualism into the world of vital thought. This in turn can transform itself into social impulses such as arose from instincts in the earlier stages of human development. The philosophy I am here advancing is specifically intended not to be something theoretical. It is often accused of dogmatism; accused, when it has to pronounce on social life, of looking for Utopias (which are also dogmatic). The charge is without foundation. The point of this philosophy is not at all what people mean by any particular concept; it is a definite attitude to life as a whole, physical, mental and spiritual—an attitude directed towards apprehending this life in its individual concrete forms in accordance with reality. Thereby, however, a certain perspective on extremely important social needs of our age is opened up: When we contemplate human life itself by means of a spiritual outlook such as I have been developing, we find that, like the historical development of humanity in general, the life of an individual human being is subject to certain changes. The resulting phases, which are apparent even to a casual observer, reveal their true nature only when we can see into their spiritual ramifications. It then appears, for example, that neither the infant in its first years of life, nor the child of primary school age, nor even the adolescent below the age of twenty, lives fully within the intellectualized mode of thought that has emerged in the course of man's development. In the last analysis, we only comprehend intellectualism with an inner sympathy in the more mature period of our twenties, when we begin to experience it as a kind of mental bone-system. Until then, we actually feel, if only instinctively, as if our life still had to solidify within us along lines which eventually result in this mental bone-system. Yet our entire social life, which understandably is shaped by adults, is permeated by the influence of intellectualism, in spite of the fact that intellectualism itself cannot be socially creative. It floods into areas where the instincts have become uncertain. We thus have in our present-day social pattern an inorganic combination of the instincts, grown uncertain, with an intellectualism that seeks to enter social life but does not really fit into it. The end-result of this is that we form ideas of what is going on in social life which are quite unlike the forces that are really present. Nowadays, we speak in rather inexact terms, for the most part, about what governs society. We, mankind that is, have educated ourselves, in these three or four centuries, to cast everything into intellectualized moulds. As adults we can do this, but not while we are children or while we are young people. Youth develops powers other than intellectual ones. The infant develops first the powers which make it, I would say, a single sense-organ, similar to what I have called a “spirit-organ,” but at a more material level. Its whole being is engaged in perceiving its environment, and it transposes what it perceives into its own movements. It is an imitator. This imitation, which pervades the life of the child's psyche, is quite certainly nothing intellectualized. Next, the child enters an age—say from second dentition to puberty—in which it is called upon no longer to imitate, but to absorb the opinions and convictions proffered by the adults round about. Please do not think that the man who wrote The Philosophy of Spiritual Activity is saying what he has to say now out of any reactionary instinct. What I have to say is in accord with a law of man's development. From second dentition to puberty, the young person evolves from within his being the need to listen to some person of natural authority and to what he or she offers him. Anyone who can look at life impartially will agree how fortunate it was for his inner harmony of soul throughout life if, at this age, he was able to look up to this or that person of authority with a proper respect. He did not now imitate this person; the relation was such that he felt: through this human individual is revealed to me what I myself ought to be and want to be; I listen to what he or she says and absorb the opinion into my soul. The genuine psychologist will even discover something further. People continue to insist that, at this primary school age, a child should only take in what it already understands. In this way, only this one stage in the child's development is catered for. Not only this, but endless trivialities are piled up in an effort to present the child solely with what, it is believed, he “already understands.” The child certainly understands more than many people believe: not through intellectuality, however, but through its whole being. There is another point, too. We may reach the age of thirty, forty, fifty or sixty, and then something shoots up from the depths of our soul which is a reminiscence from our eighth year, let us say. We took it from authority; we absorbed it with respect. At the time, we did not understand it in an intellectual sense; but we came to feel at home in what we thus absorbed with our whole being. It was then drawn down into the depths of the soul. Decades later it reappears. We have become more mature. Only now do we understand it and bring it to life. It is enormously important to us in later years to be able to revive in this way what we have carried with us since childhood. This is something quite different from living among mere memories, untransformed. This, too, then, can result from a vital art of education—one that seeks to give the child of this age, not sharply delineated concepts but vital ones. The former, it is true, have their uses in life. To the child, however, their effect is as if we seized his hand and clamped it so that it could not grow, had to remain small, and could not take on different shapes. We must move forward to an education which transmits vital concepts that will live on with the child as his limbs do, and are accordingly not sharply delineated but have an inner growth. Only then shall we give the child not only the right joy in life, but also the right strength in life. When the child experiences the sort of thing I have just indicated quite naively in his soul, his understanding and comprehension is not intellectualized. He is taking something from a respected authority, something that will instil in him vital powers. Next, there follows an age when, essentially, all we can do is to approach the world with our concepts (which do not immediately take on sharp contours) all informed by the capacity for love. With this, we penetrate into things so as to emerge, sometimes, with quite illusory but all the more potent ideals, which fire our love. Only when we have passed through all these can we move, without damage to our humanity as a whole, into the intellectual phase. Yet the material that in many cases the old generation nowadays presents to the young is really something appropriate only to a later age. It is no accident, therefore, that young people often fail to understand us as teachers: it springs from their very nature. Older epochs developed in social life forces by which the old could be understood by the young in a quite different manner from today. Hence the social gulf that has opened between age and youth. It can be understood by those who comprehend our age as we must if we trace the development over the last three or four centuries. Not only through spiritual profundity, but through the animation of our spiritual life, we must restore the adult's capacity to reach complete understanding with youth. But bridging the gulf between generations is only one side, only a very small area in fact, of present-day social needs. It can be brought about only by an extension of man's whole inner experience. Only those who strengthen the present intellectualized life of the soul by vital thought and spiritual vision, or at least accept the results of such thought and vision—for they too vitalize the whole soul—will regain the ability to look fully into the child's life. They will thus be able to draw out of the child's life itself the powers by which we can reach an understanding with him. But in indicating the gulf that has opened between age and youth in our time, we also indicate the whole series of gulfs separating man and man, man and woman, and class and class in our time. For just as merely intellectualized life separates us from the child, so too it ultimately separates us from other men. Only through vital thinking, which re-approaches certain instinctive conceptions of the cosmos, can we establish our position in the social order as firmly as the man of instinct did, to make social organisms possible for the first time. We find, too, that only through what we achieve with an empty consciousness—when we are inspired from the spiritual world with what spiritual entities reveal—can we really understand other people and see across the gulfs of class and sex. This is the second stage in living together in society. The first is that of discovering imaginatively our own position. The second is that of finding a bridge across to someone else, someone who lives in a different social constellation. Nowadays, this is made very difficult for mankind; for when we take up a position in social life in line with our feelings, our judgment is not ultimately based on reality. In the last analysis, it is precisely when we think that our judgments are most in accord with reality that they are furthest away from it. You can see this by observing how even outstanding personalities today, who take up a position in life and would like to manipulate life, are fundamentally incapable of matching up to reality. Let me give an example—not in order to say anything for or against the person concerned, but simply to characterize the phenomenon. A particularly striking personality among those socially active in recent times was Rosa Luxemburg. In personal acquaintance, you found a woman completely endowed with social graces: measured in movement and mode of speech, restrained in each individual gesture and phrase. A certain gentleness, even, certainly nothing tempestuous, was in her personality. Yet when you heard her speak from the platform, her way of speaking was ... well, I will quote an actual example. She would say, for instance: Yes, there were times when man believed he originated from some spiritual world or other, which had placed him within social life. Today—she said—we know that man once clambered about in the trees like an ape in an extremely indecent fashion, without any clothes on, and that from this ape-man there developed those who today occupy the most varied positions in society. And this was delivered in a manner that was fired, I would say, with a certain religious impulse. Not, indeed, with the fire of immediate personal impact, but in a manner that large proletarian masses can best understand: with a certain measured dryness, so that it could be received too with a certain dryness of feeling and yet call forth, for all its dryness, a certain enthusiasm. This because people felt: at bottom, then, all men are equal and all social distinctions are swept away! But none of this was spoken from an involvement in social life itself. It emerged from theory, though one that believed itself to be true to life. It created a reality that is ultimately no reality, no fruitful reality that is. The standpoint of most people in social life today is like that of Rosa Luxemburg: they speak about society without the power in their words that comes from life itself, from experience of the social aspect of man. To speak of society is possible if, with the old instinctive power of looking at social forms, we can find our own place in life and also a bridge to men in other walks of life, other classes, or other generations, and to individual human personalities. This was achieved in earlier epochs out of extraordinarily deep-rooted human instincts. These powers of cognition become conscious as man develops into the spiritual organism or “sense-organ” he becomes as a human whole, in the way I have described. As a result, he can live by choice, free of the body, in the spiritual world. For sympathy with the other person is always an unconscious or conscious extra-physical experience of his being. It is dead theory to think that we look at someone, see that he has an ear shaped so, a nose, a face shaped so, and, knowing that we too have such a nose and a forehead shaped thus and so on, and that we have a self, assume unconsciously that the other person also has a self. This is not what we do. Anyone whose mind can take in what happens knows that we have an immediate perception of the life of the other person. This immediate perception, we might say, is simply the act of seeing, raised to the spiritual level. Certain theories in present-day philosophy have even discovered this fact. Spiritual science shows that, by bringing the power that operates unconsciously and instinctively up into consciousness, man can project himself into the other human being: only thus can he really place himself within the context of social life. With the intellectualism attained at the educational level in human development to which we have been raised—or rather, with what can grow out of that intellectualism—we can point to this self-spiritualizing development of the human soul; and when this is possible, social perspectives too can be gained. Certainly, it is only by apprehending the spiritual in this way that we can gain the strength to cast aside old fears and achieve an immediate experience of the impulse of freedom in man. Now the soul can only really apprehend this impulse of freedom out of a full human life. That this is so, I should like to illustrate once more with an educational example. What, precisely, is the basis of the Waldorf School in Stuttgart, which was created from a view of life in accord with the spirit? It seeks to act as a social organism in the life of today in a way that present-day forces themselves require. Its aim is therefore certainly not to inculcate a philosophy in any way. It would be an entirely false conception of the principle of the School to think that it sought to impart to the children any particular philosophy of life. A conception of the world and of life that is held to be in accord with the spirit exists in fact for the staff. And what, in this conception, is not theory but life may also come out in the skill and tact of the teacher, and in everything that he does, in all the work of instruction and education. The isolated statements that are often made about the teaching methods at the Waldorf School really miss the point. They may well lead someone or other to say: Of course, there are other methods of instruction and education with the same aim. In terms of abstract principles, it is true fundamentally to say that what can be stated about the methods of the Waldorf School is also found elsewhere. What is important in the Waldorf School is the immediate life that flows from a conception of the world which creates life and not merely concepts. What does this achieve? Well, it is difficult to describe life in sharply outlined concepts. I shall therefore explain what I mean in this way: quite certainly, there are on the staff of the Waldorf School some teachers who are not unusually gifted; we can say this without hurting anyone's feelings. But even if the widest range of physical, mental and spiritual talents were represented in the teacher, we should still have to say: among the children he has before him, there may be some who will at some stage in life develop talents that go far beyond those the teacher himself possesses. We must therefore create educational methods by which we can handle the children at each age not only in such a way that they acquire the talents we have ourselves, but also that they develop any latent talents we do not have at all. Even if no geniuses ourselves, we must place no obstacle in the way of the child's development towards genius. It is all very well to go on declaiming that the child's individuality must be developed, and that “education is a drawing out and not a putting in.” You can say this, and as an idea it all sounds wonderful, and you think of it as something fruitful in life. But what people often mean by it is simply that they will develop in the child what they think is capable of becoming something individual, but not anything that goes beyond the individuality of the teacher himself. In the Waldorf School, everything is directed towards education in freedom. Man's inmost spiritual element remains essentially undisturbed by the Waldorf School. It is not disturbed, any more than a plant placed in the ground and allowed to develop freely in the light and air has all kinds of stakes applied to it, training it into a set shape. A child's spiritual individuality is something completely sacred, and those with a genuine experience of human nature know that it will follow, of its own accord, the influences exerted on it by everything round about. The teacher thus has to set aside what can hinder this tenderly protected individuality in its development. The hindrances, which can result from the physical, the mental and even the spiritual sphere, can be discerned by a genuine knowledge of man, if it is developed on the pedagogic and psychological sides. And when we do evolve such a knowledge, we develop a fine sense for any impediment to the free development of individuality. There is no need for violent interference. Any alien shaping of the personality should be avoided. When we see that there is an impediment we must set aside, we set it aside. The individual will know how to develop through his own power, and his talents may then go far beyond what the teacher possesses. Here is true respect for human freedom! This freedom is what enables man to find within him the impulses that lead and drive him in life. In earlier periods, as he instinctively grew into his social environment, man absorbed from it something that then operated within him as moral and religious impulses. This process has been paralysed, I would say, by intellectualism. What can consciously produce the social impulses that were once instinctively attained, has still to be developed. Two things thus confront modern man. On the one hand, he must now seek his ethical and religious impulses in his own personality, finding them only among his soul's innermost powers. On the other hand, in the course of the last three or four centuries intellectualism has come of age, so much so that it is now regarded as the sole authority. Yet it can afford no such direct spiritual experience, but only observe the life of nature and classify it. We are thus confronted by what we as humanity can achieve—magnificent as it is—within natural processes. And here humanity as a whole is productive. We can see this productive aspect emerging in the last three or four centuries in the splendid instances of co-operation between natural observation and technology. Anyone who can follow what man achieves by understanding nature can also see how he has advanced technologically. You need only look at a straightforward example—how Helmholtz, let us say, a genius in some respects, invented his ophthalmoscope. To appreciate this, you must take into account the fact that his predecessors—as if impelled by scientific progress—were already close to the discovery, and he had only to take the final step. We might say: scientific thinking as such enters into man and leads him onward. Subsequently, he is productive in the field of technology. For what he extracts from nature serves him as an inspiration. Right down to the most recent discoveries, we can follow how, in anyone who becomes a natural scientist, what he absorbs impels his spirit from one technical advance to another, so that the inspiration of nature still goes on. There's inspiration for you! Modern man lacks such inspiration, however, when he comes to the ethical, the volitional, the religious—in short, to everything that starts from the soul yet leads at last to social forms and life. What we need here is a force that will operate in the spiritual sphere as purely natural inspiration does in our external technology. In the latter, we have gone an incredibly long way. What we have achieved there, we, the men of modern times, must pay for in the sense that our purely spiritual life has languished for a while, sustaining itself on old traditions, in the religious as well as the moral and social sphere. Today, however, we need to be able, out of the human personality, to arrive in the full experience of freedom at immediate moral impulses. Because we are faced with this social necessity, I was able, in my The Philosophy of Spiritual Activity, to show that there must be such a thing as moral intuition. And, as I indicated then, the real moral impulses that man can find to give him ethical and moral strength, which operate more individually now in modern life, can only derive from a spiritual world. We are thus forced to rise to spiritual intuitions precisely because in our contemplation of the outside world we do not attain anything spiritually productive. Anyone who can consciously experience the technical age from within is especially inclined to say, on the other hand: faced by the need to stick close to the ground in technology so as to survey its inanimate substance, we cannot, from what technology gives us, gain moral impulses as earlier men could. They beheld the spiritual in storm and wind and stream and star and experienced it as natural forces. We cannot do this, because our knowledge of nature has had all this refined away from it. We can only gain our moral world, therefore, by intuiting it in a directly spiritual and individual manner. For this, however, we require a vital spiritual force within us. And this force can follow, I believe, if we are steeped in the implications of the philosophy of life I have put forward here. As a philosophy, it certainly does not wish to lay down the law in ideas and concepts. It seeks rather to present ideas and concepts only in order that they may become as vital within us, on the spiritual plane, as our life's blood itself, so that man's activity, not only his thinking, is stimulated. A philosophy of life in accord with spirit thus reveals itself as a social as well as a cognitive impulse. In consequence, we may perhaps be justified in saying: present-day social needs, as they are often formulated in public life today, appear, to those who can dispassionately perceive the true nature of our times, to be symptomatic. They are symptomatic of the loss of the old instinctive certainties of social life and of the necessity to establish, consciously, a spiritual life that will give the same impulses as did the earlier instinctive one. Because we can believe that such a stimulation of man's innermost vital powers really corresponds to the social needs of today, we would wish, in this age of severe social tribulation, to speak of the age and its social needs in this sense. Sometimes, today, people feel that the immediate distress of the day, the misery of the moment is so great that, fundamentally, we ought to devote ourselves exclusively to it, and look for wider horizons only when some relief has been afforded close at hand. Of all the objections put to me since, at the instigation of a circle of friends, I have been trying to speak about social life once more and to take an interest in various things connected with it, I have felt most strongly the force of the countless letters sent to me, especially two years or so ago, saying: “What is the point of all these social ideas? Here in Central Europe the most urgent thing is bread.” This objection was made over and over again. We can understand it. But in another sense we must also understand that the earth is incapable of withholding its fruitfulness at any period, if only men can find a social organization that will enable the earth's gifts to flow into society and there be distributed. It is thus, I think, right to believe that to devote oneself to the immediate situation is a loving and noble task—in which no one is impeded by reflections such as I have set forth here. Yet, equally, it must be said: for the moment, what can be done in this way may be good; yet on the other hand, men must gain an understanding of society as soon as possible, in order to prevent the factors that bring men into such distress and misery from recreating themselves. That we cannot get by in the social sphere with the old Utopian and intellectualized formulations should have become apparent to people when many of those who, only a short while before, were speaking with incredible confidence of what social life should be were then called upon to do something. Never was there a greater perplexity in a society than among those who reputedly knew with absolute certainty how social configurations should be organized, if only the old regime could be cleared away as rapidly as possible. Experiment in this direction has indeed created, in Eastern Europe, the most terrible forces of destruction. And for men today to believe that, without fundamental social thought and feeling and experience, simply by continuing the old formulations, they can arrive at anything but destructive forces, is an illusion. The spectre of Eastern Europe gazes threateningly across to the West. Its gaze, however, should not leave us inactive, but should be a challenge to us to seek at every moment for vital social forces and a vital formulation of social needs, now that the abstract and Utopian ones have revealed their unfruitfulness. How this can be achieved will be shown more fully in the lectures that follow. I have tried today simply to provide an introduction showing that, behind explicitly formulated social ideas, there lies something more profound, something that is linked with a transformation of the whole life of the soul. In very recent times, this is beginning to be understood even among a wide circle of the working class. Anyone who looks about him knows that social needs, and in particular our reactions to them, are in the midst of a profound transformation. The unfruitfulness of the old slogans is already more or less recognized. And already it is being emphasized in many quarters that we must move to a spiritual sphere, and that moral and religious impulses must once again pervade social life. We have not yet, however, evolved the life we really need. Our age thinks itself extremely practical and realistic, and does not know how theoretical it is in fact—especially in determining social needs. Our task today, we may perhaps observe in conclusion, cannot really be to set up completely new social or other ideals. We are not short of abstract expressions of ideals. What we need is something different: experience of the spiritual, not merely excogitation of the ideal. What we need is spirit, not in concepts merely, but with such vitality that it goes with us like a human companion in all our doings. In apprehending the spirit as something vital in this way, we shall also be able to rise to something socially effective. On this point, we may say: today, we need not merely a formulation of ideals and social needs. We need something that will give us strength to follow the ideals, and give us inner life to make these ideals incandescent; something that impels our will to wholehearted enthusiasm, fruitful to the world, for ideals and for the life of the spirit. |
83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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A few months ago, the British Colonial Secretary remarked that the world's centre of gravity has shifted from the Baltic and Atlantic to the Pacific. His observation is certainly indicative of the transformation now taking place in the social structure of the whole world. Only now, in fact, is the world gradually beginning, in circumstances that have arisen in the course of centuries and have changed so significantly as a result of the cruellest of wars, to realize the consequences of something that has long been brewing—the fact that not only economic and social relationships, but the whole of human relationships throughout the world are tending to transform themselves into a totality, a single entity. If this is true, however, then the change in external economic organization (directly determined by the conversion of world trade into a world economy from the last third of the nineteenth century onwards) must also be followed by a profound spiritual transformation throughout the world, of which perhaps only the beginnings can be discerned today. Yet we must also remember that, however social structures may change throughout the world, there live within them human beings who must reach an understanding as men if they wish to establish a relationship with one another. Understanding between men, however, involves trust. And trust involves a kind of insight into the souls of others. In Western civilization to date it has only been possible, generally speaking, to extend our horizons slightly, to include the Continent of Europe and its immediate colonial dependencies. A world-wide view has yet to be found. Starting from one or two features of the historical background, which yet are directly reflected in man's life today, I shall try this evening to indicate what is actually happening in this direction. To do so, I shall first have to say something about understanding and attempts at understanding within Western civilization itself. If you listen to the way educated Englishmen speak about Europe, about Central Europe and in particular about Germany, which has set the tone in certain respects for so long in Central Europe, what they say—and write in their books—is usually something like this: With us, everything rests on a democratic basis. The individual very largely determines what happens in spiritual and also in economic life. The greater part of public affairs is left to individual initiative. But when we look across at Central Europe—I do not want to claim that what they say is absolutely correct, only to illustrate what is in fact a widely-held view—a certain autocracy becomes apparent, a system of administration by officials—very capable, of course—who determine, from the centre of national life, the nature of individual human relationships. There is—or was before the war, at least—always this pointed reference to a centralized and more or less autocratic system. If we were then to look further East, we should have to say, following the same line of thought: further East, we find not just autocracy, but a kind of patriarchal autocracy. This is pervaded, not only by the ordinances of administrators, but also by a religious impulse: men therefore feel that what they do on earth is actually ordained by spiritual, extra-terrestrial powers and entities, the impulses from which are absorbed into their feelings. Behind this English attitude there certainly lies something of great importance, which affects all the social structures of the present day. We can say: the further West we go, the more man with his whole thinking and feeling is bound up in the affairs he has to manage. This comes out most clearly when we look at economic affairs. In the West, what a man wishes to accomplish in economic life he accomplishes by attention to practical detail. He has an immediate personal relationship with the externals of life. In Central Europe, as the psychologically perceptive observer cannot help noticing, things are rather different. There is a tendency towards what the Englishman, from his standpoint, calls “academic administration by the state:” a tendency for certain ideas to prevail which are regarded as correct. These are expected to shape laws and inform administrative principles, and are set forth from the beginning in an administrative, a political system. The individual who comes to the affairs of actual life, even economic affairs, may look to economic practice first of all; but he is always looking over his shoulder at something of a juridical-political character that belongs to one of these systems. And he regards his personal activities as a part of such a system. The Englishman has no inclination to think up a system of this kind; his eye is only on the concrete details of life, not on the overall system that imposes itself upon them. At this point, our attention is drawn to a historical phenomenon that has become particularly important in very recent times. For millions upon millions of people, the name of Karl Marx is of extraordinary significance. The rigidly dogmatic and formula-ridden Marxism that occupied the souls of many millions of men like a kind of religion, fifty years or so ago, has been modified in many ways. Yet for the broad masses of the European proletariat, the name Marx still denotes a prophet of social reorganization. On this occasion, I am not concerned to demonstrate the errors of Marxism. I only want to point to a certain aspect of Marx as a historical phenomenon. Marx was educated in Central Europe, in Germany, where he absorbed a disposition towards the kind of systematization of ideas that I have just been describing. Then, however, he went to the West, to France and in particular to England, in order to study concrete details of the social and economic development of recent times. What he studied were concrete details—for that is all that exists in the British working-class. What he constructed from them is a system of social organization such as only a Central European temperament can create. And this system took root, not primarily in the West, but in Central Europe. And we may say: the concrete details that Marx observed in the West he shaped into a grand systematic edifice of ideas, which his disciples have made increasingly dogmatic and increasingly theoretical. It came to be regarded as the ideal organization of human society as a whole from the economic standpoint. And when its exponents had the opportunity of realizing it in Eastern Europe, it became, in a sense, the ideal economic and political organization—though in fact it has not been realized to any great extent, and even this little is gradually leading to absurdity. The essential point, however, is that we can see quite clearly, just with a phenomenon like this, how fundamentally the mode of thought even in Central Europe differs from that in Western Europe. From this, however, we must suppose that the variations throughout the world are very much greater still, and that only an impartial attitude, quite free of preconceptions, is capable of gaining a conspectus of these variations. What strikes us as diversity within the small sphere of Western civilization must be seen today against a world background. This is because our present-day structures, including the social ones, are affected by world conditions as these have developed historically in East and West, just as they are affected by philosophical impulses, in the way I have described here in the last few days. A similar approach will be in place when we attempt to depict present-day social structures. In so many of these, a great deal survives in a disguised form, so that its origin is only dimly visible. What originated long ago in the East exists side by side with what is specifically Central European and with what is just beginning to appear in the West as a quite new configuration. This is true of the social structures as it was of the philosophical situation throughout the world. When we look across at the East—which, at some time in the future. Western structures will have to be extended to include—we can see in the modes of thought and social attitudes of people today definite survivals of ancient institutions and ancient impulses from which these arose. Decadent as it has become in the East, everything that can still be observed today points back to times when the Orient was ruled by a variety of priest-theocracies. In a way possible and appropriate to the culture of the time, their leaders embodied in the social structures things that they felt they had to ascertain from the spiritual worlds by means of the old instinctive spiritual vision, as I have described in the last few days. On the basis of historical documents, people today describe the priestly hierarchies as ruling by teaching the populace that all natural phenomena were inhabited by divine and spiritual entities, and that by certain magical operations one could gain the favour of these gods, or their love. This is true of a later epoch of the Oriental priest-theocracies, but it is precisely a later epoch, when the original qualities of the Orient were already in decline. It is true that, in ancient Oriental civilization, certain select individuals sought a kind of connection with the spiritual world which was based on things that have no charms at all for us today. It was based on certain quite material activities of the human body: potions that were brewed and substances that were eaten. They regarded as a secret the fact that, by the consumption of these potions and substances, man's normal sensory activity is suspended, and he is taken back to times when there was as yet no sense of purely external natural law and when spiritual life, too, was not yet so abstract as it later became—times when the moral and spiritual element was still united with the physical and natural. These priest-scholars sought to return to primeval ages in the development of the earth itself by associating their metabolism with certain material essences of the outside world. What they were actually asserting we again become capable of understanding when, by the quite different modern path into super-sensible worlds, we come to know what I expounded in my fifth lecture: that through spiritual insight into his own nature man experiences within himself a kind of world-memory. He thus goes back, in his spiritual vision of course, to times when for men natural laws were not as they are today—expressing themselves more or less by chance—and spiritual laws were not so abstract as they are today. In consequence, spiritual vision arrives, not at the purely mechanistic Kant-Laplace nebula, but at an origin of the earth that is to be interpreted physically and spiritually. As I have demonstrated in the last few days, the world-memory men gain in this way is achieved entirely without manipulating the physical, in a spiritual way by spiritual exercises. This was not so in those early Oriental times, when men established contact with the spiritual world through stimulating their unconscious instincts by associating their metabolism with essences of one type or another. They knew what each plant in nature could develop from their instinctive life by a kind of dream-like spiritualization; they knew that, if this or that plant was eaten, the effect upon their organism was such that they could transport themselves to a particular area of spiritual activity. This was in fact the way in which the high priests of the Oriental theocracies, who also had complete power over social and political structures, originally established contact with the spiritual world. They believed they had thereby obtained impulses that proved to be the actual guiding impulses for social life. We may say: The subsequent belief, or rather superstition, that to this or that natural object this or that “spirit” was linked, is already a product of cultural decadence. The original implication was that, if we allow these natural objects to affect us in a certain way, we shall be led to a particular kind of spiritual being, from whom we can receive various impulses, including social ones. Oracles, star-gazing, everything astrological was basically a product of the decline of these older views, towards which, however, objective science today is already being led, if dimly as yet. Objective science has given up seeing crude polytheism deep down in all primitive peoples, and can now perceive a monotheism of primitive man. In the same way, it will arrive at the outlook that has been evolved by consideration of the historical background and by spiritual investigations such as I have described. On the one hand, therefore, there existed a complete awareness of how impulses from extra-terrestrial nature, from spiritual entities, manifest themselves in human nature itself—these impulses had, after all, been obtained by stimulating the instincts, by a spiritualization of the instincts. Yet at the same time people could not help attaching some importance to what displayed itself in these instincts, which they ascribed to the particular quality of the blood, let us say in a family with a particular constitution. In the manifestations of this instinctive life also, they detected social impulses sent into the world from extra-terrestrial spheres. When decadence later set in, it was natural, for the men who were striving for power, to take over, quite arbitrarily, the general view that looked to this manifestation of the instinctive life, which they sought in blood and in what could be discovered through its spiritualization. In this way, however, something unspiritual and (based on blood) something patriarchal entered Eastern life as a whole. We can only discuss this patriarchal element, of course, by referring to what is known; but its point of departure lies in the relations that the old priest-rulers of the Orient sought with the spiritual world. For this reason, all the social configurations of the Orient are steeped in this religious element, this awareness that divine and spiritual powers must prevail in everything on earth, and that ultimately no man should give orders unless he has first allowed the power of the divine word to flow into the spirit, the soul that is to give them. Impulses initially felt as religious, as impulses of grace from extra-terrestrial powers, thus assumed for social life the character of commandments. Even when, in certain Eastern civilizations, we appear to be confronted with laws in the later sense of the word, we soon find, when we analyse the spirit of legislation such as that of Hammurabi, for example, that it is based on impulses of the commandment type, which derive from what was regarded as the commerce of the elect with the spiritual world. In an increasingly attenuated form, this has survived in all the social configurations that rest on ecclesiastical and religious foundations. And however much these things are disguised in social structures today, we can see, even in those left-wing associations that rest on a religious basis, that the ancient Oriental impulses I have described still operate in an attenuated form. There is much in present-day social structures that we cannot understand at all if we are not in a position to ask: In what sense do human souls cling to such structures? They cling to them because, in these souls' subconscious depths, there still remain legacies of the religious inclinations of the Orient. This is true even where the religious views themselves have taken on quite different forms, forms that have detached themselves from economic life, as is the case with the religions of the West. That the effect of Oriental religions is felt even in detailed features of economic life could be observed in Eastern Europe right down to the Great War. To understand social configurations, we must discuss the spiritual impulses that inform them. For the description often given these days of social structures really only relates to their external appearance, as can be shown quite clearly by an example such as the following. Today, it is clear, we can only look with horror at the social organization that is trying to establish itself in Eastern Europe. Yet in considering what is going on there today, we cannot help remembering what happened some eight hundred years ago, in China. Here, quite suddenly, men sought and very largely realized a political system that aimed at ordering all the affairs of man, even those of an economic nature, in every detail on behalf of the state. At this period in China, there were government authorities that fixed prices from week to week, authorities that laid down how the land was to be cultivated here, there and everywhere, authorities that provided country people with the seed for the year. At this period in China, an attempt was made to impose a high rate of tax on people who were particularly rich, so that gradually their fortunes passed to the general public. Remembering all this, we may say: the social configuration sought in Europe in our time by certain circles was largely realized eight hundred years ago, over a period of three decades, until the Socialist government concerned was overthrown and its supporters expelled from China. For thirty years, a system persisted whose features, if we described them without mentioning China, might very well be taken to refer to present-day Russia. We can point to such things if our aim is to direct attention to the surface features of social structures. For here we can see that Socialism, as it is popularly understood, need not be solely a product of our own time, but could arise eight hundred years ago there in the Far East on quite different cultural foundations. Yet if we look at the spirit of these two social structures, we observe a significant difference. In the Chinese Socialism there clearly survive features of the theocracy that had always ruled over China, and does so still; in modern Russian Socialism there is embodied an abstract thinking, culled from natural science, which has nothing whatever to do with man's consciousness of a connection with spiritual worlds. Things that appear the same in their outward form are not the same when we consider them spiritually. Looking at human history from this standpoint, we shall find that the particular form of the theocratic state—or rather, theocratic social structures—lasted for a definite period. When the Asiatic theocracies were at their zenith, the tribes in Western and Central Europe were still in an entirely uncivilized state. In moving over to Europe, what was theocratic in form has gradually assumed a quite special shape. If we are sufficiently unprejudiced, we can discover a transitional form in the Platonic Utopian state. There is certainly something here faintly reminiscent, I would say, of the Oriental priestly hierarchies. For this reason, no doubt, Plato wished to choose as leaders of his state those who had become—in the Greek sense, it is true—wise men, philosophers. Within Greek civilization, in fact, the philosopher took the place of the Oriental priest. Yet Plato's Utopia derives, after all, from the social outlook of his own time, in the sense that it reproduces what was currently felt about society; and in it we can recognize a form into which Oriental society had already developed. No longer was a relationship of man to super-sensible powers sought. The religious feelings appropriate to this relationship were more or less taken over from the Ancient East; what the Greeks themselves evolved, however, was something that had played no particular part in early Oriental society, and ultimately plays no particular part even in the social structures we meet in the Old Testament. What was now elaborated independently was the relationship of man to man. We encounter this relationship in its purest form when we look into the life of the soul in Greece. Here, man still felt a certain intimate association between the spiritual and the physical in his make-up. In conscious inner life, there was for the Greek as yet no separation of body and spirit, such as there is for us. We look within and apprehend the mind in a very diluted form, metaphorically speaking; so that, comprehending it by ordinary consciousness, we can have no conception how it activates the vigorous body or is influenced by it. For the Greeks it was different. And that is why Goethe longed to achieve their outlook in his own experience. The Greeks had no such concept of body and spirit as we have. For them, spiritual and physical were one. Not until Aristotle, a late Greek, does the distinction begin to creep in. Although Plato's views are often presented abstractly, the spirit in which he spoke is one that saw the body everywhere permeated by soul, even in its organic functions, and felt the soul to be so powerful that it could everywhere extend its antennae towards the physical organs. The attitude to the soul is more physical, to the body more spiritual. Such a view is linked at the same time, however, to a particular feeling that grows up between men. And from this view has arisen what is characteristic of the civilization of Central Europe. If we look with a sensitive eye at the felt relationship between man and man among the Ancient Greeks, and recognize how it has evolved from man's old relationship to the divine, we can say: what was previously an attitude permeated by religion has transformed itself into the legal attitude, the political attitude. Out of this, out of a combination of the nature of Greek and Roman, there then arose something that could maintain itself in social configurations. The priest gradually becomes merely the successor of the Oriental national leaders, for, although he may have kept himself in the background, the priest in the Orient was always the real spiritual leader, even with Darius and Xerxes. There comes to the fore a mode of thinking that cultivates ideas based on the relationship between man and man. And this goes so far that even religious life is swallowed up by this legal current, as I would call it. A juridical element enters man's world-picture, and even the cosmology of the time; and this element then remains almost throughout the Middle Ages and can be detected when we study the political views of, say, Augustine or Aquinas. Religious impulses themselves, while remaining what they are, take on legal forms. This entry of legal forms into man's religious, cosmological views is eloquently documented in the wonderful picture of the Last Judgment that faces us as we enter the Sistine Chapel in Rome. It is at its most monumental here in this picture in which Christ appears as judge over all the world. His status as judge magnificently symbolizes the transition from a purely religious and devotional element to that conception which permeates religious feeling with a legal element—one that is carried over into the theory of man's world government and guidance. This legal element informs all the social structures of the Middle Ages and much that persists in those of today. When we remove the disguise, we observe the presence of this legal element, and see how it has transmitted to us religious impulses from ancient times. And in modern political systems, right down to their terminology and the workings of their laws, where these go back to the Middle Ages, we perceive how, in the middle period of human experience and in the civilization between East and West, this legal and logical element has made its appearance. We may say: what was Oriental and theosophical changes into something legal and logical; the sophia of the Orient becomes the logos of the Occident; and from the logos there develops in turn the juridical structure, which then proceeds to reproduce itself. Throughout the Middle Ages, the legal element also determined social configurations. You need only study the economic ordinances of the period: everywhere you will find that social structures are shaped by something which is permeated by ancient Oriental religiosity and is juridical. Nowadays, we observe the religious element still active in the less formal human groupings or in those that arise from religious denominations, whereas in the major social structures that are the nations we observe the operation of legal thinking. We notice, however, that with the transition from medieval to modern history the religious element allows itself to be pushed more and more into the background, whilst the legal one becomes increasingly predominant. At this stage, the legal element invades economic configurations. What I am now describing can be traced in all its detail in the history of Roman Law. We can see how concepts of property, customs of ownership, and everything economic in fact, has been decisively determined by a social mould of this nature. Yet in the course of human development an independent economic element does assert itself increasingly in the West, the nearer we come to modern times. We can say: in earlier periods, economic activity is completely cradled in religious and legal forms. It is in the West that the economic element first emancipates itself in human thinking. You need only examine the economic element as it presented itself to the Phoenicians, and compare it with the economic systems of modern times (though admittedly these are only at an early stage in their development). You will realize the difference: Phoenician economic life is the product of the impulses I have described; Western economic systems have gradually emancipated themselves from them. Religion and law are thus joined by a third current which, at any rate at first, tends to endow economic conditions with a social configuration of their own. This trend derives from the West, which in turn has adopted, to a greater or a lesser extent, something of what originated in the East and in the region between. We can see, for example, how, in American civilization especially, economic conditions, unaffected by other cultural currents, evolve along their own lines, until trusts and syndicates emerge. We can see, too, how Western man is inclined to attempt to separate economic from religious life, though he is less successful in separating it from what he later absorbed from juridical thinking and feeling. Even so, we are clearly aware how economic configurations, in their social aspect, are gradually struggling free of the intellectual straightjacket that was imposed on them while they were still under the sway of the legal element. Increasingly, we find economic life pure and simple attaining its emancipation. There can then evolve categories that derive from economic life itself. At this point, however, we become aware of something that must establish relationships between men and between peoples, yet also lead to conflicts between peoples, and indeed conflicts within nations. We perceive that, in the ancient Orient, the religious element included the legal and economic ones; that the legal element subsequently became more or less distinct, but still contains the economic one, whilst the religious element has become more independent; and that now, in the West, an independent economic life is seeking to develop. Perceiving this, we must also consider how the various cultural patterns of humanity stand in relation to these currents. And here we may conclude that the theocratic and patriarchal element, with its roots in the East, can really only produce something consonant with an agrarian system, with a social organization based principally on the cultivation of land, on an arable economy. We thus observe a certain correlation between agrarian life and the theocratic element. Moreover, this has its effect on all the social structures of more modern times. In admitting that the theocratic element continues to inform social structures right down to our own times, we must also realize that, because other branches of human activity have come to the fore, they have come into conflict with it, to the extent that in agrarianism, in accordance with the nature of human agriculture, the theocratic element seeks to maintain its position. The correlation exists. A split occurs in it, however, when human activities of another kind seek to assert themselves. Here we may point to something that can be regarded as a barometer for this aspect of world history. I recommend you some time to study the Austrian parliamentary proceedings of, say, the seventies of the last century. You can observe, sitting in this parliament, men who believe that the old order, with its roots in theocracy and jurisprudence, is intimately associated with agriculture. They are faintly aware of something that later became a great flood, the influx of Western produce—including it is true country produce—deriving from a mode of thought and a social order built on a quite different branch of the economy—on industrialism. Although this is only faintly audible in the various parliamentary speeches, yet we can perceive precisely here, where so much has come together and may be studied, something that illuminates world-wide perspectives. To what is here developing in the West, the theocratic mode of thought is less applicable than it is to any other branch of the economy. What is developing is industrialism. Naturally, land cultivation is not included in it. But land cultivation itself is then caught up by social configurations that are distinctly reminiscent of the tutelage of industrial thinking. Yet industrial thinking today, however much it has developed its technical structures, has still not assumed the social structures appropriate to it. On the one hand, we can see the correlation between the theocratic mode of thought, with its patriarchal essence, and the agrarian system. We can see, for example, that in Germany, right down to the present day, it has been impossible for agrarian thinking and industrial thinking to come to terms properly, for reasons I have indicated. We can see this correlation, therefore; but on the other hand we can also see how everything appertaining to commerce is, in the last analysis, correlated with politics and the law. That is why, in the ancient Orient, commerce is a kind of appendage to the patriarchal administration of human affairs. And in the form that is socially significant for us today, commerce really develops alongside the legal element. For what is required between man and man in trade is something that develops particularly in the juridical sphere. In so far as it did develop in the Orient, the way was prepared by certain commandments, transposed into legal terms but definitely regarded as divine. Commerce, however, has achieved its social organization only within the political and legal current in human development. We can say, therefore, that it is the commercial aspect of economic life that has proved to be particularly suited to political systems based on law and legal thinking. At the same time, it is true that—because in the whole man everything must be connected with everything else—the political and legal element has also linked up with the industrial sector of economic life. As we go further and further West, therefore, we find that, although men evolve their personal relationship to anything chiefly from industry and the things associated with it, yet they also take over features of commerce. For with social structures as they are today, any undertaking is viewed, in point of fact, in the light of its commercial function in the social order. The industrialist himself sees his own undertaking within a commercial framework, so that in this way too the second current, the legal one, maintains its influence on the economic life of the West. In other present-day social structures, we can see even more clearly how this politico-legal element continues to exert an influence below the surface among the broad masses of the people. As concomitants of modern technical life, all kinds of social structures have emerged. We need only recall the trade unions. We correctly perceive the nature of these only when we realize that economic conditions have created them. Nevertheless, those who see these things in a vital manner know that, even if the unions emerge from economic conditions—associations of metalworkers, printing trades unions and so on—the way men behave within them, the way they vote, the way they look at things and discuss them, is the parliamentary, political and legal one, the administrative way. It is something that derives from the second current I have described. The ideas appropriate to the third current are still in their infancy, and it still has to take its social patterns from what is old. At the present time, therefore, we can see three principal types of social configuration existing side by side, widely differentiated of course in one direction and another. They co-exist in such a way that, we may say, history is deployed in space. And in adapting ourselves to any individual social configuration—an economic association, a political association or a religious community—we do in fact, since each of them is in contact with the others, enter a community where elements that have arisen successively in history now co-exist. They have now become shuffled together in space, and call for our understanding today, for this is the time when mankind must regain, at a higher level, the nai'vet^ from which creativity originally sprang. It was once proper that primitive economic and political life should be poured into the theocratic mould. At a later period, a duality developed, taking over from earlier times the religious element, and evolving the political and legal element, incorporating economic life. So, today, economic life cries out for independent organization, for vital human ideas that can operate once more in a formative manner, as the vital impulses! of the legal forms of Greece and Rome, and the Orient's religious impulses, once operated. Since these three currents in human development are now mutually diverging, however, we must be able to consider them independently. We must look at the spiritual side of social structures, initially the only effective one; must look at their legal side, which became the dominant one in the Middle Ages; and must look at their economic side, for which a spiritual aspect must also be sought. This has been put forward simply as a reflection on the antecedents of present-day social structures. It is intended to indicate that, in order to understand these structures, we must enter with real understanding upon the contemplation of those world-wide perspectives to which I drew attention at the beginning of this lecture. To do so, however, we shall have need of vital thought. That this vital thought is needed can be seen on the one hand from the sociological tone of my observations here; but it also emerges from direct contemplation of contemporary life. Everywhere, people are longing to begin to permeate economic life with the vital thought-impulses appropriate to it. In this respect, of course, educated men of the West are of peculiar interest. In an extraordinarily significant treatise written in England in the very year before the fearful event of the Great War, a notable Englishman pointed out how fundamentally the English way of thinking differs from the German one—in the sense that I indicated at the beginning of my observations today. But he points out something else too: what strikes him is that, within the German-speaking population of Central Europe, there has always existed thought. And he observes that thought is the element in the human soul that in the most intimate way points continually to the great enigmas. Through civilizations that cultivate thought, as the German does, we are confronted again and again with the deepest riddles of man and the cosmos, even if—and here comes the tail-piece characteristic of this man of Western Europe—even if, he says, we perceive the futility of supposing their solution. Well, it was proper to speak of the “vanity” of a solution when one could only point to the thought that emerged by abstraction from the body of law and logic; for, although as thought it may rise to supreme heights, this still remains a kind of dead thought. Anyone, however, who becomes aware that in our time the souls of men can provide a birth-place for vital thought, will speak, not perhaps of a final solution, but of a path that can lead to our being able to solve, at least for that particular period, the social problems that face us at any time. For it is probably true that, once thinking about social structures has appeared in human evolution, we cannot speak of being able to solve the social problem all at once, but must rather say that among the evolutionary impulses that must survive into the future are included reflections about social organization. We can say, therefore: It is true that we shall not be able to speak of solutions, but of a vital human thinking that in a conscious way will first perceive the goals and in a conscious way will then move towards the solution of the social riddles of existence. |
83. The Tension Between East and West: The Problem (Asia-Europe)
09 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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83. The Tension Between East and West: The Problem (Asia-Europe)
09 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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When the conversation turns to what is lacking in society today, there is scarcely anyone who does not have something really significant to contribute, from his own particular position in life. My purpose here, however, is not to draw up a list of all the various deficiencies that a survey would reveal. It is rather to direct attention to some of the antecedents of a phenomenon that has, quite justifiably, attracted comment on many sides and has led a large part of mankind into a mood of extraordinary pessimism and hopelessness. One of the most extreme expressions of this hopelessness came from a man of whom it might perhaps have been least expected—a man, moreover, who belonged to a period for which such an opinion cannot help striking us as something out of the ordinary. In one of his last books, the influential art-historian Herman Grimm, who did not live to experience the most fearful war in history, but died at the turn of the century, makes this surprising statement: “When we survey the international situation today, and observe, with the `mind's eye' I would say, how the various nations of the civilized world behave to one another, how they attack one another, and how they hold within them the seeds of further conflicts, then we feel ready to set a date for mass suicide, since we cannot envisage where all these things that bring men and nations into conflict, strife and combat, are to lead, if not to the utter collapse of civilization.” I regard this statement as striking precisely because it comes from Herman Grimm—since his philosophy of life was in itself a joyous one; throughout his life, he kept his eyes fixed on all the things that can elevate mankind and that exist in man as creative and productive forces. It is striking, moreover, that he did not make this statement under the influence of the sense of gloom that was to be experienced in the years just before the outbreak of the Great War, or during it. His observation sprang entirely from the spirit of the nineteenth century, at the end of which it was made. Nothing that has happened since then seems likely in any way to cushion the impact on us of such a statement. Yet at the same time it can never be the business of mankind to get bogged down in mere hopelessness; we must rather be on the look-out for anything that can lead to revival, to reconstruction, to a new dawn. This being so, it is necessary for us to look more deeply into the causes of the extraordinarily difficult situation that has gradually developed inside European civilization. Even if we believe that these causes can only be economic ones, we shall still have to look to the spiritual life of modern civilization for the main reason underlying this economic decline. In my lectures here, I have pointed out more than once how our present temper of soul—together with all the soul-powers we can acquire at present—is affected by historical forces, and to understand these we have to go back a long way in human development. Specifically, I pointed out yesterday how at the threshold of the spiritual life of the West, looked at historically, there stands a figure who still has one eye on Asia, whilst the other is already directed at the perspectives of Europe. I mean Plato. When we examine Plato's social theories, they appear to our modern consciousness extraordinarily alien in many respects. We find that he sees the ideal social system in the creation of a community even at the expense of the development of individual human beings who have been born into this earthly life. Plato thinks it quite feasible that children who appear unfit for life should simply be abandoned, so that they may not occupy a place in the community and thus disturb the social organism. He also manages to regard as an ideal social organism one in which only members of a certain caste enjoy the full privileges of citizenship. Apart from the fact that slavery appears quite natural to him, he would also grant those responsible for trade and commerce only a precarious position within his social system. All those who are not fixed within this system by virtue of having been born—by right, as he sees it—into its fabric, are not in fact completely accepted into the organization. Much else might be said, too, on the question: How does Plato's ideal relate to the individual human being? And here, from the standpoint of modern consciousness, we must conclude that there is present as yet little understanding of this human individuality. Attention is still directed entirely to the community, which is seen as primary. The man who is to live in it is regarded as secondary. His life is accepted as justified only in so far as he can match the social ideal that exists outside his own personality. To discover what led Plato to this concept of community, we must look once more at Oriental civilization. And when we do so, we realize how, in the last analysis, the historical development of Europe's spiritual life is like a small peninsula jutting out from a great continent. When we look at Asia, we find that there the idea of community is the primary one, and that Plato simply took it over from the East. To what has been said already about this idea, one thing must be added, if the social situation throughout the world is to be illuminated. When we come to examine the basic character of spiritual life in the Orient, we find that it embraced a humanity quite different in type from the Europeans of later civilization. In many psychic and spiritual matters, indeed, we can say that there prevailed in Asia a high level of civilization, one to which many Europeans, even, long to return. I have already mentioned the often-quoted expression: Light comes from the East. What is most striking of all, however, is that these men of different type did not have the feature that has been typical of Europeans since they first began to play a civilized part in the world's development. What we observe there in Asia is a subdued sense of self, a sense of personality that is still quiescent in the depths of the soul. The European's awareness of personality is not as yet found in Asia. If on the other hand this high level of Asian civilization is adopted by an individual who still lacks this sense of personality—and it is a civilization suited for adoption by a human community—then he experiences it as in a dream, without sense of personality. Obviously, in an age when human individuality had not yet attained its full development, communities were more receptive to and capable of a high level of culture than were individuals. In communal life, human capacities for absorbing this civilization increased not simply in an arithmetical but in a geometrical progression. Meanwhile, the particular ideal that Oriental civilization had set before itself, as it gradually passed over into Europe, was minted by European spirits in a simple formula—the Apolline dictum: “Know thyself!” We can, in a sense, regard the entire Ancient East as developing towards the realization in Greece, as the ultimate intention of Oriental self-less civilization, of that sentence: “Know thyself!”—a sentence which has since survived as a spiritual and cultural motto to direct mankind. Yet we can also see, there in the East, that it is regarded as desirable, for the attainment of a higher stage of development in mankind, to penetrate to the self after all. On the spiritual side, I have already indicated this in characterizing yoga. On the social side, it reveals itself when we look at the theories current in the East with regard to leadership of the masses. Everywhere we find that the man who was the teacher and the leader was at the same time, in the spiritual sphere, the priest, but also at the same time the healer. We find in the East an intimate connection between all that mankind sought as knowledge and as higher spiritual life, on the one hand, and healing, on the other. For early Oriental civilization, the doctor cannot be separated from the teacher and the priest. This is, of course, connected with the fact that Oriental civilization was dominated by a feeling of universal human guilt. This feeling introduces something pathological into human development, so that the cognitive process itself, and indeed every effort to reach a higher spirituality, is regarded as having the function of healing man as nature made him. Education to a higher spirituality was also healing, because man in his natural state and thus uneducated was regarded as a being who stood in need of healing. Connected with this were the early Oriental mysteries. The cult of mysteries sought to achieve, in institutions that were, I would say, church and school and source of social impulses combined, the development of the individual to a higher spiritual life. They did this in such a way that, as I have already indicated in my previous lectures, religion, art and science were combined: in performing the ritual actions, men were religious beings; and here what mattered was not the articles of faith, still less the dogmas, that occupied the soul, but the fact that the individual was participating in a socially organized rite, so that man's approach to the divine was made principally through sacrifice and ritual act. Yet the ritual act and its foundations in turn involved an aesthetic element. And this combination of aesthetic and religious elements gave to knowledge its original form. The man who was to attain this unified triad of religion, art and science, however, had not merely to accept something that represented a step forward in his development; he had also to undergo a complete transformation as a man, a kind of rebirth. The description of the preparations that such a student of the higher spiritual life had to undertake makes it clear that he had consciously to undergo a kind of death. He experienced, that is, something that set him apart from life in the ordinary world, as death sets men apart from this life. Then, when he had left behind everything in his inner experience that appertained to earthly life, he would, after passing through death, experience the spiritual world in a complete rebirth. This is the old religious form of catharsis, the purification of man. A new man was to be born inside the old. Things that man can so experience in the world as to arouse in him passions and emotions, desires and appetites, notions that are of this world—all these he was to experience within the mysteries in such a manner that they were left behind and he emerged as one purified of these experiences. Only then, as a man reborn, was he credited with being capable of exerting any social influence on his fellow-men. Even the academic scholarship of our time has quite correctly observed that the surviving remnants of this cult have been of enormous importance for social life, and that the impulses aroused in those who have experienced such a catharsis in these very secret places have exerted the greatest conceivable influence on social life outside. As I say, this is not merely a pronouncement of spiritual science, it is something that even academic scholarship has arrived at. You can see this by looking at Wilamowitz. What we find is that, in Oriental civilization, the aim was to cure man by knowledge and by all the efforts to achieve a spiritual education. What existed in the East passed over in another form to Greece and thus to Europe, and it has continued to affect Europe to the extent that Greek culture itself has influenced European spiritual life and civilization. Let me mention a point that is not usually emphasized. In his study of Greek tragedy, from which the West has derived so much of artistic importance for its spiritual life, Aristotle produced a description that is usually taken far too much at its face value. People are always quoting the familiar sentence in which Aristotle says that the aim of tragedy is to arouse fear and pity, so that the excitation of these and other emotions shall bring about a purification, or catharsis, of them. In other words, Aristotle is pointing to something in the aesthetic sphere—the effect that tragedy should produce. Armed for the interpretation of Aristotle's dictum, not with academic philology, but with an understanding of Oriental spiritual life—with a knowledge, that is, of its roots in the past—we can interpret what Aristotle means by pity and fear more extensively than it is usually interpreted. He means in fact, as we come to perceive, that the spectator is brought by tragedy to mental participation in the sorrow, pain and joy of others, and that in this way the spectator in his mental life escapes from the narrow confines that he naturally occupies. Through the contemplation of the suffering of others, there is aroused in the spectator—for here man goes outside his physical existence, if only vicariously—that fear which always arises when a human being is confronted with something that takes him outside himself, and creates in him a transport of faintness and breathlessness. We can say, therefore: Aristotle really means that, in looking at tragedy, man enters a world of feeling that takes him out of himself; that he is overcome by fear; and that a purification or catharsis ensues. In this way he learns to bear what in the natural state he cannot bear; through purification he is strengthened for the sympathetic experience of alien sorrow and alien joy; he is no longer overcome by fear when he has to go outside himself and into social life. In ascribing a function of this kind to tragedy, Aristotle, we perceive quite clearly, is really demonstrating that tragedy also educates man towards a strengthening of his sense of self and his inner security of soul. I am well aware that to introduce the aesthetic element into social life in this way strikes many people today as a devaluation of art, as if one were trying to attribute some kind of extrinsic purpose to it. Objections of this kind, however, often really betray a certain philistinism, resting as they do on the belief that any attempt to assimilate art into human life as a whole, into all that the human soul can experience, implies its subordination to a merely utilitarian existence. This is not what it meant for the Greeks; it meant rather the inclusion of art in the life that carries man above himself, not just beneath himself into mere utility. If we can look beyond the mere utility that typifies our time, we shall be able to understand the precise significance of the Greek view of art: that the Greeks saw in tragedy, side by side with its purely artistic aspect, something that brought man face to face with himself, drawing him away from a dream, a half-conscious perception of the world, nearer and nearer to a complete awareness of himself. We may say: in the social sphere, tragedy was certainly intended to make its contribution to the all-important precept: “Man, know thyself!” If, moreover, from this extension of art into the social sphere we pass on to a consideration of the position of the individual vis-à-vis society, and from this perspective look back at the Orient, we find that, in the mysteries too, what was sought through therapeutic treatment—the rebirth of man as a higher being—represented a strengthening of the sense of self. From an awareness that the soul was not then attuned to a sense of self, and that such a sense still remained to be developed, the mysteries attempted a rebirth in which man emerged to individuality. For this ancient society, therefore, experience of self was really something that had still to be attained. It was seen as a social duty to foster the birth of this sense of self in individuals who could become leaders in the social sphere. Only when we comprehend this can we gain an understanding of the strong sense of community persisting in Plato's ideal state, and of his belief that man is entitled to develop his individuality fully only if he does so through the rebirth that was accessible to the wisdom of the time. This shows that humanity at that time had no awareness of the claims of individuality in the fullest sense. What grew out of this kind of society in Asia then established itself in Europe, combined with Christianity, passed over into the Middle Ages and even survived here for a long period. The manner of its survival, however, was determined by the fact that the hordes which, mainly from Northern and Central Europe, streamed into this civilization—South European now, but inherited from Asia—were endowed by nature with a strong sense of self. These tribes acquired the important historical task of carrying over what Oriental man had achieved with a still subdued sense of self, into complete self-consciousness and a full sense of self. For the brilliant civilization of the Greeks, “Know thyself!” was still an ideal of human cognition and society. The peoples who descended from the North during the Middle Ages brought with them, as the central feature of their being, this sense of self. It was theirs by nature. Though they lived in groups, they none the less strove to incorporate into their own personality what they absorbed in the cognitive and social sphere. It was in this way, then, that there came to be established the contrast between community life and individual life. The latter only appeared in the course of history, and did so, I would say, with the assistance of man-made institutions. In thus making its appearance in human development, the sense of self was bound to link up with something else, with which it certainly has an organic connection. Looking back once more at the features of Oriental-Greek civilization even as it appeared to Plato, we are nowadays very much aware that this whole civilization was in fact built on slavery, on the subjugation of large numbers of people. A great deal has been said from various standpoints about the significance of slavery in earlier times, and if we are willing to sift this properly, we shall naturally find a great deal that is significant in it. But the point that above all others is still relevant for our life today is precisely the one that I said has actually received little attention. For community life—and also for the social life which sprang from the mysteries, and for the development of which the Greek regarded his art as providing an impetus—the full significance of human labour within the social order was quite unrealized. In consequence, they had to exclude human labour from their discussion of the ideal image of man. When we describe Oriental-Greek man, with the dignity that gave him his authority, we are describing something that was in fact constructed over the heads of the masses, who were actually doing the work. The masses merely formed an appendage to the social system, which developed within a society that had not absorbed labour into its being, since it regarded labour and those who performed it as a natural datum. Human society really only began where labour left off. At a higher level, in a higher psychic sense, man experienced something that also finds expression in the world of animals. In their world, the food supply, which with us forms part of the social organization, is provided by nature. The animal does not calculate; it does what it does out of its inmost being; and specialization is unnecessary for animals. Where apparent exceptions occur, they must be regarded as proving the rule. We can therefore say: in transplanting itself to Europe and entering further and further into the demands of individuality, Oriental civilization also took on the task of integrating human labour into the social system. When man's awareness of self is fully wakened, it is quite impossible to exclude labour from that system. This problem—which did not exist as yet in Greece—became the great social question round which countless battles were fought in Rome. It was felt instinctively that only by integrating labour into the social system can man experience to the full his personality. In this way, however, the entire social organization of humanity took on a different aspect. It has a different appearance in civilized Europe from what it had in civilized Asia. Only by looking back at the development of individuality in Europe shall we understand something of what has repeatedly, and rightly, been emphasized as significant when we come to describe the source of the deficiencies of our time. It is rightly pointed out here that the specific shape of the social order in our time was actually only decided with the emergence of modern technology and division of labour. It is also pointed out that modern capitalism, for instance, is merely a result of the division of labour. What the traditional teaching of modern Western civilization has to say in this respect, in characterizing division of labour and its consequences in the social deficiencies of our time, is extraordinarily significant. But when something like this is said, and from one point of view rightly said, the unprejudiced observer cannot help looking at, say, ancient Egypt or Ancient Babylon, and observing that these states contained cities of an enormous size, and that these achievements too were only made possible by a division of labour. I was able yesterday to show that, as early as the eleventh century, a kind of Socialism existed in China, yet that similarity of surface features is not what really matters. In the same way, I must point out that division of labour, too, which in modern times has rightly been seen as the central social problem, was also found in earlier epochs of human development; it was in fact what made the Oriental social systems possible, and these in turn have since affected Europe. In Europe, division of labour, after being less common at first, gradually evolved. I would say: division of labour in itself is a repetition of something that also occurred in earlier times; but in the Oriental civilizations it bore the stamp of a society in which individuality was still dormant. The modern division of labour, which makes its appearance along with technology, on the other hand, impinges on a society of men who are now seeking to expand their individuality to the full. Once again, then, the same phenomenon turns out to have a quite different significance in different ages. For the Oriental social order, the first consideration was thus to allow man to grow clear of social restrictions and of communal life. If he was to move up to a higher spiritual life, man really had to find his individuality. The European of a later age already had this sense of self, and needed to integrate it into the social order. He had to follow precisely the opposite path from that followed in the East. Everywhere in Europe we find evidence of the difficulty men experience in accommodating their individuality to the social order, whereas at one time the social system had been such that men sought to rescue their individuality from it. This difficulty still faces us on every side today as an underlying social evil. When, some years ago, I was often called upon to lecture to audiences of working men, I saw a good deal of evidence that there did exist in men's souls this problem of articulating the ego into the general social order. Men are unable to find the way from a highly developed sense of self into the social order. And in attempting repeatedly to show proletarian audiences, for instance, what this way would need to be like—how it would have to be different from the ways that Socialist or Communist agitators commonly offer nowadays—one came across very curious views in the ensuing discussions. They might appear trivial; but a thing is trivial no longer when it provides the motive power for innumerable people in life. Thus, I once attempted to talk about social problems in a working men's club. A man came forward and introduced himself straight away as a cobbler. Naturally, it can be extremely pleasant to hear what such a man thinks; in this case, however, what he was unable to think was much more revealing than what he did think. First of all he set forth, in marked opposition to my own views, his conception of the social order; and then he reiterated that he was a simple cobbler: in the social order that he had outlined, therefore, he could never rise to be a registrar of births, marriages and deaths. Underlying his outlook, however, was the quite definite assumption that he might perfectly well be a Cabinet Minister! This shows the kind of bewilderment that ensues when the question arises: How is the ego, strengthened within spiritual life, to articulate itself into a social order? In another working men's association (I am giving one or two examples, which could be multiplied indefinitely), someone said: “Oh, we don't really want to be foremen; we don't want to manage the factory; we want to remain what we are, simple workmen; but as such we want all our rights.” Justified as such a statement may be from one point of view, it displays, in the last analysis, no interest in social organization, only an interest in the strongly developed self. I am well aware that many people today will not consciously admit that this particular discrepancy between the experience of self and the social order lies at the root of many, indeed almost all of our social deficiencies and shortcomings. But anyone who looks at life with unclouded vision cannot escape the conclusion: We have certainly managed to develop the feeling of self, but we cannot connect it with a real insight into man. We say the word “I;” but we do not know how to relate this “I” to a human personality that is fully comprehended and fully self-determining. We can experience this once again when we come across views that are very much of the present, as opposed to what, on the basis of spiritual science, we regard as necessary for the health of humanity. A leading figure in present-day educational circles once said something very curious to me during a visit to the Waldorf School. I showed our visitor round personally, and explained to him our educational methods and their social significance. I pointed out that, with a sound educational method of this kind, education of the spirit and the soul must be linked with that of the body. Anyone wishing to teach and educate must first of all know the effect of this or that action on the forces of recovery or decline in the human organism, the human body; he must know how the exercise or neglect of memory expresses itself later in life in physical symptoms, and how, simply by treating the life of the soul, we can gradually bring about an improvement in physical ailments. The teacher, I concluded, must certainly understand the body's association with the soul and the spirit in health and sickness. And the reply I got was that, to do this, the teacher would have to be a doctor! Well, up to a certain point it would indeed be desirable if this were the case. For when we look at our social system, with the difficulty of integrating the self into it, we are reminded once more of what I have touched on today in connection with the civilization of two regions: the Orient, where the doctor was also the teacher and leader of the people; and Greece, where, as I have shown, art had an educative influence. The art of medicine was associated with every aspiration of the spirit, because at that time man was regarded, if only instinctively, as a physical, mental and spiritual whole; in the treatment that was then applied to the soul, forces were brought into play which yielded knowledge for a general therapy of man. The leaders at that time told themselves: I must attempt to cure man by leading him to true spirituality. To do this, I must bring healing forces to bear on a fairly normal life. Once I understand these forces thoroughly and can follow out their effects, this knowledge will tell me what to do when a man is ill. From observation of the healthy man, I learn what forces to employ when confronted by the sick man. The sick man is simply one whose organism has deviated further in one direction or the other than it does in everyday life. Knowing how to bestow health on man in his normal state, I also know how to cure him when sick. Knowing which drink, which cordial affords me this or that insight into connections between man and nature—knowing, that is, the effect of a natural product in the sphere of knowledge—I shall also know what effect it has on a sick man, if used in greater strength. The intimate association of medical art with education and development towards spirituality in general, which was the goal of the Ancient Orient and had an important rôle there, appears once more as a spiritual residuum in the Greek experience of art. Here, the aim is that the soul should be healed through art. Armed with this knowledge, we can still perceive in the use of the word “catharsis” in connection with tragedy how—because the same word was used in connection with the early mysteries, for the complete purification of man on entry to a new life—something of this sense is taken over. We are, however, also reminded that, for Greek doctors in the early period, knowledge and medicine still went together, and that in education, but also in popular culture in general, people saw something on a more spiritual level that was related to medicine, something that in a sense sprang from medicine. We need to examine these phenomena of a bygone age, if we are to gain a strength of soul such that, when we contemplate the social systems in our own age, we can keep in view the whole man, and also such that, when we meet our fellow-men, we not only unfold a strong sense of self, but also connect this with a perception of the whole man in body, soul and spirit. If by an advance in spiritual science we can do this, there will become available, simply through the temper of soul that ensues, ways and means of integrating this whole man, but also all men, into the social order, thus annexing labour for society in the way that historical evolution in any case makes necessary. For this is what we are still suffering from today: the need to fit labour properly into the social order. It is true that people often regard labour as something that goes into the article produced, being crystallized in it, so to speak, and giving it its value. Those who look more closely, however, will observe that what matters is not simply that a man should work, devoting to society his physical strength. The important factor in determining price and value is rather how the work fits into social life as a whole. We can certainly conceive of a man doing a job of work that is fundamentally uneconomic in the social order. The man may work hard and may believe that he is entitled to payment for his work; but when his work exists in the context of an inadequate social system, it often does more harm than good. And one ought to examine in this light a great deal of labour within society which, though exhausting, is really worthless. Consider how our literature is constantly accumulating; it has to be printed; a tremendous amount of work is involved in the manufacture of paper, the printing, etc., and then, apart from the tiny proportion that survives, it all has to be pulped once more: work is being done here which, I would say, disappears into thin air. And if you consider how much work has disappeared into thin air during the butchery of the recent war, you will gradually come to see that labour as such cannot lay claim to any absolute value, but derives its value from its contribution to the life of society. The disease that most affects our age, however, is precisely the lack of this basic capacity to integrate labour into the social organism, taking account of the fact that everything men do, they really do for others. We need to win through to this by learning to integrate our own individual selves into the community. Only by achieving a true understanding between man and man, so that what the other man needs becomes part of our own experience and we can transpose our self into the selves of others, shall we win through to those new social groupings that are not given us by nature, but must be derived from the personality of man. All our social needs certainly spring from the self. People sense what is lacking in the social order. What we need to find, however, is a new understanding of what human fellowship in body, soul and spirit really means. This is what a social order ought really to be able to bring forth out of the self. The great battle that is being fought over the division of labour—fought quite differently from the way such battles have ever previously been fought under the influence of human individuality—is what underlies all our social shortcomings. Nowadays, we found associations for production; we participate in them, concerned not with their rôle in the social organism, but with our own personal position—and this is understandable. It is not my aim here to complain, pedantically or otherwise, about human egotism. My aim is to understand something for which there is considerable justification. Without this sense of self, we should not have advanced to human freedom and dignity. The great spiritual advances have been possible only because we have attained this sense of self. But this in turn must also find a way to imaginative identification with others. There is a great deal of talk nowadays about the necessity of conquering individualism. This is not what matters. The important thing is to find society in man himself. The Oriental had to discover man in society. We have to discover society in man. We can do so only by extending on every side the life of the soul. That is why I tried, at the close of one of my mystery-plays, to present a scene showing how a man wins through to an inner experience of the different forms of mankind. These differences exist outside us. In society, differentiation is necessary; we must each have our profession. If we find the right bridge between man and man, however, we can experience within us all that is separate in the social world outside—each individual profession. Once this social system comes into being within us, once we can experience the reality of society inside ourselves, we shall be able to follow that opposite way of which I have spoken: the way from the self to the social order. This will also mean, however, that everything connected with the individual—today we can point to labour; in the next two days we shall be looking at capital—is capable of finding its place in human society. In co-operatives, in the formation of trusts and combines, in the trade union movement, everywhere we feel a need to find a way out of the self into association with others. But here precisely is the great struggle of the present day: to enable what exists around us really to take root within us. As already indicated, there was a time, not so very far behind us—we need only go back to the thirteenth century—when man had a bond with the product of his labour, and the making of every key and every lock gave pleasure, because the maker poured into it something of his own substance. The legacy of an earlier social order still made its mark upon the product. With their individuality as yet not fully awakened, people still accepted society. Since then, individuality has reached its zenith with the advance of technology. In the last analysis, the man of today is often extraordinarily remote from the product of his labour, even when his work lies in the spiritual sphere. What we perform in the outside world needs to take root in us and to link up with our individuality. This, however, will only happen if we develop the life of the soul on every side in the way I have described in the last few days. For if we do develop the life of the soul, our interest in all that has its being around us will be fired once more. You encounter many people in this purely intellectual age who find their own profession uninteresting. It may have become so, perhaps. There must come a time, once more, when every detail of life becomes of interest. Whereas formerly what was interesting was the nature of objects, in the future the interest will lie in our knowing how our every activity is articulated into the social organization of mankind. Whereas formerly we looked at the product, we shall now look at the man who requires the product. Whereas formerly the product was loved, the love of man and the brotherhood of man will now be able to make their appearance in the soul that has developed, so that men will know the reason for their duties. All this, however, needs to take hold of the soul before people try to reach an understanding about the particular social deficiencies of our time. From this standpoint, too, we must consider that Europe is still engaged in its battle for human individuality against the forces in its spiritual tradition that continue to flow from Asia—from foundations quite unlike those that exist today, foundations that took root in the souls of men, but at a time when full individuality had not yet been attained. Thus the present time occupies a position not only between abstract concepts of individuality and community, but also in the centre of something that pervades man's soul and brings every individual human being today into action in defence of his individuality. We are only at the beginning of the road that leads to the discovery of the right relationship between self and community. It is from this fact that the shortcomings of the time, which for this reason I do not need to enumerate, derive. Perceiving this psychological basis, this spiritual foundation, we shall be able to view in their proper light many of the needs, deficiencies and miseries that confront us in society today. To win our way through to this light, we need courage. Only then shall we know whether the pessimism that Herman Grimm expressed in so extreme a form is justified, and whether people are justified in saying: There remain only forces of decline in European civilization, one can only be pessimistic, even: The date for mass suicide ought to be fixed. That is, indeed, the question: whether all the Asiatic features that Europe had to conquer have in fact been conquered, so that after finding itself Europe can now, from the centre of the world's development, also reach an understanding with the East. It is from a standpoint such as this that we must consider whether what we ought to see is the kind of thing Herman Grimm had in mind, or whether we are not justified in thinking that mankind can still, through the development of what lies dormant in its soul, prove capable of choosing a time when understanding shall be achieved, and that what faces us is not the death of this European civilization, but its rebirth. Whether and how far this is possible will be examined, at least in outline, in the remaining lectures. |
83. The Tension Between East and West: Prospects of its Solution (Europe-America)
10 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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83. The Tension Between East and West: Prospects of its Solution (Europe-America)
10 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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If you are seeking, within the present social system, forces that inspire confidence, you will have to look in hidden places. Social distresses and deficiencies are only too evident; prospects, genuine ones at any rate, rather less so. There are, of course, self-deceivers, on a greater or lesser scale, who even in face of the grave difficulties of the present seek salvation in this or that recipe; they devise all kinds of social institutions in which they claim that mankind, or at any rate a section of mankind, would prosper better than it ever has before. It seems to me, however, that nowadays we have become so clever, if I may so express it, that it is relatively easy to work out, on a would-be national basis, any kind of social system. It is possible today to be familiar with quite a lot of social systems advocated by the various shades of party opinion, wthout finding anything really bad about them; and yet, we do not expect anything very much from them, either. Certainly, anyone who considers the society of today, not simply as raw material for sociological theories, but from the standpoint of a knowledge of man, can only talk of the emergence of social prospects when man is able once again to come close to his real self. The most important thing at this stage is not the excogitation of institutions, but the possibility of discovering man and including him in the social institutions we inhabit. And at this point it must even be admitted that, when it does become possible to discover man within the social order—or, at the present day, within the social chaos—then any given institution can serve the same purpose, more or less. The fact is that mankind can prosper socially in all kinds of different ways, within the most varied institutions. What matters today is human beings, not just institutions. For this reason, I evoked a certain amount of satisfaction, particularly in circles where they feel the social problem more than they think about it, with my book The Threefold Commonwealth, by not merely showing how a given institution might be different. Instead, I argued that a great deal nowadays depends on whether the man who has to run a business, for instance, is able to bring his whole personality to bear, either directly or through assistants, on his work-people, so that he comes close to them by really discussing with them, as man to man, everything that goes on in the business, from the purchase of the raw material to the marketing of the finished product and the means by which it reaches the consumer. If you repeatedly discuss this chain of production with your employees, in a way that is attuned to human considerations, you establish a basis on which you can build the other things that are socially desirable and worth striving for today. Yet it is still not enough to talk to people technically, in this way; something further is needed. What is needed, if we are to have hope in the prospects of society once more, is what I want to talk about today. For a long time, the view has been widespread that the man who is a leader in the social sphere must first and foremost establish contact with the masses. Efforts in this direction were made throughout the nineteenth century. And as the social problem became more and more of a burning question, you could see people working in factories for months on end, in an attempt to get to know the life of the workers. There have been senior civil servants who, after reaching the retiring age and so completing their work in society, have gone among the working people and been astonished to discover what it is really like there. In short, there have long been efforts to get to know the common man, and in particular the proletariat. We may say, too, that the achievements of our literature and art in this respect have been considerable. The mode of existence of the workers and the masses in general, often impressively presented through works of art and literature, certainly deserves full recognition. With the major problems of the present, however, the most important point is not really that the leaders should know what goes on among the workers or the masses in general. Fundamentally, very little depends on our artistic depiction, from the inside, of the life of the masses: the miseries and cares that beset them, their struggles, their ideas and goals, and so on. I would say: What we need today is not so much a way of understanding the masses, as a way of being understood by them; of going into the factory and business, whatever its kind, and being able to speak in such a way that we are not felt to be academic or “educated” or theoretical, but are taken as men who have something to say that appeals to men's souls. For a long time now there have been laudable attempts to establish institutions for adult education, up to university level. What is made available to the people in this way does, it is true, interest them for a while by virtue of the piquancy of many scientific results; there is some excitement if the lecture is illustrated by lantern slides, or if we take people to zoos and the like. But we ought not to be under any illusion that this really appeals to their souls or touches their hearts. To do this, we must have something to say about man's relation to existence as a whole. On this point, it is true, leading personalities today still have rather odd opinions. They consider that the masses are not really interested in “philosophical questions,” as they call them. But they are! If you can only find the right language to express it, then eyes light up and hearts unfold. For example, if you start with quite simple scientific facts, and know how to handle them in such a way that, out of your reflections, human essence and human destiny ultimately emerge; and if you show people that what you say is well founded, and at the same time that it is not fragmentary knowledge that at best can occupy us in our moments of leisure, but something a man can absorb as nourishment for his soul—only if you succeed in doing this will you have made a start on the creation of confidence between the people, as they are called, and the leaders. It is possible today to speak from a party viewpoint, to provide the people with concepts such as “capitalism,” “labour,” “surplus value” and the like: the people will gradually assimilate these concepts, and then you can talk on party lines. But by doing so you will not provide men with systems in which they can participate with all their humanity, or enable them to co-operate in the creation of the society we must hope for if the forces of advancement, and not those of decline, are to prevail. If you want to, you can soon see what the real situation is today, and where the real obstacles and restrictions occur. I was for some years a teacher at a workers' educational college, where I had to teach all kinds of subjects. I never kowtowed to any party dogma; at the same time, I never encountered any resistance on the part of a worker to understanding, when I presented history, for example, in such a way as to reveal at every point that it is not something that can be comprehended by a historical materialist interpretation, but something in which spiritual forces and spiritual impulses are operative. I was even able to evoke some understanding of why it was that Marx, whose ideas were thoroughly familiar to the members of my audiences, arrived at the view that is called “historical materialism,” the view that regards all spiritual phenomena as merely the effect of mechanistic and economic factors and the like. I was able to show them that this is because in fact, from about the sixteenth century onwards, there have increasingly come into play the forces that have made economic life dominant and decisive. In consequence, art and science and the rest really seem like—and in a sense even are—the results of economic life, mechanistic life. Marx made the mistake he did because he was only familiar with modern history. It is not my wish to argue for one view or the other, however, but simply to observe that even this point was understood. It was not a lack of confidence on the part of the audiences that made my kind of popular instruction impossible, but the fact that one day the authorities noticed: the teaching here is not in accord with party dogma; instead, what is presented by way of illustration is drawn, to the best of the teacher's knowledge and judgment, from what appeals to human nature. And they grew anxious lest the audience should increase. One day, their emissary appeared at a meeting that was summoned for the purpose, to investigate whether I was fit to be a teacher at the workers' educational college. One of the workers' leaders appeared. And when I commented that, if the principle of progress was to be established in these circles, then the teacher must at least have freedom to teach as he wished, the representative replied: “Freedom is something we don't recognize! We recognize only a proper compulsion.” This was the attitude that led to my expulsion from the teaching staff of that workers' educational college. From my point of view, however, it was really an illuminating experience. Not so much the expulsion itself, as the preceding acquaintance with the wide variety of people that make up the modern proletariat. An illuminating experience, because you could see that, if only you will speak out of your full humanity, so that your hearers feel you are saying something to them that reaches into their hearts and affects their human and earthly being, they will regard thinking, when it springs from a philosophy of life, as the most important thing they can be offered. There exists today a feeling that enlightenment—not in any party sense, but in a general human sense—must spread among the masses. People long, more or less unconsciously, for something that springs from a really far-reaching philosophy of life. And how should it be otherwise? For, after all, vast sections of mankind today are employed in such a way that their work cannot conceivably interest them. They perform it as if faced with something that has no relationship whatever with their humanity. Hence, although the clubs, guilds and unions that tend to be formed in these circles are indeed organized on the basis of the various trades—there are metal workers' unions, printers' unions, and so on—fundamentally they have surprisingly little to do with the business of production. They are primarily concerned with the element in the material sphere of life which is of general human interest—with consumption and the satisfaction of human needs. Mankind has had to become resigned about production, but not to anything like the same extent about consumption. And so large numbers of people are faced at present with work that turns them back upon themselves. Their environment cannot interest them, nor what they do from morning till night, unless it be so presented to them that they can find it interesting; what interests them first and foremost—and this is where we must begin—is what confronts a man when he is alone with himself after work and can simply concentrate his attention on his own humanity. We must also admit that, when we examine the social chaos of our time, we can see quite clearly that there are also many people in executive positions who are cut off from a direct interest in and relationship with what they are doing. It should be, not just an open secret, but something known to the widest possible circles, that even people whose work is intellectual often have so little interest in their profession that they too are reduced to waiting until after working hours in order to pursue their genuine and human interests. For that very reason it is obvious that we must provide human beings with things of human significance, if we wish to establish a basis for social optimism. In the intellectual sector of civilization, we have accomplished an extraordinary amount. Today, we can point to all the things that human intelligence has achieved. And undoubtedly, people can learn an enormous amount when we acquaint them with the results of man's achievements in science and art. But that is not the point; the point is that we should be capable not only of disseminating intellectual culture, as a foundation for social structures, but also of exciting people, of inspiring them—not by producing grandiose utterances or well-rounded periods, but by having something to say, something that makes men feel: This touches my humanity. If, on the other hand, we go to people with a philosophy of life derived from what is now popular and from what is recognized as true by our excellent natural sciences, you can see at once how impossible it is really to grip men's hearts with it and give them something that touches their humanity. Men will always regard the sort of thing they are usually given, as something superficial. In particular, what a man will say if he is willing to speak freely—because you have gained his confidence in other ways—is: “That's all very well: but in the first place we can't really understand what you say, because so much of it needs special preparation; and secondly it isn't straightforward enough for us; there is something that says to us: No thoroughfare!” I have heard many people talk like this about adult education colleges, public libraries and the like, as they are today. If now we seek to base on this experience an approach to society, we must look more deeply for the causes of the difficulty. And here once more I am compelled to introduce—in parenthesis, so to speak—part of a philosophy of life. When, as we have often done during the last few days, we look at the Asiatic civilizations, so many legacies from which survive in our schools (even our secondary schools and universities), we find there, at any rate where the culture was at its height, something that must still be of inestimable value to us today. Its characteristic feature is that the knowledge of the world and philosophy of life discovered there were apprehended by the human spirit; and this in turn developed into the intellect, which I have described as the specific force of modern times. Our modern highly-developed intellect is, fundamentally, a late development of what, in the East, was dream-like clairvoyance. This dream-like clairvoyance has cast off its direct insight into the outside world and evolved into our inner logical order—into the great modern means of acquiring knowledge of nature. And in the last analysis we must recognize, in the medium of philosophical communication in Europe today, yet another legacy from the Orient. It is not only the medieval schoolmen who still made use of words and concepts and ideas imbued with powers of the soul which derived from the East; we ourselves, however much we may deny it, speak, even in chemistry and physics, in language that we should not use if our education, right up to university level, were not conditioned by something derived from the Orient. But in becoming intellect, this early clairvoyance has thrown off at the same time another shoot, which has affected the outlook on life of the masses in many ways. It has given rise to views which for the most part have already died out in Europe today, views which have been eradicated by modern elementary school education, and of which only vestiges survive among the most uneducated classes. While on the one hand the intellect has been developing to amazing heights, there has also developed deep down among the people (and far more than present-day psychology has yet revealed) something that projected certain subjective experiences, quite involuntarily, on to the outside world. These assumed the most varied forms, but they can all be covered by the single word “superstition.” Superstition, which signifies the projection of subjective experiences outwards into space and time, played a much greater rôle in mankind's development than is thought today. Even people who are only half-educated can now recognize the belief in ghosts as a superstition; yet there still persist in us, atavistically, many of the feelings that developed under the influence of this belief. In so far as we are the descendants of Oriental humanity in this respect too, we operate in our art and in other branches of life with at least the feelings that spring from this current in human development. It is possible to examine what is emerging from the depths of social humanity, so to speak, at the present time; to look at the man who has developed out of the technical and mechanical world of modern times; to look into his heart and his quality of soul. And anyone who does so will see that this man—who has not gone through the process that makes the intellect supremely valuable to us today, the process of secondary and university education—has no genuine personal interest in all that can be achieved within the sphere of intelligence; what he has is something quite different. I would say: Something elemental reveals itself in such a man, welling up from depths that are rising to the surface in our social order—something elemental which, in Europe today, is quite inadequately understood, because fundamentally it is something new. But, when it is understood, it can show us the right way to bring a philosophy of life to the masses. Anyone today who, growing up within mankind, has no contact with our inheritance from the Orient and is thus thrown back upon himself, as the working-man is and very many members of the upper classes too, is not interested first and foremost in the intellect. For him, it is above all the will that he is interested in—and will is something which rises up into the soul from deep below, something which emerges exclusively from man himself. Since this fact has, of course, been noticed in a superficial way, there exists today a certain longing to regard man as a being of will. Many people, indeed, believe that they can speak to the masses in terms of philosophy only if they deal primarily with the element of will in man. As a result of hankerings of this kind, it has come about—as frequently happens—that people have described to the masses “primitive culture,” in which man is still a creature of instinct. They describe to the working-man how these primitive people lived in simple circumstances, and then attempt to draw inferences about what the social order should be like today. In primary education today, a great deal of time is spent in describing the living conditions of these primitive, instinctive people. And there is a good deal of other evidence for the existence of a certain instinctive tendency to put forward the element of will, when people are called upon to expound a philosophy of life. Out of a certain appetite for the sensational, the man of today does, it is true, accept these descriptions; to some extent, too, he feels in his own being, which has not advanced to a higher level of education, something akin to this instinctive element in human nature. But if you want to warm people, if you want to preserve their souls from desiccation, if you want to make contact with the whole man, then accounts of this kind will not help you. Why is this? It is because, when you have scaled the peaks of science and acquired what science currently accepts as true, you develop, simply by doing so, something that really constitutes a modern superstition. Admittedly, it is not yet recognized as such; but just as the educated man of more recent times has learnt to regard the old belief in ghosts as a superstition, so to some extent the masses today—as it were prophetically, looking into the future—regard as a kind of superstition the ideas and concepts and notions that we assert about these primitive conditions of humanity. What do we assert? We assert that mankind was originally governed by instinctive drives. These are something quite obscure, operating in unconscious regions that people are unwilling to define more precisely; they include the instincts, which are also found in animals, and all that is indefinite in man's feelings and expressions of will. People point to the element of natural creature active in man. Many thinkers today regard it as an ideal to depict man in such a way that what is inside him is presented as far as possible in terms of material processes, only elevated into those indefinite concepts that we call drives or instincts. Let us, however, remember the view of man's inner make-up that I have developed in the last few days. I have shown how the exercises of spiritual science, by developing man, enable him to really see inside himself. He thereby reaches the stage of contemplating his inner organism, not as does the modern physiologist or anatomist from without, but in such a way that the parts of the organism can be inwardly experienced. When you have broken through the reflector of memory, you can look down upon the lungs, heart, etc., as something whose physical structure is merely the outward expression or manifestation of the spiritual—of that spiritual element which I have been able to represent as a world-memory linked with the great cosmos. This can be sensed by the very man who today is thrown back by his work on to himself. Everywhere he longs to attain an understanding of it. But we achieve this understanding only when we clearly perceive what we are actually doing, when we perceive in its spiritual essence the element of spirit and soul which lies within us—which is not even our property and does not belong to our human personality, but which is the gulf, so to speak, that the cosmos sends into us as human beings. Man can come to know man only when, looking into himself, he finds as the basic substance of his physical being a spiritual element. Once we realize this, however, we also know that to speak of drives, instincts, and all the other things that people are always speaking of nowadays, is to interpose something in front of our real inner nature, just as superstition formerly interposed ghosts in front of external nature. When we speak of drives, instincts and the like in man, we mean only the psyche obscured, so to speak, by our own outlook. In speaking of our human make-up as it really is, we must ignore these spectres that we call instinctive drives, passions and the like, and see through them to reality. We must leave behind the spectres within us, represented by all these definitions of drives, lusts, passions, will and the like, in the same way as we have left behind the ghosts in the sphere of the external, natural order. With those ghosts, we interposed something from within us in front of external nature, and so projected what was subjective on to the objective sphere. Nowadays, we are setting up something that is, objectively, of a spiritual nature, as if it were something material; our drives and instincts, as usually defined, are materialized and internalized ghosts that obscure the true spiritual sphere. This is something which, as a matter of cognitive fact, is little understood nowadays, although it is felt when, with a true knowledge of man, we seek to approach anyone who, from the depths of his unconscious—and in the depths of this unconscious lies the spiritual sphere—instinctively feels: Don't talk to me about your materialized ghosts! You ought to be telling me something about the way in which man and the cosmos have grown up together. If you have a feeling for society, you will rejoice over experiences like the one I had a few weeks ago, when I was lecturing to a group of working-men. I was originally supposed to speak about political economy. But I always arrange for the audience to choose the subject themselves; before the lecture begins, I let them hand it up to me or tell me, so that the knowledge imparted to them is of a kind that they themselves determine. On this occasion, a working-man took out a copy of our periodical The Three. He said he had read an article of mine in it, but couldn't quite understand what the planet was actually like which preceded the earth, subsequently went over into darkness, and eventually gave rise to the earth. I was able to lay before this man, in a straightforward and simple manner, an explanation in terms of spiritual science. And you could see that, whereas if you speak drily, in abstract concepts, they may feel: There's nothing much for us here! Yet when you speak of this kind of thing, their eyes light up, because they feel that here is something their souls can feed on, just as their bodies feed on what they eat. How their eyes light up when you give them something that grips their whole personality, their heart and soul—something that is not simply a concept of life, but an outlook, a philosophy of life in the sense that it really contains life and can excite enthusiasm, even when the worker comes straight from the machine. And I certainly believe that social influence of this kind must be exerted first, before we can win men over in any other way—and they must be won over—to establish the appropriate social structures. How long this will take depends on men's determination. I know that many people say: “Oh, you are fobbing us off with something that will only be realized in four or five hundred years time.” To this I always reply: “Quite true, if not enough people want it; but in affairs of this kind, the important thing is not to calculate how long it may take for men to reach these social structures, but to forsake calculation and put our trust in the will.” If the will is present in a sufficiently large number of men, we may hope to attain, in not too great a length of time, what we might otherwise intellectually suppose would take centuries. Nothing is more of an obstacle to our reaching these social configurations than the hesitation that derives from such calculations. You should start, not by worrying about the results of intellectual calculation, but by attempting to come close to man. Then, you will see that, with a philosophy of life that does not interpose materialized ghosts before people's souls, but reveals to them man's link with the cosmos, you will soon meet with an appreciative reception. Today, the usual reception you will get is as follows: If you take this kind of philosophy of life to those who are professionally qualified to judge it, they will compare it with what is already in existence, and will then take the view that it is amateurish, dilettante and so forth. Or the converse will happen: You wish to speak about these things, which so affect man's innermost self that drives, instincts and the like become spiritualized, and you feel obliged to adopt the scientific forms of expression customary today; otherwise what you have to say will be rejected before you start. But if you do adopt them, you are then told that you are speaking a language that is not for the people. You already knew this. That was why, when speaking to people who expect a great deal from those with scientific education, you set it in quite different contexts of ideas. What is said, however, is exactly the same. And that is how you come to realize that the man whose intellect has not been taught to run along a few particular lines by his specific intellectual training, will understand it. We shall, it is true, first have to leave behind an age in which, for doing this, a man can be thrown out of workers' educational colleges by those who regard themselves as the authentic leaders of the people. I have had to demonstrate to you, then, that because of the very nature of the masses of humanity, there must exist today a philosophy of life in the form of an anthroposophically orientated spiritual science. For only out of such a philosophy, which can really talk about the spiritual sphere in speaking of man, can there arise any hope of attaining a social understanding. And then, from this social understanding, with people understanding one another, we can go forward to other things. We can hope for this. This hope is native to us in Central Europe where, throughout the nineteenth century, the best minds sought a method of education by which it would be possible to lay hold of the child, so to speak, in the sphere of the will. They had perceived that a modern human being must be taken hold of in his will. They had not, of course, seen this as clearly as it can be seen with the aid of the philosophy of life I am propounding. But they had a notion of it. That is why they exerted themselves to find intellectual methods which would enable them to reach the child's will by way of his ideas, to lay hold of his will through his thought-forces. And an enormous amount of good was achieved in Central Europe, as a result of the German spirit—this is fully acknowledged in the West, or was at least until the Great War. Attention has always been drawn, in England, to the way in which, in Central Europe, people tried to take hold of the will indirectly, via a pedagogic method, and how this has been transplanted to England. This has always been recognized and described. When we go still further West, to America, however, we find that, by the circumstances of spiritual geography, they have developed over there a distinct form of primitive philosophy of life—if I may so put it without offence—which yet carries within itself striking potentialities for the future. We find, for example, that in America, when educated people sum up what they think about human beings, they will say: What a man works out intellectually depends on the political party into which circumstances have led him, and on the church he belongs to. In reflecting the opinions of his church, his class, or his party, he does of course make use of his intellect; the real source, however, is not the intellect but the will. Again and again we can see American writers pointing to man's will as his primary substance. Present-day Americans like to quote writers who say: The intellect is nowadays nothing but a minister of state, and the will is the ruler—even though, as Carlyle said, the intellect may be an expensive minister. This view, moreover, is not an invented abstraction, but something that is in the bones of educated Americans. Even the physiologists there talk in these terms. Anyone who has an ear for such things can perceive a marked difference between the language of physiologists in Europe and that of physiologists in America. Over there, people explicitly discuss how a man's brain is shaped by his situation in the world. They consider the brain to be a mechanism which is dependent, even down to its speech-centres, on the company a man keeps, the extent to which he gets on in life, and so forth. They therefore see the development of the will within the world as the primary aspect of man, and regard all the products of the brain as subordinate, as something which, fundamentally, has very little to do with a man's individuality. These people say: If you want to discover a man's individuality, you must examine his will and see how it developed in his childhood, in the context of his family, his church, his political allegiance, etc.; and then consider how he acquires an intellect which—as an American has said—has about as much to do with his essential being as the horse you ride has to do with the rider. Although the legacy of the East has also extended as far as America, then, we have there, emerging directly from educated circles, something that in Europe lies in the subterranean depths of human existence. Our own America so to speak, the America that is within Europe, is the instinctive direction of humanity towards the will, and thus towards a very large class of people here. This also gives us the ground on which Europe must in fact reach an understanding with America, if a world-wide social rapprochement is to come about. We do indeed find that a good deal of what the Americans have developed represents a primitive form of the exercises by which a spiritual vision is attained. Thus, we find Americans repeatedly commending self-control, self-discipline, self-education as all-important: what matters is not having learned something, but implanting it in your will by the constant repetition of a given exercise. We know the effect of rhythmically repeating concepts, and we know how the influence thus brought to bear on man's true centre in turn affects the will. It sometimes takes curious forms, this conscious direction to what, for modern man, must represent the innermost kernel of his being. And precisely from a rapprochement of this kind we shall be able to develop the further recognition that we must pass through contemplation of the will to reach the spiritual element of man. There follows the prospect of a philosophy of life which (even though the working man cannot help being materialistic at present) can yet be such as I have expounded here—a power that can be developed from the social conditions themselves, so to speak, precisely through a rapprochement between Europe and America. It was in Central Europe that the finest minds sought for intellectual topics that would be capable of taking hold of the temperament, the volitional side of children. Central European educators in the nineteenth century tried to discover the art of capturing the will by starting from the intellect. But they did not get beyond abstract thinking, which had not then advanced to the living thought. They were still caught up in the Oriental world and its legacy, and on the basis of this early Oriental heritage they sought to take hold of the will. Then came a great mass of humanity who made will sovereign everywhere. And today we live in a period that contrasts with an earlier age when forces existed to uphold the social order. Even those of us whose outlook is not reactionary cannot help understanding that, in earlier times, a prince attended the same sermon as the lowest peasant in the district; and the man who spoke from within the spiritual life, on behalf of all, had something to say that affected everyone. A perfectly clear public image of the consolidation of the social orders by means of the spirit was definitely there in those earlier periods. It was a definite legacy from the Orient, this image which is apprehended by the head and only later sinks down into the heart. Now something else, something that springs from the will, has appeared. We must find once more a way of speaking philosophically out of a spirit that embraces us all, from the most uneducated to the most educated. Only in this way can we work together, think, feel and will together, so as to establish, in the present, social prospects for the future. This will come about if we can create a rapprochement between the embryonic beginnings in Europe, as they have been described in the last few days, and what has emerged in America, at a higher level of civilization, so to speak, among educated people in general. A rapprochement aimed at moving westwards will create a basis for an understanding of the development of spirit in the West. Only if we as Western men show that we are able, out of what we can apprehend within ourselves, to summon up something spiritual and to counter the Oriental spirit, which today is in a state of decadence, with a European-American spirit, will a world economy and a world commerce, such as exists only externally today, be possible, in a framework of genuine confidence between men. Today, even though the Asiatic trades in one form or another with us Western men, in his heart there is still the feeling: Your machines do not impress us! With them, you are turning yourselves into intellectualized machines; that is the kind of men you are, inside. Even X-rays do not impress them. The Oriental will say: With their aid, you can look inside man physically; but what is really important requires no apparatus, it arises from our clairvoyant inner self. Whether legitimate or not, this is the attitude of the Orient. They have a profound belief in the spirit in human nature, and look down with contempt on anything that accepts the constraint, as it seems to them, of technology and the machine, in such a way that man himself operates, in society, like a cog in a machine. The gap between us and the Orient will be bridged only when we ourselves create a spiritual dimension in our philosophy of life, on foundations such as I have described, combining the spirit of Europe and America. This, however, will require the world to look more closely at Central Europe, which has gone furthest in the evolution of the intellect towards living thought. It is the men of the early part of the nineteenth century—Hegel, Fichte, Schelling—who have gone furthest in the evolution of thought towards life. At least they believed that in what they experienced as the substance of the world, albeit in thoughts that were still abstract, they had something vital and spiritual. What they had, of course, was only the germ of vital thought. That is why Central Europe itself forsook the paths it had been following. They need to be rediscovered by making thought genuinely vital. A rapprochement with Central Europe can bring this about. When the West has brought forth spirit once again, and when the East not only sees its own spirit, but can also see, even in the trader and merchant, the representative of a spiritual philosophy of life, then the Oriental will no longer look down on us in arrogance; he will be able to reach an understanding. This is what we must seek if we are to have hopes for society. We cannot have them at all unless we realize what has to disappear. There existed in Central Europe a spirit which proclaimed that everything ultimately collapses but that a new life springs up from the ruins. This is a hope we shall realize only when we look past the externals of society to its inner being. But then we must cease to try to maintain the old order at all costs, and instead have the courage to regard as expendable the things that must be overthrown. The old saying remains true: Nothing can come to fruition which has not first been cast into the earth as a seed, so that it may decay. Well, the word “decay” is not quite accurate here, but the image still holds. In discerning what we need to abandon as decayed, we must move forward to new impulses and to the new life that must blossom out of the ruins. Only in this way can we, in this age, have social hopes for the future. |
83. The Tension Between East and West: From Monolithic to Threefold Unity
11 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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83. The Tension Between East and West: From Monolithic to Threefold Unity
11 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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When, some three years ago, at the request of a group of friends who were disturbed by the social aftermath of the Great War, I published my book The Threefold Commonwealth, the immediate result, from my point of view, was the profound misunderstanding it met with on every side. This was because it was promptly classed among the writings that have attempted, in a more or less Utopian manner, to advocate institutions which their creators envisaged as a sort of nostrum against the chaotic social conditions thrown up in the course of man's recent development. My book was intended not as a call for reflection about possible institutions, but as a direct appeal to human nature. It could not have been otherwise, given the fundamentals of spiritual science, as will be apparent from the whole tone of my lectures so far. In many cases, for example, what I included solely to illustrate the central argument was taken to be my main point. In order to demonstrate how mankind could achieve social thinking and feeling and a social will, I gave as an example the way the circulation of capital might be transformed so that it would no longer be felt by many people to be oppressive, as frequently happens at present. I had to say one or two things about the price mechanism, the value of labour, and so on. All this solely by way of illustration. Anyone who seeks to influence human life as a whole must surely hearken to it first, in order to derive from it the human remedies for its aberrations, instead of extolling a few stereotyped formulae and recommending their indiscriminate application. For anyone who has reacted to the social life of Europe in the last thirty or forty years, not with some preconceived attitude or other but with an open mind, it is clear above all that what is needed in the social sphere today is already prefigured in the unconscious will of mankind in Europe. Everywhere we find these unconscious tendencies. They exist already in men's souls, and all that is needed is to put them into words. That is what made me give in to my friends and write the book I have mentioned. My purpose was to attempt, out of the sense of reality which—in all modesty we can say this—spiritual science instils in man, to observe what has been going on in Europe in recent years, beneath the surface of events and institutions, among all ranks and classes of society. What I wanted to say was not: I think that this or that is correct, but rather: This or that is secretly desired by the unconscious, and all that is required is for us to become conscious of the direction in which mankind is really trying to go. The reason for many of our social abuses today is precisely that this unconscious movement contradicts in part what mankind has worked out intellectually and embodied in institutions. Our institutions, in fact, run counter to what men today desire in the depths of their hearts. There is another reason why I do not believe there is any real point today in simply advocating some particular Utopian institution. In the historical development of mankind in the civilized world we have entered a phase where any judgment about relationships among and between men, however shrewd, can be of no significance unless men accept it—unless it is something towards which they are themselves impelled, though for the most part unconsciously. If we wish to reflect at all upon these things at the present time, therefore, I believe we must reckon with the democratic mood which has emerged in the course of man's history, and which now exists in the depths of men's souls—the democratic feeling that something is really valuable in the social sphere only if it aims, not at saying democratic things, but at enabling men to express their own opinions and put them over. My main concern was thus to answer the question: Under what conditions are men really in a position to give expression to their opinions and their will in social matters? When we consider the world around us from a social standpoint, we cannot help concluding that, although it would be easy to point to a great deal that should be different, the obstacles to change are legion, so that what we may know perfectly well and be perfectly willing to put into practice, cannot be realized! There are differences of rank and class, and the gulfs between classes. These gulfs cannot be bridged simply by having a theory of how to bridge them; they result from the fact that—as I stressed so much yesterday—the will, which is the true centre of man's nature, is involved in the way we have grown into our rank or class or any other social grouping. And again, if you look for the obstacles which, in recent times, with their complicated economic conditions, have ranged themselves alongside the prejudices, feelings and impulses of class consciousness, you will find them in economic institutions themselves. We are born into particular economic institutions and cannot escape from them. And there also exists, I would say, a third kind of obstacle to true social co-operation among men; for those who might perhaps, as leaders, be in a position to exert that profound influence of which I have been speaking, have other limitations—limitations that derive from certain dogmatic teachings and feelings about life. While many men cannot escape from economic limitations and limitations of class, many others cannot rise above their conceptual and intellectual limitations. All this is already widespread in life and results in a great deal of confusion. If, however, we now attempt to reach a clear understanding of everything which, through these obstacles and gulfs, has affected the unconscious depths of men's souls in recent decades, we become aware that in fact the essentials of the social problem are not by any means located where they are usually looked for. They reside in the fact that there has arisen in the recent development of civilized man, alongside the technology which is so complicating life, a faith in the supreme power of the monolithic state. This faith became stronger and stronger as the nineteenth century wore on. It became so strong and so fixed that it has never been shaken even in the face of the many shattering verdicts on the organization of society that multitudes of people have reached. With this dogmatic faith that thus takes hold of men, something else is associated. Through their faith, people seek to cling to the proposition that the object of their faith represents a kind of sovereign remedy, enabling them to decide which is the best political system, and also—I will not say to conjure up paradise, but at least to believe that they are creating the best institutions conceivable. This attitude, however, leaves out of account something that obtrudes itself particularly on those who observe life realistically, as it has been observed here in the last few days. Anyone who, just because he is compelled to mould his ideas to the spiritual world, acquires a true sense of reality, will discover that the best institutions that can be devised for a particular period never remain valid beyond that period and that what is true of man's natural organism is also true of the social organism. I am not going to play the boring game of analogies, but by way of illustration I should like to indicate what can be discovered about society from a study of the human organism. We can never say that the human organism—or, for that matter, the animal or plant—will display only an upward development. If organisms are to flourish and to develop their powers from within themselves, they must also be capable of ageing and of dying off. Anyone who studies the human organism in detail finds that this atrophying is going on at every moment. Forces of ascent, growth and maturation are present continuously; but so too are the forces of decomposition. And man owes a great deal to them. To overcome materialism completely, he must direct his attention to just these forces of decomposition in the human organism. He must seek, everywhere in the human organ, ism, the points at which matter is disintegrating as a result of the process of organization. And he will find that the development of man's spiritual life is closely linked to the disintegration of matter. We can only understand the human organism by perceiving, side by side with the forces of ascent, growth and maturation, the continuous process of decay. I have given this simply by way of illustration, but it really does illustrate what the impartial observer will discover in the social organism too. It is true that the social organism does not die, and to this extent it differs from the human organism; but it changes, and forces of advancement and decline are inherent in it. You can only comprehend the social organism when you know that, even if you put into practice the wisest designs and establish, in a given area of social life, something that has been learnt from conditions as they really are, it will after a time reveal moribund forces, forces of decline, because men with their individual personalities are active in it. What is correct for a given year will have changed so greatly, twenty years later, that it will already contain the seeds of its own decline. This sort of thing, it is true, is often appreciated, in an abstract way. But in this age of intellectualism, people do not go beyond abstractions, however much they may fancy themselves as practical thinkers. People in general, we thus discover, may admit that the social organism contains forces of dissolution and decline, that it must always be in process of transformation, and that forces of decline must always operate alongside the constructive ones. Yet at the point where these people affect the social order through their intentions and volition, they do not recognize in practice what they have admitted in theory. Thus, in the social order that existed before the Great War, you could see that, whenever capitalism formed part of an upward development, it resulted in a certain satisfaction even for the masses. When in any branch of life capitalism was expanding, wages rose. As the process advanced further and further, therefore, and capitalism was able to operate with increasing freedom, you could see that wages and opportunities for the employment of labour rose steadily. But it was less noticed that this upward movement contained at the same time other social factors, which move in a parallel direction and involve the appearance of forces of decline. Thus with rising wages, for instance, conditions of life would be such that the rising wages themselves would gradually create a situation in which the standard of life was in fact raised relatively little. Such things were, of course, noticed, but not with any lively and practical awareness of the social currents involved. Hence today, when we stand at a milestone in history, it is the fundamentals, not the surface phenomena of social life that we must consider. And so we are led to the distinct branches that go to make up our social life. One of these is the spiritual life of mankind. This spiritual life—though we cannot, of course, consider it in isolation from the rest of social life—has its own determinants, which are connected with human personalities. The spiritual life draws its nourishment from the human individuals active in any period, and all the rest of social life depends on this. Consider the changes that have occurred in many social spheres simply because someone or other has made some invention or discovery. But when you ask: How did this invention or discovery come about? then you have to look into the depths of men's souls. You see how they have undergone a certain development and have been led to find, in the stillness of their rooms, so to speak, something that afterwards transformed broad areas of social life. Ask yourselves what is the significance, for social life as a whole, of the fact that the differential and integral calculus was discovered by Leibniz. If from this standpoint you consider realistically the influence of spiritual life on social life, you will come to see that, because spiritual life has its own determinants, it represents a distinctive branch of social life as a whole. If asked to define its special quality, we would say: Everything that is really to flourish in the spiritual life of mankind must spring from man's innermost productive power. And we inevitably find that the elements that develop freely in the depths of the human soul are what is most favourable for social life as a whole. We are, however, also affected by another factor, one that has become increasingly apparent in recent decades. It is the impulse—subsequently absorbed into a faith in the omnipotence of political life—for civilized humanity, out of the depths of its being, to become more and more democratic. In other words, aspirations are present in the masses of humanity for every human being to have a voice in determining human institutions. This democratic trend may be sympathetic or unsympathetic to us—that is not a matter of primary importance. What matters is that the trend has shown itself to be a real force in the history of modern man. But in looking at this democratic trend, we are particularly struck, if our thinking is realistic, by the way in which, out of an inner pressure, out of the spiritual life of Middle Europe ideas evolved, in the noblest minds, about the political community of men. I do not mean to suggest that today we must still attach any special value to the “closed commercial state” put forward by one of the noblest of Germans. We need pay attention less to the content of Fichte's thought than to his noble purpose. I should, however, like to emphasize the emergence in a very popular form, at the end of the eighteenth and beginning of the nineteenth century, of what we may call the search for concepts of natural law. At that time, certain eminent and high-minded men devoted themselves to the question: What is the relation of man to man? And what in general is man's innermost essence, socially speaking? They believed that, by a right understanding of man, they would also be able to find what is the law for men. They called this “the law of reason” or “natural law.” They believed that they could work out rationally which are the best legal institutions, the ones under which men can best prosper. You need only look at Rotteck's work to see how the idea of natural law still operated for many writers in the first half of the nineteenth century. In opposition to this, however, there emerged in the first half of the nineteenth century in Europe the historical school of law. This was inspired by the conviction that you cannot determine the law among men by a process of reason. Yet this historical school of law failed to notice what it is that really makes any excogitation of a rational law unfruitful; they failed to see that, under the influence of the age of intellectualism, a certain sterility had invaded the spiritual life of mankind. Instead, the opponents of natural law concluded that men are not competent to discover, from within their souls, anything about law, and that therefore law must be studied historically. You must look, they said, at man's historical development, and see how, from customs and instinctive relationships, systems of law have resulted. The historical study of law? Against such a study Nietzsche's independent spirit rebelled in On the Use and Abuse of History for Life. He believed that, if we are always looking solely at what has exercised mankind historically, we cannot be productive and evolve fruitful ideas for the present; the elemental forces that live in man must revolt against the historical sense, in order that, from these forces, there may develop a constitution of social relationships. Among leading personalities there developed in the nineteenth century, at the height of intellectualism, a battle over the real foundations of law. And this also involved a battle over the foundations of the state. At least, it was generally assumed so at the time. For the state is, ultimately, no more than the sum total of the individual institutions in which the forces of law reside. The fact that the ability to detect the foundations of law had been lost also meant, therefore, that it was no longer possible to attain clarity about the real nature of the state. That is why we find—not simply in theory, but in real life as well—that, during the nineteenth century, the essence of the state became, for countless people, including the masses, a problem that they had to solve. Yet this applied more particularly, I would say, to the upper and more conscious reaches of civilized humanity. From underground, the democratic attitude I have described was tunnelling its way towards the surface. Its appearance, if properly understood, leads us to conceive the problem of the nature of law in a way that is much deeper and much closer to reality than is usual today. There are many people today who think it self-evident that, from within the individual, you can somehow arrive at what is actually the law in a given sphere. Modern jurists, it is true, soon lose sight of the ground when they attempt to do so; and what they find, when they philosophize in this way or indeed think they are reflecting in a practical way upon life, is that law loses its content for them and becomes an empty form. And then they say: This empty form must be given a content; the economic element must be decanted into it. On the one hand, then, there exists a definite sense of man's powerlessness to reach a concept or feeling of law from within himself. On the other hand, we do continually attempt to derive the nature of law from man himself. And yet the democratic attitude jibs at any such attempt. What it says is that there is no such thing as a general abstract determination of law; there is only the possibility that the members of a particular community may reach an understanding and say to one another: “You want this from me, I want that from you,” and that they will then come to some agreement about their resulting relations. Here, law springs exclusively from the reality of what men desire from one another. There cannot therefore be any such thing as a law of reason; and the “historical law” that has come into being can always do so again if only we find the right foundation for it. On this foundation, men can enter into a relationship in which, through mutual understanding, they can evolve a realistic law. “I want to have my say when law is being made”—so speaks the democratic attitude. Anyone, then, who wishes to write theoretically about the nature of law cannot spin it out of himself; he just has to look at the law that appears among men, and record it. In natural science too, our view of the phenomenal world does not allow us to fashion the laws of nature out of our head; we allow things to speak to us and shape natural laws accordingly. We assume that what we try to encompass in the laws of nature is already created, but that what exists in the legal sphere has to be created among men. This is a different stage of life. In this realm, man stands in the position of creator—but as a social being, alongside other men—so that a life may come about that shall infuse the meaning of human evolution into the social order. This is precisely the democratic spirit. The third thing that presents itself to people today and calls for social reorganization is the complicated economic pattern which has developed in recent times, and which I need not describe, since it has been accurately described by many people. We can only say: This economic pattern certainly results from factors quite different from those controlling the other two fields of the social organism—spiritual life, where all that is fruitful in the social order must spring from the individual human personality (only the creativity of the individual can make the right contribution here to the social order as a whole), and the sphere of law, where law, and with it the body politic, can only derive from an understanding between men. Both factors—the one applicable to spiritual life and the other to political and legal life—are absent from economic life. In economic life, what may come about cannot be determined by the individual. In the nineteenth century, when intellectualism enjoyed such a vogue among men, we can see how various important people—I do not say this ironically—people in the most varied walks of life, gave their opinion about one thing and another—people who were well placed in economic life, and whose judgment one would have expected to trust. When they came to express an opinion about something outside their own speciality, something that affected legislation, you often found that what they said, about the practical effect of the gold standard for example, was significant and sensible. If you follow what went on in the various economic associations during the period when certain countries were going over to the gold standard, you will be astonished at the amount of common sense that was generated. But when you go further and examine how the things that had been prophesied then developed, you will see, for instance, that some very important person or other considered that, under the influence of the gold standard, customs barriers would disappear! The exact opposite occurred! The fact is that, in the economic sphere, common sense, which can help one a very great deal in the spiritual sphere, is not always a safe guide. You gradually discover that, as far as economic life is concerned, the individual cannot reach valid judgments at all. Judgments here can only be arrived at collectively, through the co-operation of many people in very different walks of life. It is not just theory, but something that will have to become practical wisdom, that truly valid judgments here can arise only from the consonance of many voices. The whole of social life thus falls into three distinct fields. In that of spiritual life, it is for the individual to speak. In the democratic sphere of law, it is for all men to speak, since what matters here is the relationship of man to man on a basis of simple humanity—where any human being can express a view. In the sphere of economic life, neither the judgment of the individual, nor that which flows from the un-sifted judgments of all men, is possible. In this sphere, the individual contributes, to the whole, expert knowledge and experience in his own particular field; and then, from associations, a collective judgment can emerge in the proper manner. It can do so only if the legitimate judgments of individuals can rub shoulders with one another. For this, however, the associations must be so constituted as to contain views that can rub shoulders and then produce a collective judgment.—The whole of social life, therefore, falls into these three regions. This is not deduced from some Utopian notion, but from a realistic observation of life. At the same time, however—and this must be emphasized over and over again—the social organism, whether small or large, contains within itself, together with constructive forces, also the forces of decline. Thus everything that we feed into social life also contains its own destructive forces. A constant curative process is needed in the social organism. When we look at spiritual life from this standpoint, we can even say, on the lines of the observations put forward here in the last few days: in Oriental society, the life of the spirit was universally predominant. All individual phenomena—even those in political and in economic life—derived from the impulses of spiritual life, in the way I have been describing. If now you consider the functioning of society, you find that for a given period—every period is different—there flow forth from the life of the spirit impulses that inform the social structures; economic associations come into being on the basis of ideas from spiritual life, and the state founds institutions out of spiritual life. But you can also see that spiritual life has a constant tendency to develop forces of decline, or forces from which such forces of decline can arise. If we could see spiritual life in its all-powerful ramifications, we should perceive how it constantly impels men to separate into ranks and classes. And if you study the reasons for the powerful hold of the caste system in the Orient, you will find that it is regarded as a necessary concomitant of the fact that society sprang from spiritual impulses. Thus we see that Plato still stresses how, in the ideal state, humanity must be divided into the producer class, the scholar class and the warrior class—must be divided, that is, into classes. If you analyse the reasons for this, you will find that differences of rank and class follow from the gradation which is implicit in the supreme power of spiritual life. Within the classes, there then appears once more the sense of human personality, which experiences them as prejudicial to the social system. There thus always exist, within spiritual life, opportunities for the appearance of gulfs between classes, ranks, even castes. We now turn to the field of politics, and it is here especially that we must look for what I have been calling the subjection of labour, in the course of man's development, to the unitary social organism. It is precisely because theocracy, coming from Asia, developed into a political system that is now dominated by concepts of law, that the problem of labour arises. In so far as each individual was to attain his rights, there developed a demand for labour to be properly integrated into society. Yet as law cast off its links with religion and moved further and further towards democracy, there insinuated itself more and more into men's lives a certain formalized element of social thinking. Law developed in fact from what one individual has to say to another. It cannot be spun out of a man's own reasoning faculty. Yet from the mutual intercourse of men's reasoning faculties—if I may so put it—a true life of law arises. Law is inclined, therefore, towards logic and formalized thought. But humanity, on its way down the ages, goes through phases of one-sided development. It went through the one-sided phase we call theocracy, and similarly, later on, it goes through the one we call the state. When it does so, the logical element of social life is cultivated—the element of excogitation. Just think how much human ratiocination has been expended on law in the course of history! In consequence of this, however, mankind also proceeds towards the capacity for abstraction. You can sense how human thinking, under the influence of the principle of law, becomes increasingly abstract. What mankind acquires in one sphere, however, is extended at certain periods to the whole of human life. In this way, I would say, even religion was, as I have indicated earlier, absorbed into the juridical current. The God of the Orient, universal legislator and giver of Grace to men, became a God of judgment. Universal law in the cosmos became universal justice. We see this especially in the Middle Ages. As a result, however, there was imported into men's habits of thought and feeling a kind of abstraction. People tried increasingly to run their lives by means of abstractions. In this way, abstraction came to extend to religion and spiritual life, on the one hand, and economic life, on the other. Men began to trust more and more in the omnipotence of the state, with its abstract administrative and constitutional activity. Increasingly, men regarded it as progressive for spiritual life, in the shape of education, to be absorbed completely into the sphere of the state. Here, however, it could not avoid being caught up in abstract relationships, such as are associated with the law. Economic activity, too, was absorbed into something that was felt to be appropriate when the state is in control. And at the time when the modern concept of the economy was formed, it was the general opinion that the state should be the power above all which determined the proper organization of economic activity. In this way, however, we subject the other branches of life to the rule of abstraction. This statement itself may sound abstract, but in fact it is realistic. Let me demonstrate this with regard to education. In our age, where common sense is so commonplace, men can come together in a committee, in order to work out the best pedagogic procedures. When they meet together in this way and work out how education should be organized and just what should be covered by this class or the other in the timetable, they will—and I say this without irony—work out first-rate things. I am convinced that, so long as they are fairly sensible—and most people are nowadays—they will draw up ideal programmes. We live—or did live at least, for some attempt is being made to escape—in the age of planning. There is certainly no shortage of programmes, of guiding principles in any given area of life! Society after society is founded and draws up its programme: a thing is to be done in this way or that. I have no objection to these programmes, and indeed I am convinced that no one who criticizes them could draw up better ones. But that is not the point. What we work out, we can impose on reality; only reality will not then be suitable for men to live in. And that is what really matters. And so we have reached a kind of dead end in the matter of programmes. We have seen recently how, with the best and noblest of intentions for the development of mankind, a man drew up one of these programmes for the entire civilized world, in fourteen admirable points. It was shattered immediately it came into contact with reality. From the fate of Wilson's fourteen abstract points—which were the product of shrewd intellects, but were not in accordance with reality, not quarried from life itself—an enormous amount can be learnt. In education and teaching, it is not programmes that matter, for they after all are only a product of politics and law. You can, with the best of intentions, issue a directive that this or that must be done; in reality, however, we are dealing with a staff composed of teachers with a particular set of capacities. You have to take these capacities into account in a vital way. You cannot realize a programme. Only what springs from the individual personalities of the teachers can be realized. You must have a feeling for these personalities. You will need to decide afresh, each day, out of the immediate life of the individual, what is to happen. You will not be able to set up a comprehensive programme: this remains an abstraction. Only out of life itself can something be created. Let us imagine an extreme case: In some subject or other, there are available only teachers of mediocre ability. If, at a time when they were free of teaching and had nothing to do but think, these teachers were to work out pedagogic aims and issue regulations, even they would no doubt come up with something extremely sensible. But the actual business of teaching is another thing altogether; all that matters there is their capabilities as whole men. It is one thing to reckon with what derives solely from the intellect, and quite another to reckon with life itself. For the intellect has the property of overreaching; fundamentally, it is always seeking to encompass the boundless nature of the world. In real life, it should remain a tool in a specific concrete activity. Now if we reflect particularly on the fact that what takes place between human beings, when they confront each other as equals, can turn into law—then we must say: The things humanity develops are all right when they are the outcome of contemporary abstraction; for that is how men do feel. Men establish legal relations with one another, based on certain abstract concepts of man, and they arrive at these legal relations through the circumstance that they stand together on democratic ground. Yet it will never be possible in this way to create for the whole of humanity something that springs directly from the life of the individual; but only what is common to the whole of humanity. In other words: to be quite honest, there cannot well up, from a democratic foundation, what ought to spring from the individuality of man within spiritual life. We must, of course, realize that a belief in the predominance of law and politics was a historical phenomenon, and that it was historically legitimate for modern states, at the time when they came into being, to take over responsibility for the schools, since they had to take them away from other authorities who were no longer administering them properly. You should not try to correct history retrospectively. Yet we must also perceive clearly that in recent years there has developed a movement to shape the life of the spirit once again as something independent, so that it contains within itself its own social structure and its own administration; and also that what takes place in individual classes can stem from the vital life of the teacher and not from adherence to some regulation or other. Despite the fact that it has been regarded as a step forward to hand over spiritual life, and with it schools, to the state, we must make up our minds to reverse this trend. Only then will it be possible for the free human personality to achieve expression within spiritual life, including the sphere of education. Nor need anyone be afraid that authority would suffer in consequence! Where a productive influence is exercised by the human personality, the individuals concerned yearn for a natural authority. We can see this at work in the Waldorf School. Everyone there is pleased when one person or the other can be his authority, because he needs what the individual talents of that person have to offer. It then remains possible for politics and law to function on a democratic basis. Here again, however, the fact is that, simply through its tendency to abstractness, the state contains within itself the germ of what are later to become forces of decline. Anyone who studies how, by virtue of the existence of this tendency, what men do in the political and legal sphere cannot help becoming increasingly cut off from any concrete interest in a particular aspect of life, will also realize that it is precisely political life which provides the basis for the abstractness that has become increasingly apparent in connection with the circulation of capital. The formation of capital nowadays is much criticized by the masses. But the campaign against it, as conducted at present, reveals an ignorance of the true situation. Anyone who wanted to abolish capital or capitalism would have to abolish modern economic and social life as a whole, because this social life cannot survive without the division of labour, and this in turn implies the formation of capital. In recent times, this has been demonstrated particularly by the fact that a large part of capital is represented by the means of production. The essential point, however, is that in the first place capitalism is a necessary feature of modern life, while on the other hand, precisely when it becomes nationalized, it leads to the divorce of money from specific concrete activities. In the nineteenth century, this was carried so far that now what actually circulates in social life is as completely divorced from specific concrete activities, as the bloodless ideas of a thinker who lives only in abstractions are divorced from real life. The economic element that is thus divorced from specific activities is money. When I have a certain sum in my pocket, this sum can represent any given object in the economy or even in spiritual life. This element stands in the same relation to specific concrete activities as a wholly general concept does to specific experiences. That is why crises must inevitably arise within the social order. These crises have been extensively studied. A theory of crises is prominent in Marxism, for example. The mistake lies in attributing the crises to a single chain of causes, whereas in fact they are due to two underlying trends. There may be too much capital, in which case the excess that is circulating gives rise to crises. It may also happen, however, that too little capital is available, and this also leads to crises. These are two different types of crisis. Such things are not examined objectively, even by political economists today. The fact is that, in the real world, a single phenomenon may have very varied causes. We can see, therefore, that, just as spiritual life tends to develop forces of decline arising from differences of class, rank and caste, so too the life that is moving towards abstractions—and rightly so—includes a tendency, on the one hand to develop the constructive forces that are part of a legitimate formation of capital, but on the other hand to give rise to crises because capitalism results in abstract economic activity, in which a capital sum can be used indifferently for one purpose or another. When people realize this, they become social reformers and work out something that is designed to produce a cure. But now you come up against the fact that, although the individual does shape economic life by contributing his experiences through the appropriate associations, he cannot as a single individual determine the shape of economic life. That is why, when we go beyond the political and legal and the spiritual spheres, I have posited the association as a necessity of economic life. In this connection, I was struck by the fact that, when I was speaking in Germany to a fairly small group of working-men about associations, they said to me: We have heard of very many things, but we don't really know what associations are; we haven't really heard anything about them. An association is not an organization and not a combination. It comes into being through the conflux of the individuals within the economy. The individual does not have to adopt something handed out from a central body, but is able to contribute the knowledge and ability he has in his own field. From a collaboration in which each gives of his best, and where what is done springs from the agreement of many—only from such associations does economic life in general derive. Associations of this kind will come into being. They are certain to arise, I have no doubt of that. To anyone who tells me this is Utopian, my reply is: I know that these associations spring only from subconscious forces in man. We can, however, foster them by the reason and make them arise more quickly, or we can wait until they arise from necessity. They will link together those engaged in production and commerce, and the consumers. Only production, distribution and consumption will have any part in them. Labour will come more and more under the aegis of law. On the question of labour, men must reach an understanding in a democratic manner. In consequence, labour will be insulated from the only force which can be effective in economic life—that which is the resultant of a collective judgment in associations linking producers and consumers, together with distributors. In the sphere of economic life, therefore—in the associations—goods alone will have a part to play. This will, in turn, have an important consequence: we shall cease entirely to have any fixed notions of the price and value of an article. Instead, we shall say: the price and value of an article is something that changes with the surrounding circumstances. Price and value will be set by the collective judgment of the associations. I cannot go into this at length here; but you can follow it up in my book The Threefold Commonwealth. I have been trying to outline how, from our observation, we become aware that social life falls into three regions, shaped by quite distinct and different factors: spiritual life, legal and political life, and economic life. Within the recent development of civilization, these three have been achieving some degree of independence. To understand this independence, and gradually to allocate to each field what belongs to it, so that they may collaborate in an appropriate manner, is the important task today. Men have reflected in very different ways on this tripartite articulation of the social organism. And, as my Threefold Commonwealth began to attract attention here and there, people pointed out various things in it that were already foreshadowed by earlier writers. Now I do not wish to raise the question of priority at all. What matters is not whether it was a particular individual who discovered something, but how it can become established in life. If a lot of people were to hit on it, one would be only too pleased. One point must be noted, however: when Montesquieu in France outlines a sort of tripartite division of the social organism, it is merely a division. He points out that the three sections have quite different determinants, and that we must therefore keep them separate. This is not the tenor of my book. I do not try to distinguish spiritual life, legal life and economic life, in the way that you would distinguish in man the nervous system, the respiratory system and the metabolic system, if at the same time you wanted to insist that they are three systems, each separate from the other. In itself, such a division leads nowhere; you can advance only by seeing how these three different systems function together, and how they best combine into a single whole by each operating on its own terms. The same is true of the social organism. When we know how to establish spiritual life, political and legal life, and economic life on the terms that are native to each, and how to let them run off their native sources of power, then the unity of the social organism will also follow. And then you will find that certain forces of decline are released within each of these fields, but that they are countered through collaboration with other fields. This suggests, not a tripartite division of the social organism, as in Montesquieu, but a threefold articulation of it, which yet comes together in the unity of the social organism as a whole, by virtue of the fact that, after all, every individual belongs to all three regions. The human personality—and that is what is all-important—inhabits this triform social organism in such a way as to unite the three parts. Especially in the light of what I have been saying, then, we find that what we must aim at is not a division but an articulation of the social organism, in order that a satisfying unity may be attained. And in a more superficial way, you can also see that, for over a century, mankind in Europe has tended to seek such an articulation. It will come about, even if men do not consciously desire it; unconsciously, they will so conduct themselves, in the economic, spiritual, and political and legal spheres, that it will come about. It is demanded by the actual evolution of humanity. And we can also point to the fact that the impulses which correspond to these three different aspects of life entered European civilization at a particular moment in the shape of three quintessential ideals, three maxims for social life. At the end of the eighteenth century in Western Europe, a demand spread abroad for liberty, equality and fraternity. Is there anyone who bears with the development that has taken place in modern times, who would deny that these maxims contain three quintessential human ideals? Yet on the other hand it must be admitted that there were many people in the nineteenth century who argued ingeniously against the view that a unified social organism or state can exist if it has to realize these three ideals all together. Several persuasive books were written to demonstrate that liberty, equality and fraternity cannot be completely and simultaneously combined within the state. And one must admit that these ingenious arguments do evoke a certain scepticism. In consequence, people once again found themselves face to face with a contradiction imposed by life itself. Yet it is not the nature of life to avoid contradictions; life is contradictory at every point. It involves the repeated reconciliation of the contradictions that are thrown up. It is in the propagation and reconciliation of contradictions that life consists. It is, therefore, absolutely right that the three great ideals of liberty, equality and fraternity should have been put forward. Because it was believed in the nineteenth century, however, and right down to our own times, that everything must be centrally organized, people went off the rails. They failed to perceive that it is of no importance to argue about the way in which the means of production be employed, capitalism developed, etc. What matters is to enable men to arrange their social system to accord with the innermost impulses of their being. And in this connection we must say: We need to comprehend, in a vital way, how liberty should function in spiritual life, as the free and productive development of the personality; how equality should function in the political and legal sphere, where all, jointly and in a democratic manner, must evolve what is due to each individual; and how fraternity should function in the associations, as we have called them. Only by viewing life in this way do we see it in its true perspective. When we do so, however, we perceive that the theoretical belief that it is possible to accommodate all three ideals uniformly in the monolithic state has led to a contradiction within life. The three ideals of liberty, equality and fraternity can be understood in a vital way only when we realize that liberty has to prevail in spiritual life, equality in the political and legal sphere, and fraternity in the economic sphere. And this not in a sentimental manner, but in a way that leads to social systems within which men can experience their human dignity and their human worth. If we understand that the unified organism can come into being only when out of liberty spirit develops in a productive way, when equality functions in the political and legal sphere and fraternity in the economic one, in the associations, then we shall rise above the worst social dilemmas of the present. For man gains a spiritual life that is rooted in truth only out of what can freely spring from him as an individual; and this truth can only make its appearance if it flows directly from men's hearts. The democratic tendency will not rest easy until it has established equality in the political and legal sphere. This can be achieved by rational processes; if not, we expose ourselves to revolutions. And in the economic field, fraternity must exist in the associations. When this happens, the law—which is founded on a human relationship in which like meets like—will be a vital law. Any other kind of law turns into convention. True law must spring from the meeting of men, otherwise it becomes convention. And true fraternity can found a way of life only if this derives from economic conditions themselves, through the medium of the associations; otherwise, the collaboration of men within groups will establish not a way of life, but a routine existence, such as is almost invariably the case at the present time. Only when we have learnt to perceive the chaotic nature of social conditions that spring from the predominance of catchwords instead of truth in the spiritual sphere, convention instead of law in the political and legal sphere, and routine instead of a way of life in the economic sphere, shall we be seeing the problem clearly. And we shall then be following the only path that affords a correct approach to the social problem. People will be rather shocked, perhaps, to find that I am not going to approach the social problem in the way many people think it ought to be approached. What I am saying now, however, is based solely on what can be learnt from reality itself with the aid of spiritual science, which is everywhere orientated towards reality. And it turns out that the fundamental questions of social life today are these: How can we, by a correct articulation of the social organism, move from the all too prevalent catch-word (which is thrown up by the human personality when its creative spirit is subordinated to another) to truth, from convention to law, and from a routine existence to a real way of life? Only when we realize that a threefold social organism is necessary for the creation of liberty, equality and fraternity, shall we understand the social problem aright. We shall then be able to link up the present time properly with the eighteenth century. And Middle Europe will then be able, out of its spiritual life, to reply, to the Western European demand for liberty, equality, fraternity: Liberty in spiritual life, equality in political and legal life, and fraternity in economic life. This will mean much for the solution of the social problem, and we shall be able to form some idea of how the three spheres in the social organism can collaborate, through liberty, equality and fraternity, in our recovery from the chaotic situation—spiritual, legal, and economic—which we are in today. The End. |
84. Supersensible Knowledge: Anthroposophy as a Demand of the Age: Anthroposophy as a Demand of the Age
26 Sep 1923, Vienna Translated by Olin D. Wannamaker Rudolf Steiner |
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84. Supersensible Knowledge: Anthroposophy as a Demand of the Age: Anthroposophy as a Demand of the Age
26 Sep 1923, Vienna Translated by Olin D. Wannamaker Rudolf Steiner |
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Any one who speaks today about super-sensible worlds lays himself open at once to the quite understandable criticism that he is violating one of the most important demands of the age. This is the demand that the most important questions of existence shall be seriously discussed from a scientific point of view only in such a way that science recognizes its own limitations, has a clear insight into the fact that it must restrict itself to the sensible world of the earthly existence and would become the victim of a certain fantastic blunder if it should attempt to go beyond these limits. Now, precisely that type of spiritual-scientific conception in accordance with which I spoke at the last Vienna Congress of the Anthroposophical Movement, [West and East: Contrasting Worlds.] and shall speak again today, affirms with regard to itself not only that it is free from hostility toward scientific thinking and the scientific sense of responsibility of our times, but also that it does its work in complete harmony with what may be proposed as objectives by the most conscientious scientific demands of those very persons who take their stand on the platform of the most rigid scientific research. It is possible, however, to speak from various points of view in regard to the scientific demands of the times, imposed upon us by the splendid theoretical and practical results in the evolution of humanity which have come about in the course of the last three or four centuries, but especially during the nineteenth century. I shall speak, therefore, today in regard to super-sensible knowledge to the extent that this tends to fulfill precisely this demand, and I wish to speak in the next lecture about the super-sensible knowledge of the human being as a demand of the human heart, of human feeling, during the present age. We can observe the magnificent contribution which has been bestowed upon us even up to the most recent time through scientific research—the magnificent contribution in the findings about interrelationships throughout the external world. But it is possible to speak also in a different sense regarding the achievements which have come about precisely in connection with this current of human evolution. For instance, we may call attention to the fact that, in connection with the conscientious earnest observation of the laws and facts of the external world of the senses, as this is afforded by natural science, very special human capacities have been developed, and that just such observation and experimentation have thrown a light also upon human capacities themselves. But I should like to say that many persons holding positions deserving of the greatest respect in the sphere of scientific research are willing to give very little attention to this light which has been reflected upon man himself through his own researches. If we only give a little thought to what this light has illuminated, we see that human thinking, through the very fact that it has been able to investigate in accordance with basic principles both narrowly restricted and also broadly expanded interrelationships—the microscopic and the telescopic—has gained immeasurably in itself, has gained in the capacity of discrimination, in power of penetration, the ability so to associate the things in the world that their secrets are unveiled, the capacity to determine the laws underlying cosmic relationships, and so forth. As this thinking is developed, we see it confronted with a demand—with which it is faced, indeed, by the most earnest research scientists: the demand that this thinking must develop as selflessly as possible in the observation of external nature and in experimentation in the laboratory, in the clinic, etc. And the human being has achieved tremendous power in this respect. He has succeeded in setting up more and more rules of such a character as to prevent anything of the nature of inner wishes of the heart, of opinions, perhaps even of fantasies regarding one's own being, such as arise in the course of thinking, from being carried over into what he is to establish by means of the microscope and the telescope, the measuring rule and the scales, regarding the interrelationships of life and existence. Under these influences a type of thinking has gradually developed of which one must say that it has worked out its passive role with a certain inner diligence. Thinking in connection with observation, with experiment, has nowadays become completely abstract—so abstract that it does not trust itself to call forth anything of the nature of knowledge or of truth out of its own inner being. It is this gradually developed characteristic of thinking which demands before everything else—so it appears at first—the rejection of all that the human being is in himself by reason of his inner nature. For what he himself thus is must be set forth in activity; this can really never exist wholly apart from the impulse of his will. Thus we have arrived at the point—and we have rightly reached this point in the field of external research—of actually rejecting the activity of thinking, although we became aware in this activity of what we ourselves signify as human beings in the universe, in the totality of cosmic relationships. In a certain sense, the human being has eliminated himself in connection with his research; he prohibits his own inner activity. We shall see immediately that what is rightly prohibited in connection with this external research must be especially cultivated in relationship to man's own self if he wishes to gain enlightenment regarding the spiritual, regarding the super-sensible, element of his own being. But a second element in the nature of man has been obliged to manifest its special aspect, which is alien to humanity even though friendly to the world, in modern research: that is, the human life of sentiment, the human life of feeling. In this modern research, human feeling is not permitted to participate; the human being must remain cold and matter-of-fact. Yet one might ask whether it may not be possible to acquire within this human feeling forces useful in gaining knowledge of the world. If it must be said, on the one hand, that inner human willfulness plays a role in feelings, human subjectivity, and that feeling is the source of fantasy, it must be answered on the other hand that, although human feeling can certainly play no important role as it exists at first in every-day life or in science, yet, if we recall—as science itself has to present the matter to us—that the human senses have not always in the course of human evolution been such as they are today, but have developed from a relatively imperfect stage up to their contemporary state, that they certainly did not express themselves in earlier periods so objectively about things as they do today, an inkling may then come to birth within us that there may exist even within the life of subjective feeling something that might be evolved there-from, just like the human senses themselves, and which might be led over from an experience of man's own being to a grasp upon cosmic interrelationships in a higher sense. Precisely as we observe the withdrawal of human feeling in connection with contemporary research must the question be put as to whether some sort of higher sense might unfold within feeling itself if this were specially developed. But very obviously do we find in connection with a third element of the being of man how we are driven by the altogether praiseworthy scientific view to something different. This is the will aspect of the life of the soul. Whoever is at home in scientific thinking knows how impossible it is for such thinking to proceed otherwise in grasping the inter-relationships of the world than in accordance with causal necessity. We connect in the most rigid manner phenomena existing side by side in space; we associate in the strictest sense phenomena occurring in succession in time. That is, we relate cause and effect according to their inflexible laws. Whoever speaks, not as a dilettante, but as one thoroughly at home in science knows what a tremendous power is exerted by the mere consideration of the realms of scientific fact in this manner. He knows how he is captivated by this idea of a universal causality and how he cannot then do otherwise than to subject everything that he confronts in his thinking to this idea of causality. But there is human will, this human will which says to us in every moment of our waking life of day: “What you undertake in a certain sense by reason of yourself, by reason of your will, is not causally determined in the same sense applying to any sort of external phenomena of nature.” For this reason, even a person who simply feels in a natural way about himself, who looks into himself in observation free from preconception, can scarcely do otherwise than also to ascribe to himself, on the basis of immediate experience, freedom of will. But when he directs his glance to scientific thinking, he cannot admit this freedom of will. This is one of the conflicts into which we are brought by the condition of the present age. In the course of these two lectures we shall learn much more about these conflicts. But for one who is able to feel this conflict in its full intensity, who can feel it through and through—because he must be honest on the one side as regards scientific research, and on the other side as regards his self-observation—the conflict is something utterly confounding, so confounding that it may drive him to doubt whether life affords anywhere a firm basis from which one may search for truth. We must deal with such conflicts in their right human aspect. We must be able to say to ourselves that research drives us to the point where we are actually unable to admit what we are every day aware of; that something else must somehow exist which offers other means of access to the world than what is offered to us in irrefutable manner in the order of external nature. Through the very fact that we are so forcibly driven by the order of nature itself into such conflicts, it becomes for us human beings of the present time a necessity to admit that it is impossible to speak about the super-sensible worlds as they have been spoken about up to a relatively recent time. We need to go back only to the first half of the nineteenth century to discover that personalities who, by reason of a consciousness in harmony with the period, were thoroughly serious in their scientific work called attention, nevertheless, to the super-sensible aspect of human life, to that aspect which opens up to the human being a view of the divine, of his own immortality; and that in this connection they always called attention to what we may at present designate as the “night aspects” of human life. Men deserving of the highest regard have called attention to that wonderful but very problematical world into which the human being is transferred every night: to the dream world. They called attention to many mysterious relationships which exist between this chaotic picture world of dreams, nevertheless, and the world of actuality. They called attention to the fact that the inner nature of the human organization, especially in illness, reflects itself, nevertheless, in the fantastic pictures of dreams, and how healthy human life enters into the chaotic experiences of dreams in the forms of signs and symbols. They pointed out that much which cannot be surveyed by the human being with his waking senses finds its place in the half-awake state of the soul, and out of such things conclusions were drawn. These things border upon what is the subject of study also today for many persons, the “subconscious” states of the life of the human soul, which manifest themselves in a similar way. But everything which appears before the human being in this form, which could still give a certain satisfaction to an earlier humanity, is no longer valid for us. It is no longer valid for us for the reason that our way of looking into external nature has become something different. Here we have to look back to the times when there still existed only a mystically colored astrology. Man then looked into the world of the senses in such a way that his perception was far removed from the exactness which we demand of science today. For this reason, because he did not demand of himself in his sense life that complete clarity which we possess today, he could discover in a mystical, half-conscious state something from which he could draw inferences. This we cannot do today. Just as little as we are able to derive today from what science gives us anything else than questions in regard to the true nature of man, just so little can we afford to remain at a standstill at the point reached by science and expect to satisfy our super-sensible needs in a manner similar to that of earlier times. That form of super-sensible knowledge of which I shall speak here has an insight into this demand of our times. It observes the form that has been taken on by thinking, feeling, and willing in man precisely by reason of natural science, and it asks on the other side whether it may be possible by reason of the very thing which has been achieved by contemporary humanity in thinking, feeling, and willing to penetrate further into the super-sensible realm with the same clarity which holds sway in the scientific realm. This cannot be achieved by means of inferential reasoning, by means of logic; for natural science justly points out its limitations with reference to its own nature. But something else can occur: that the inner human capacities may evolve further, beyond the point at which they stand when we are in the realm of ordinary scientific research, so that we now apply to the development of our own spiritual capacities the same exactness to which we are accustomed in connection with research in the laboratory and the clinic. I shall discuss this first in connection with thinking itself. Thinking, which has become more and more conscious of its passive role in connection with external research, and is not willing to disavow this, is capable of energizing itself inwardly to activity. It may energize itself in such a way that, although not exact in the sense in which we apply this term to measuring and weighing in external research, it is exact in relationship to its own development in the sense in which the external scientist, the mathematician for example, is accustomed to follow with full consciousness every step in his research. But this occurs when that mode of super-sensible cognition of which I am here speaking substitutes a truly exact development of this thinking in place of the ancient vague meditation, the ancient indistinct immersion of oneself in thinking. It is possible here to indicate only in general principles what I have said in regard to such an exact development of thinking in my books Occult Science: An Outline and Knowledge of the Higher Worlds and Its Attainment, and other books. The human being should really compel himself, for the length of time which is necessary for him—and this is determined by the varying innate capacities of people—to exchange the role of passive surrender to the external world, which he otherwise rightly assumes in his thinking, for that different role: that of introducing into this thinking his whole inner activity of soul. This he should do by taking into his mind day by day, even though at times only for a brief period, some particular thought—the content of which is not the important matter—and, while withdrawing his inner nature from the external world, directing all the powers of his soul in inner concentration upon this thought. By means of this process something comes about in the development of those capacities of soul that may be compared with the results which follow when any particular muscles of the human body—for instance, the muscles of the arms—are to be developed. The muscles are made stronger, more powerful through use, through exercise. Thus, likewise, do the capacities of the soul become inwardly stronger, more powerful by being directed upon a definite thought. This exercise must be so directed that we proceed in a really exact way, that we survey every step taken in our thinking just as a mathematician surveys his operations when he undertakes to solve a geometrical or arithmetical problem. This can be done in the greatest variety of ways. It may seem trivial when I say that something should be selected for this content of concentration that one finds in any sort of book—even some worthless old volume that we know quite certainly we have never previously seen. The important point is, not what the content of truth in the thing is, but the fact that we survey such a thought content completely. This cannot be done if we take a thought content out of our own memory; for very much is associated with such a thought in the most indeterminate way, very much that plays a role in the subconscious or the unconscious, and it is not possible to be exact if one concentrates upon such a thing. What one fixes, therefore, in the very center of one's consciousness is something entirely new, something that one confronts only with respect to its actual content, which is not associated with any experience of the soul. The matter of importance is the concentration of the forces of the soul and the strengthening which results from this. Likewise, if one goes to a person who has made some progress in this field and requests him to provide one with such a thought content, it is not well to entertain any prejudice against this. The content is in that case entirely new to the person concerned, and he can survey it. Many persons fear that they may become dependent in this way upon some one else who provides them with such a content. But this is not the case; in reality, they become less dependent than if they take such a thought content out of their own memories and experiences, in which case it is bound up with all sorts of subconscious experiences. Moreover, it is well for a person who has had some practice in scientific work to use the findings of scientific research as material for concentration; these prove to be, indeed, the most fruitful of all for this purpose. If this is continued for a relatively long time, even for years perhaps—and this must be accompanied by patience and endurance, since it requires a few weeks or months in some cases before success is achieved, and in some cases years—it is possible to arrive at a point where this method for the inner molding of one's thoughts can be applied as exactly as the physicist or the chemist applies the methods of measuring and weighing for the purpose of discovering the secrets of nature. What one has then learned is applied to the further development of one's own thinking. At a certain point of time, the person then has a significant inner experience. This consists in the fact that he feels himself to be involved not only in picture-thinking, which depicts the external events and facts and which is true to reality in inverse proportion to the force it possesses in itself, in proportion as it is a mere picture; but one arrives now at the point of adding to this kind of thinking the inner experience of a thinking in which one lives, a thinking filled with inner power. This is a significant experience. Thinking thus becomes, as it were, something which one begins to experience just as one experiences the power of one's own muscles when one grasps an object or strikes against something. A reality such as one experiences otherwise only in connection with the process of breathing or the activity of a muscle,—this inner active something now enters into thinking. And, since one has investigated precisely every step upon this way, so does one experience oneself in full clarity and sober-mindedness of consciousness in this strengthened, active thinking. If the objection is raised, let us say, that knowledge can result only from observation and logic, this is no real objection; for what is now experienced we experience with complete inner clarity, and yet in such a way that this thinking becomes at the same time a kind of “touching with the soul.” In the process of forming a thought, it is as if we were stretching out a feeler—not, in this case, as when the snail stretches a feeler into the physical world, but as if a feeler were stretched out into a spiritual world, which is as yet present only for our feelings if we have succeeded to this stage, but which we are justified in expecting. For one has the feeling: “Your thinking has been transformed into a spiritual touching; if this can become more and more the case, you may expect that this thinking will come into contact with what constitutes a spiritual reality, just as your finger here in the physical world comes into contact with what is physically real.” Only when one has lived for a time in this inwardly strengthened thinking does complete self-knowledge become possible. For we know then that the soul element has become by means of this concentration an experiential reality. It is possible then for the person concerned to go forward in his exercises and to arrive at the point where he can, in turn, eliminate this soul content, put it away, in a certain sense render his consciousness void of what he himself has brought into this consciousness, this thought content upon which he has concentrated, and which has enabled him to possess a real thinking constituting a sense of touch for the soul. It is rather easy in ordinary life to acquire an empty consciousness; we need only to fall asleep. But it requires an intense application of force, after we have become accustomed to concentrating upon a definite thought content, to put away such a content of thought in connection with this very strengthened thinking, thinking which has become a reality. But we succeed in putting aside this content of thinking in exactly the same way in which we acquired at first the powerful force needed for concentration. But, when we have succeeded in this, something appears before the soul which has been possible previously only in the form of pictures of episodes in one's memory: the whole inner life of the person appears in a new way before the eyes of his soul, as he has passed through this life in his earthly existence since birth, or since the earliest point of time to which one's memory can return, at which one entered consciously into this earthly existence. Ordinarily, the only thing we know in regard to this earthly existence is that which we can call up in memory; we have pictures of our experiences. But what is now experienced by means of this strengthened thinking is not of the same kind. It appears as if in a tremendous tableau so that we do not recollect merely in a dim picture what we passed through ten years ago, for instance, but we have the inner experience that in spirit we are retracing the course of time. If some one carries out such an exercise in his fiftieth year, let us say, and arrives at the result indicated, what then happens is that time permits him to go back as if along a “time-path” all the way, for instance, to the experiences of his thirty-fifth year. We travel back through time. We do not have only a dim memory of what we passed through fifteen years earlier, but we feel ourselves to be in the midst of this in its living reality, as if in an experience of the present moment. We travel through time; space loses its significance, and time affords us a mighty tableau of memory. A precise picture of the life of the person is now created out of that which appears in an episodic manner, even according to scientific thinkers, when anyone is exposed to great terror, a severe shock, at the moment of drowning, for instance, when for some moments he is confronted by something of his entire earthly life in pictures appearing before his soul—to which he looks back later with a certain shuddering fascination. In other words, what appears before the soul in such cases as through a natural convulsion now actually appears before the soul at the moment indicated, when the entire earthly life confronts one as in a mighty tableau of the spirit, only in a time order. Only now does one know oneself; only now does one possess real self-observation. It is quite possible to differentiate this picture of man's inner being from that which constitutes a mere “memory” picture. It is clear in the mere memory picture that we have something in which persons, natural occurrences, or works of art come upon us as if from without; in this memory picture what we have is the manner in which the world comes into contact with us. But in the super-sensible memory tableau which appears before a person, what confronts him is, rather, that which has proceeded from himself. If, for instance, at a certain definite point of time in his life he began a friendship with a beloved personality, the mere memory picture shows him how this person came to him at a certain point of time, spoke to him, what he owes to the person, etc. But, in this life tableau what confronts him is the manner in which he himself longed for this person, and how he took every step at last in such a way that he was inevitably led to that being regarding whom he had the knowledge that this being was suited to himself. That which has taken place through the unfolding of the forces of the soul comes to meet one with exact clarity in this life tableau. Many people do not like this precise clarity, because it brings them enlightenment in regard to much that they would prefer to see in a different light from the light of truth. But one must endure the fact that one is able to look upon one's own inner being in utter freedom from preconceptions, even though this being of oneself confronts the searching eye with reproach. This stage of cognition I have called imaginative knowledge, or imagination. But one can progress beyond this stage. In that which we come to know through this memory tableau, we are confronted by those forces which have really formed us as human beings. While confronting this tableau of life, we know: “Within you those forces evolve which mold the substances of your physical body.” Within you, especially during childhood, those forces have evolved which have plastically modeled approximately up to the seventh year the nerve masses of the brain, which did not yet exist in well ordered form after your birth. We then cease at last to ascribe what works formatively upon the human being within to those forces which inhere in material substances. We cease to do this when we have this memory tableau before us, when we see how there stream into all the forces of nutrition and of breathing and into the whole circulation of the blood the contents of this memory tableau—which are forces in themselves, forces without which no single wave of the blood circulates and no single process of breathing occurs. We now learn to understand that man himself in his inner being consists of spirit and soul. What now dawns upon one can best be described by a comparison. Imagine that you have walked for a certain distance over ground which has been softened by rain, and that you have noticed all the way tracks or ruts made by human feet or wagon wheels. Now suppose that a being should come from the moon and see this condition of the ground, but should see no human being. He would probably come to the conclusion that there must be all sorts of forces underneath the earth which have thrust up these traces and given this form to the surface of the ground. Such a being might seek within the earth for the forces which have produced the tracks. But one who sees into the thing knows that the condition was not caused by the earth but by human feet or wagon wheels. Now, any one who possesses a view of things such as I have just described does not by any means for this reason look with less reverence, for example, upon the convolutions of the human brain. But, just as he knows that those tracks on the surface of the earth do not derive from forces within the earth, he now knows that these convolutions of the brain do not derive from forces within the substance of the brain, but that the spiritual-psychic entity of man is there, which he himself has now beheld, and that this works in such a way as to cause our brain to have these convolutions. This is the essential thing—to be driven to this view, so that we arrive at a conception of our own spirit-soul nature, that the eye of the soul is really directed to the spirit-soul element and to its manifestation in the external life. But it is possible to progress still further. After having first strengthened our inner being through concentrating upon a definite content of thought, and then having emptied our consciousness, so that, instead of the images we ourselves have formed, the content of our life now appears before us, we can now put this memory tableau out of our consciousness, in turn, just as we previously eliminated a single concept, so that our consciousness was void of this. We can now learn to apply the powerful force so as to blot out from our consciousness that which we have come to know through a heightened self-observation as a spirit-soul being. In doing this, we blot out nothing less than the inner being of our own soul life. We learned first in concentration to blot out what is external, and we then learned to direct the look of our soul to our own spirit-soul entity, and this completely occupied the whole tableau of memory. If we now succeed in blotting out this memory tableau itself, there comes about what I wish to designate as the truly empty consciousness. We have previously lived in the memory tableau or in what we ourselves have set up before our minds, but now something entirely different appears. That which lived within us we have now suppressed, and we confront the world with an empty consciousness. This signifies something extraordinary in the experience of the soul. Fundamentally speaking, I can describe at first only by means of a comparison what now appears to the soul, when the content of our own soul is blotted out by means of the powerful inner force we apply. We need only to think of the fact that, when the impressions of the external senses gradually die away, when there is a cessation of seeing, hearing, perhaps even of a distinct sense of touch, we sink into a state closely resembling the state of sleep. In the present case, however, when we blot out the content of our own souls, although we do come to an “empty” state of consciousness, this is not a state of sleep. We reach what I might call the state of being merely awake—that is, being awake with an empty consciousness. We may, perhaps, be enabled to conceive this empty consciousness in the following way. Imagine a modern city with all its noise and din. We may withdraw from the city, and everything becomes more and more quiet around us, but we finally enter, perhaps, a forest. Here we find the absolute opposite of the noises of the city. We live in complete inner stillness, in soundless quiet. If, now, I undertake to describe what follows, I must resort to a trivial comparison. We must raise the question whether this quiet, this stillness, can be changed still further into something else. We may designate this stillness as the zero point in our perception of the external world. But, if we possess a certain amount of property and we subtract from this property, it is diminished; as we take away still more, it is further diminished, and we finally arrive at zero and have nothing left. Can we then proceed still further? It may, perhaps, be undesirable to most persons, but the fact is that many do this: they still decrease their possessions by incurring debt. One then has less than zero, and one can still diminish what one has. In precisely the same way, we may at least imagine that the stillness, which is like the zero point of being awake, may be pushed beyond this zero into a sort of negative state. A super-stillness, a super-quietness may augment the quietness. This is what is experienced by one who blots out his own soul content: he enters into a state of quietness of soul which lies below the zero point. An inner stillness of soul in the most intensified degree comes about, during the state of wakefulness. But this cannot be attained unless it is accompanied by something else. This can be obtained only when we feel that a certain state associated with the picture concepts of our own self passes over into another state. One who senses the first stage of the super-sensible within himself, who views this, is in a certain state of well-being, that well-being and inner blissfulness to which the various religious creeds refer when they call attention to the super-sensible and at the same time remind the human being that the super-sensible brings to him the experience of a certain blissfulness in his inner being. Indeed, up to the point where we exclude our own inner self, there was a certain sense of well-being, an intensified feeling of blissfulness. At that moment, however, where the stillness of soul comes about, this inner well-being is replaced completely by inner pain, inner deprivation, such as we have never previously known—the sense that one is separated from all to which one is united in the earthly life, far removed not only from the feeling of one's own body but from the feeling of one's own experiences since birth. And this signifies a deprivation which reaches the degree of tremendous pain of soul. Many shrink back from this stage, lacking the courage to make the transition from a certain lower clairvoyance and, after eliminating their own content of soul, to enter into that state of consciousness where resides that inner stillness. But, if we pass into this stage in full consciousness, there begins to enter, in place of imagination, that which I have called in the books previously mentioned inspiration—I trust you will not take offense at these terms—the experience of a real spiritual world. After one has previously eliminated the world of the senses and has substituted an empty consciousness, accompanied by inexpressible pain of soul, then does the external spiritual world come to meet us. In the state of inspiration we become aware of the fact that the human being is surrounded by a spiritual world just as the sense world exists for his external senses. And the first thing, in turn, that we behold in this spiritual world is our own pre-earthly existence. Just as we are otherwise conscious of earthly experiences by means of our ordinary memory, so does a cosmic memory now dawn for us: we look back into pre-earthly experiences, beholding what we were as spirit-soul beings in a purely spiritual world before we descended through birth to this earthly existence, when as spiritual beings we participated in the molding of our own bodies. So do we look back upon the spiritual, the eternal, in the nature of man, to that which reveals itself to us as the pre-earthly existence, regarding which we now know that it is not dependent upon the birth and death of the physical body, for it is that which existed before birth and before conception, which made of this physical body derived from matter and heredity a human being. Now for the first time does one reach a true concept also of physical heredity, since one sees what super-sensible forces play into this—forces which we acquire out of a purely spiritual world, with which we now feel united just as we feel united with the physical world in the earthly life. Moreover, we now become aware that, in spite of the great advances registered in the evolution of humanity, much has been lost which belonged inherently to more ancient instinctive conceptions such as we can no longer use. The instinctive super-sensible vision of the humanity of earlier ages was confronted by this pre-earthly life as well as human immortality, regarding which we shall speak a little later. For eternity was conceived in ancient times in such a way that one grasped both its aspects. We speak nowadays of the deathlessness of the human soul—indeed, our language itself possesses only this word—but people once spoke, and the more ancient languages still continue to show such words, of birthlessness as the other aspect of the eternity of the human soul. Now, however, the times have somewhat changed. People are interested in the question what becomes of the human soul after death, because this is something still to come; but as to the other question, what existed before birth, before conception, there is less interest because that has “passed,” and yet we are here. But a true knowledge of human immortality can arise only when we consider eternity in both its aspects: that of deathlessness and that of birthlessness. But, for the very purpose of maintaining a connection with the latter, and especially in an exact clairvoyance, still a third thing is necessary. We sense ourselves truly as human beings when we no longer permit our feelings to be completely absorbed within the earthly life. For that which we now come to know as our pre-earthly life penetrates into us in pictures and is added to what we previously sensed as our humanity, making us for the first time completely human. Our feelings are then, as it were, shot through with inner light, and we know that we have now developed our feeling into a sense organ for the spiritual. But we must go further and must be able to make our will element into an organ of knowledge for the spiritual. For this purpose, something must begin to play a role in human knowledge which, very rightly, is not otherwise considered as a means of knowledge by those who desire to be taken seriously in the realm of cognition. We first become aware that this is a means of knowledge when we enter the super-sensible realms. This is the force of love. Only, we must begin to develop this force of love in a higher sense than that in which nature has bestowed love upon us, with all its significance for the life of nature and of man. What I shall have to describe as the first steps in the unfolding of a higher love in the life of man may seem paradoxical. When you undertake, with complete sober-mindedness as to each step, to sense the world otherwise than is customary, you then come upon this higher form of love. Suppose you undertake in the evening, before you go to sleep, to bring your day's life so into your consciousness that you begin with the last occurrence of the evening, visualizing it as precisely as possible, then visualizing the next preceding in the same way, then the third from the last, thus moving backward to the morning in this survey of the life of the day, this is a process in which much more importance attaches to the inner energy expended than to the question whether one visualizes each individual occurrence more or less precisely. What is important is this reversal of the order of visualization. Ordinarily we view events in such a way that we first consider the earlier and then the subsequent in a progressive chain. Through such an exercise as I have just given you, we reverse the whole life: we think and feel in a direction opposite to the course of the day. We can practice this on the experiences of our day, as I have suggested, and this requires only a few minutes. But we can do this also in a different way. Undertake to visualize the course of a drama in such a way that you begin with the fifth act and picture it successively through the fourth, third, toward the beginning. Or we may represent a melody to ourselves in the reverse succession of tones. If we pass through more and more such inner experiences of the soul in this way, we shall discover that the inner experience is freed from the external course of nature, and that we actually become more and more self-directing. But, even though we become in this way more and more individualized and achieve an ever increasing power of self-direction, yet we learn also to give attention to the external life in more complete consciousness. For only now do we become aware that, the more powerfully we develop through practice this fully conscious absorption in another being, the higher becomes the degree of our selflessness, and the greater must our love become in compensation. In this way we feel how this experience of not living in oneself but living in another being, this passing over from one's own being to another, becomes more and more powerful. We then reach the stage where, to Imagination and Inspiration, which we have already developed, we can now unite the true intuitive entrance into the other being: we arrive at Intuition, so that we no longer experience only our self, but also learn—in complete individualization yet also in complete selflessness—to experience the other being. Here love becomes something which gradually makes it possible for us to look back even further than into the pre-earthly spiritual life. As we learn in our present life to look back upon contemporary events, we learn through such an elevation of love to look back upon former earth lives, and to recognize the entire life of a human being as a succession of earthly lives. The fact that these lives once had a beginning and must likewise have an end will be touched upon in the next lecture. But we learn to know the human life as a succession of lives on earth, between which there always intervene purely spiritual lives, coming between a death and the next birth. For this elevated form of love, lifted to the spiritual sphere and transformed into a force of knowledge, teaches us also the true significance of death. When we have advanced so far, as I have explained in connection with Imagination and Inspiration, as to render these intensified inner forces capable of spiritual love, we actually learn in immediate exact clairvoyance to know that inner experience which we describe by saying that one experiences oneself spiritually, without a body, outside the body. This passing outside the body becomes in this way, if I may thus express it, actually a matter of objective experience for the soul. If we have once experienced in actual knowledge outside the body—”clairvoyantly,” I mean—this spiritual element in existence, we know the significance of the event of laying aside the physical body in death, of passing through the portal of death to a new, spiritual life. We thus learn, at the third stage of an exact clairvoyance, the significance of death, and thus also the significance of immortality, for man. I have desired to make it transparently clear through the manner of my explanation that the mode of super-sensible cognition about which I am speaking seeks to bring into the very cognitional capacities of the human being something which works effectually, step by step, as it is thus introduced. The natural scientist applies his exactness to the external experiment, to the external observation; he wishes to see the objects in such juxtaposition that they reveal their secrets with exactitude in the process of measuring, enumerating, weighing. The spiritual-scientist, about whom I am here speaking, applies his exactness to the evolution of the forces of his own soul. That which he makes out of himself for the purpose of causing a spiritual world and, with this, the eternal being of man, the nature of human immortality, to appear before his soul, he makes with precision, if I may use an expression of Goethe. At every step which the spiritual-scientist thus takes, in order that the spiritual world may at last lie outspread before the eyes of the soul, he feels obligated to be just as conscientious in regard to his knowledge as a mathematician must be at every step he takes. For just as the mathematician must see clearly into everything that he writes on the paper, so must the spiritual-scientist see with complete exactitude into everything that he makes out of his powers of cognition. He then knows that he has formed an “eye of the soul” out of the soul itself with the same inner necessity with which nature has formed the corporeal eye out of bodily substance. And he knows that he can speak of spiritual worlds with the same justification with which he speaks of a physical-sensible world in relationship to the physical eye. In this sense the spiritual research with which we are here concerned satisfies the demands of our age imposed upon us by the magnificent achievements of natural science—which spiritual science in no wise opposes but, rather, seeks further to supplement. I am well aware that every one who undertakes to represent anything before the world, no matter what his motive may be, attributes a certain importance to himself by describing this as a “demand of the times.” I have no such purpose, neither shall I have such a purpose in my next lecture; [The second lecture in this brochure.] on the contrary, I should like to show that the demands of the times already exist, and the very endeavor of spiritual science at every step it takes is to satisfy these demands of the times. We may say, then, that the spiritual-scientist whom it is our purpose to discuss here does not propose to be a person who views nature in a dilettante or amateur fashion. On the contrary, he proposes to advance further in true harmony with natural science and with the same genuine conscientiousness. He desires truly exact clairvoyance for the description of a spiritual world. But it is clear to him at the same time that, when we undertake to investigate a human corpse in a laboratory for the purpose of explaining the life which has disappeared from it, or, when we look out into cosmic space with a telescope, we then develop capacities which tend to adapt themselves at first solely to the microscope or telescope, but which possess an inner life and which misrepresent themselves in their existent form. When we dissect a human corpse, we know that it was not nature that made the human being into this bodily form, but that the human soul, which has now vanished, made it. [That is, nature did not create the wonderful human body; it was created by the soul.] We interpret the human soul from what we have here as its physical product, and any one would be irrational who should assume that this molding of the human physical forces and forms had not arisen out of that which preceded the present state of this human being. But everything that we hold in the background while we investigate dead nature with those forces in connection with which we rightly deny our inner activity creates the potentiality, through this very act of holding in reserve, for a further development of the soul forces of the human being. Just as the seed of the plant lies out of sight under the earth when we have laid it in the soil, and yet will become a plant, so do we plant a seed in the soul in the very action of conscientious scientific research. He who is a serious scientist in this sense has within himself the germ of imaginative, inspired, and intuitive knowledge. He needs only to develop the germ. He will then know that, just as natural science is a demand of the times, so is super-sensible research likewise. What I mean to say is that every one who speaks in the spirit of natural science speaks also in the spirit of super-sensible research, only he does not know this. And that which constitutes an unconscious longing in the innermost depths of many persons today—as will be manifest in the next public lecture—is the impulse of super-sensible research to unfold out of its germ. To those very persons, therefore, who oppose this spiritual research from a supposedly scientific standpoint, one would like to say, though not with any bad intention, that this brings to mind an utterance in Goethe's Faust all too well known, but which would be applied in a different sense: The little man would not sense the Devil Now, I do not care to go into that. But what is contained in this expression confronts us in a different application in that which exists today as a demand of the times: that those who speak rightly today about nature are really giving expression, though unconsciously, to the spirit. One would like to say that there are many who do not wish to notice the “spirit” when it speaks, although they are constantly giving expression to the spirit in their own words! The seed of super-sensible perception is really far more widespread today than is supposed, but it must be developed. The fact that it must be developed is really a lesson we may learn from the seriousness of the times as regards external experiences. As I have already said, I should like to go into the details next time; but we may still add in conclusion that the elements of a fearful catastrophe really speak to the whole of humanity today through various indications in the outside world, and that it is possible to realize that tasks at which humanity in the immediate future will have to work with the greatest intensity will struggle to birth out of this great seriousness of the times. This external seriousness with which the world confronts us today, especially the world of humanity, indicates the necessity of an inner seriousness. And it is about this inner seriousness in the guidance of the human heart and mind toward man's own spiritual powers, which constitute the powers of his essential being, that I have wished to speak to you today. For, if it is true that man must apply his most powerful external forces in meeting the serious events awaiting him over the whole world, he will need likewise a powerful inner courage. But such forces and such courage can come into existence only if the human being is able to feel and also to will himself in full consciousness in his innermost being, not merely theoretically conceiving himself but practically knowing himself. This is possible for him only when he comes to know this being of his as coming out of that source from which it does truly come, from the source of the spirit, only when in ever increasing measure, not only theoretically but practically, he learns to know in actual experience that man is spirit, and can find his true satisfaction only in the spirit; that his highest powers and his highest courage can come to him only out of the spirit, out of the super-sensible. |
84. Supersensible Knowledge: Anthroposophy as a Demand of the Age: Anthroposophy and the Ethical-Religious Conduct of Life
29 Sep 1923, Vienna Translated by Olin D. Wannamaker Rudolf Steiner |
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84. Supersensible Knowledge: Anthroposophy as a Demand of the Age: Anthroposophy and the Ethical-Religious Conduct of Life
29 Sep 1923, Vienna Translated by Olin D. Wannamaker Rudolf Steiner |
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On last Wednesday I had the opportunity to explain to you how a super-sensible knowledge may come into existence out of the further development of those capacities of the human soul which belong to our every-day life, and which are recognized also in science when methodically applied. I undertook to show how a systematic further development of these capacities of the soul actually brings about for the human being a form of perception whereby he can become aware of a super-sensible world just as he becomes aware of the physical sensible world environing him by means of his physical senses. Through such vision we penetrate upward not only to an abstract sort of conviction that, in addition to the world of the senses, there exists also a world of the spirit, but to acquisition of real knowledge, to a real experience, of spiritual beings, which constitute the environment of man himself to the extent that he lifts himself up into a condition of spirituality, just as plants and animals constitute his environment in the physical world. Such a super-sensible knowledge is something different in its entire nature from that which we designate as knowledge in ordinary life and for our every-day consciousness, as well as in ordinary science. In this ordinary knowledge we come into possession, in a certain sense, of ideas—for example such ideas as embrace the laws of nature. But this possession of ideas does not really penetrate into the soul in such a way as to become an immediate power of the soul, comparable as a spiritual power to muscular force as this passes over into activity. Thoughts remain rather shadowy, and every one knows through immediate experiences how indifferent, in a certain sense, is the reaction of the human heart to thoughts when we are dealing with matters which affect the human heart in the profoundest degree. Now, I think I have shown already in the first lecture that, when a human being actually penetrates into the spiritual world by means of such a perception as we have in mind here, he then becomes aware of his super-sensible being as it was before it descended to the earthly existence. And the fact that he achieves for himself something of this kind as regards his own self in its relationship to the spiritual world, does not leave his heart, the needs of his profoundest sensibilities, to the same extent unaffected, as in the case of abstract forms of knowledge. It is certainly true that one who has himself led a life devoted to the acquisition of knowledge does not undervalue all the inner drama of the soul associated with the struggle for knowledge even in the ordinarily recognized sense, yet the knowledge that we thus acquire remains, nevertheless, mere pictures of the external world. Indeed, if we are scientifically educated at the present time, we are generally proud of the fact that these pictures merely reflect, in a certain sense, quite objectively the external world and do not dart with such inner force through the life of the soul as, in the case of the physical body, the circulating blood drives its pulsing waves through man's being. The fact is that what is here meant by super-sensible knowledge is something which acts upon the human being in a manner entirely unlike that of ordinary knowledge. And, in order that I may make myself perfectly clear precisely in reference to this point, I should like to begin with a comparison—which is, however, something more than a comparison, something that fits the matter completely in its reality. I should like to begin with the fact that the human being, even in ordinary life, lives in two states of consciousness—we might say three states, but let us consider sleeping and dreaming as constituting a single state of consciousness—that he is separated completely from the external world during sleep, and that a world existent only within him, reveals its effects in dreams in a grotesque and often chaotic manner. Even though we are in the same space with many other persons, our dream world belongs to us alone; we do not share it with the other persons. And a profounder reflection upon the world of dreams is the very thing that may show us that what we have to consider as our own inner human nature is connected with this dream world. Even the corporeal nature of man is reflected in a remarkable way in dreams: it is mirrored in fantastic pictures. One condition or another affecting an organ, a condition of illness or of excitation, may emerge in a special symbol during a dream; or some noise occurring near us may appear in a dream in a very dramatic symbolism. The dream creates pictures out of our own inner nature and out of the external world. But all of this is intimately connected, in turn, with the whole course of our life upon earth. From the most remote epochs of this life the dream draws the shadows of experiences into its chaotic but always dramatic course. And, the more deeply we penetrate into all this, the more are we led to the conclusion that the innermost being of man is connected, even though in an instinctive and unconscious manner, with that which flows and weaves in dreams. One who has the capacity, for example, for observing the moment of waking and, from this point on, fixing the eye of the mind upon the ordinary daily life, not in the superficial way in which this usually occurs, but in a deeper fashion, will come to see that this waking life of day is characterized by the fact that what we experience in a wholly isolated manner during sleep and during dreams, in a manner that we can share with other persons at most only in special instances,—that this soul-spiritual element sinks down into our corporeal being, inserts itself in a way into the will, and thereby also into the forces of thought and the sense forces permeated by the will, and thus enters indirectly, through the body, into a relationship with the external world. Thus does the act of waking constitute a transition to an entirely different state of consciousness from that which we have in dreams. We are inserted into the external course of events through the fact that we participate, with our soul element, in the occurrences of our own organisms, which are connected, in turn, with external occurrences. Evidences of the fact that I am really describing the process in a wholly objective way can, naturally, not be obtained by the manner of abstract calculation, nor in an experimental way; but they are revealed to one who is able to observe in this field—particularly one who is able to observe how there is something like a “dreaming while awake,” a subconscious imagining, a living in pictures, which is always in process at the bottom of the dry, matter-of-fact life of the soul, of the intellect. The situation is such that, just as we may dive down from the surface of a stream of water into its profounder depths, so may we penetrate from our intellectual life into the deeper regions of the soul. There we enter into something which concerns us more intimately than the intellectual life, even though its connection with the external world is less exact. There we come also upon everything which stimulates the intellectual life to its independent, inventive power, which stimulates this life of the intellect when it passes over into artistic creation, which stimulates this intellectual life even—as I shall have to show later—when the human heart turns away from the ordinary reflections about the universe and surrenders itself to a reverent and religious veneration for the spiritual essence of the world. In the act of waking in the ordinary life the situation is really such that, through the insertion of our soul being into the organs of our body, we enter into such a connection with the external world that we can entrust, not to the dream, but only to the waking life of day, responsibility for the judgment which is to be passed upon the nature of the dream, upon its rightness and wrongness, its truth and untruth. It would be psychopathic for any one to suppose that, in the chaotic, though dramatic, processes of the dream something “higher” is to be seen than that which his waking experience defines as the significance of this life of dreams. In this waking experience do we remain also—at about the same level of experience—when we devote ourselves to the intellectual life, to the ordinary life of science, to every-day knowledge. By means of that absorption, immersion, and I might say strengthening of the soul about which I spoke on the previous occasion, the human being exercises consciously at a higher level for the life of his soul something similar to what he exercises unconsciously through his bodily organization for the ordinary act of waking. And the immersion in a super-sensible form of knowledge is a higher awaking. Just as we relate any sort of dream picture to our waking life of day, through the help of our memory and other forces of our soul, in order to connect this dream picture, let us say, with some bodily excitation or external experience, and thus to fit it into the course of reality, so do we arrive by means of such a super-sensible cognition as I have described at the point where we may rightly fit what we have in our ordinary sensible environment, what we fix by means of observation and experiment, into a higher world, into a spiritual world in which we ourselves are made participants by means of those exercises of which I spoke, just as we have been made participants in the corporeal world in the ordinary waking by means of our own organism. Thus super-sensible knowledge really constitutes the dawn of a new world, a real awaking to a new world, an awaking at a higher level. And this awaking compels him who has awaked to judge the whole sensible-physical world, in turn, from the point of view of this experience, just as he judges the dream life from the point of view of the waking life. What I do here during my earthly life, what appears to me by means of my physical knowledge, I then learn to relate to the processes through which I have passed as a spirit-soul being in a purely spiritual world before my descent into the earthly world, just as I connect the dream with the waking life. I learn to relate everything that exists in physical nature, not “in general” to a fantastic world of spirit, but to a concrete spiritual world, to a spiritual world which is complete in its content, which becomes a visible environment of the human being by reason of the powers of knowledge I have described as Imagination, Inspiration, and Intuition. But, just as a person feels himself in ordinary life to be in different states of soul when awake and when dreaming, so does the whole state of soul become different when one arrives at this higher awaking. For this reason, in describing super-sensible knowledge in the manner that I have employed here, we do not describe merely the formal taking of pictures of the super-sensible world, but the transition of a person from one state of consciousness into another, from one condition of soul into another. In this process, however, even those contents of the soul in which one is absorbed in ordinary life become something entirely different. Just as one becomes a different person in ordinary life through awaking, so does one become, in a certain sense, a different human being through this super-sensible knowledge. The concepts and ideas that we have had in ordinary consciousness are transformed. There occurs not only a conceptual revolution in a person consisting in the fact that he understands more, but also a revolution in his life. This penetrates into the profoundest human conceptions. It is precisely in the profoundest human conceptions, I wish to say, in the very roots of the soul being, that a person is transformed through the fact that he is able to enter into the sphere of this super-sensible knowledge—something which happens, of course, only for momentary periods in one's life. Here I must call your attention to two conceptions that play the greatest imaginable role in every-day life. These are conceptions completely and profoundly valid in ordinary life which take on an utterly different form the moment one ascends into the super-sensible world. These are the two concepts on the basis of which we form our judgments in the world: the concepts true and false, right and wrong. I beg you not to imagine that in this explanation I intend, through a frivolous handling of the problem of knowledge, to undermine the validity of the concepts true and false, right and wrong. To undermine something which is wholesome in ordinary life is by no means in keeping with a genuine super-sensible knowledge. This higher knowledge enables us to acquire something in addition for ordinary life, but never subtracts from it. Those persons who—whether really or in sentimentality—become untrue in their ordinary lives, unpractically mystical for this aspect of life, are also unsuited for a genuine super-sensible knowledge. A genuine super-sensible knowledge is not born out of fantastic persons, dreamers, but out of those very persons who are able to take their places in their full humanity in the earthly existence, as persons capable in real life. In other words, it is not our purpose to undermine what we experience in our every-day lives, and what is bound up in its very depths with the concepts true and false, right and wrong; on the contrary, truthfulness in this sphere, I should like to emphasize, is strengthened in one's feelings by that very thing which now comes about in connection with a higher knowledge by reason of a metamorphosis, a transformation of the concepts true and false, right and wrong. When we have really entered into this higher, super-sensible world, we do not any longer say in such an abstract way that a thing is true or false, that it is right or wrong, but the concept of the true and the right passes over into a concept with which we are familiar in ordinary life, though in a more instinctive way; only, this concept belonging to the ordinary life is transmuted into a spiritual form. True and right pass over into the concept healthy; false and wrong pass over into the concept diseased. In other words, when we reflect about something in ordinary life—feel, sense, or will something—we say: “This is right, that is wrong.” But, when we are in the realm of super-sensible knowledge, we do not arrive at this impression of right or wrong but we actually reach the impression that something is healthy, something else is diseased. You will say that healthy and ill are concepts to which a certain indefiniteness is attached. But this is attached to them only in the ordinary life or the ordinary state of consciousness. The indefiniteness ceases when the higher knowledge is sought for in so exact a manner as I have explained in the first lecture. Precision then enters also into what we experience in this realm of higher knowledge. Healthy and ill,—these are the terms we apply to what we experience in association with the beings of the super-sensible world of whom we become aware through such a form of knowledge. Just think how deeply that which becomes an object of super-sensible knowledge may affect us: it affects us as intimately as health and illness of the body. In regard to one thing that is experienced in the super-sensible, we may say: “I enter livingly into it. It benefits and stimulates my life; it elevates my life. I become through it in a certain way more ‘real.’ It is healthful.” In regard to something else I say: “It paralyzes—indeed, it kills—my own life. Thereby do I recognize that it is something diseased.” And just as we help ourselves onward in the ordinary world through right and wrong, just as we place our own human nature in the moral and the social life, so do we place ourselves rightly in the super-sensible world through healthy and ill. But we are thus fitted into this super-sensible world with our whole being in a manner far more real than that in which we are fitted into the sense world. In the sense world we separate ourselves from things in this element of the right or the wrong. I mean to say that right does not benefit us very intensely and wrong does not cause us much distress—especially in the case of many persons. In the super-sensible world it is by no means possible that experiences shall touch us in this way. There our whole existence, our whole reality, enters into the manner in which we experience this super-sensible world. For this realm, therefore, all conflict of opinion ceases as to whether things are reality or mere phenomena; whether they manifest to us merely the effects produced upon our own sense organs; and the like—questions about which I do not wish to speak here because the time would not suffice. But everything about which people can argue in this way in relation to the physical reality,—to carry on such discussion with reference to the spiritual world really has no significance whatever for the spiritual, super-sensible world. For we test its reality or unreality through the fact that we can say: “One thing affects me wholesomely, another thing in an ill way—causing injury,” I mean to say, taking the word in its full meaning and weight. The moment a person ascends to the super-sensible world, he observes at once that what was previously knowledge void of power becomes an inner power of the human soul itself. We permeate the soul with this super-sensible knowledge as we permeate our bodies with blood. Thus we learn also in such knowledge the whole relationship of the soul and the spirit to the human body; we learn to see how the spirit-soul being of man descends out of a super-sensible prenatal existence and unites with the inherited body. In order to see into this, it is necessary first to learn to know the spirit-soul element so truly that through this reality, as healthy or diseased, we experience the actuality in our own—I cannot say body here, but in our own soul. Supersensible knowledge, therefore—although we make such a statement reluctantly, because one seems at once to fall into sentimentality—is really not a mere understanding but an ensouling of the human being. It is soul itself, soul content, which enters into us when we penetrate to this super-sensible knowledge. We become aware of our eternity, our immortality, by no means through the solution of a philosophical problem; we become aware of them through immediate experience, just as we become aware of external things in immediate experience through our senses. What I have thus described is exposed, of course, to the objection: “To be sure, one may speak in this way, perhaps, who participates in such super-sensible knowledge; but what shall any one say to these things who is himself not as yet a participant in this super-sensible knowledge?” Now, one of the most beautiful ways in which human beings can live together is that in which one person develops through contact with the other, when one goes through the process of becoming, in his soul nature, through the help of the other. This is precisely the way in which the human community is most wonderfully established. Thus we may say that, just as it is not possible for all persons to become astronomers or botanists and yet the results of astronomy and botany may possess importance and significance for all persons—at least, their primary results—and can be taken in by means of the insight possessed by a sound human intellect, it is likewise possible that a sound human mind and heart can directly grasp and assimilate what is presented by a spiritual-scientist who is able to penetrate into the super-sensible world. For the human being is born, not for untruth, but for truth! And what the spiritual-scientist has to say will always be clothed, of course, in such words and combinations of words that it diverges, even in its formulation, from what we are accustomed to receive as pictures out of the sensible-physical world. Therefore, as the spiritual-scientist lays open what he has beheld, this may work in such a way upon the whole human being, upon the simple, wholesome human mind, that this wholesome human mind is awakened—so awakened that it actually discovers itself to be in that state of waking of which I have spoken today. I must repeat again and again, therefore, that, although I have certainly undertaken to explain in such books as Occult Science—an Outline, and Knowledge of the Higher Worlds and Its Attainment, and in other volumes, how it is possible to arrive through systematic exercises at what I must designate as “looking into the spiritual world,” so that every one possesses the possibility today, up to a certain degree, of becoming a spiritual-scientist, yet it is not necessary to do this. For a sound human constitution of soul is such that what the spiritual-scientist has to say can be received when it comes into contact with the human soul—provided only that the soul is sufficiently unprejudiced—as something long known. For this is precisely the peculiar characteristic of this spiritual research, this super-sensible knowledge to which we are referring: that it brings nothing which is not subconsciously present already in every human being. Thus every one can feel: “I already knew that; it is within me. If only I had not permitted myself to be rendered unreceptive through the authoritarian and other preconceptions of natural science, I should already have grasped, through one experience or another, some part of what this spiritual research is able to present as a connected whole.” But the fact of such a thing as this transformation of the concepts true and false into the healthy and the diseased renders the inner experience of the soul more and more intense. At a higher level man places himself more intensely within a reality than he places himself in the physical reality through the ordinary waking of the daily life. In this way, feelings, sentiments, experiences of the soul are generated in relationship to these items of knowledge, which are altogether exact, just as they are generated through our being confronted by external things. That which the super-sensible knowledge can bestow lays hold upon the whole human being whereas it is really only the head that is laid hold of by what the knowledge of the senses can bestow. I trust you will permit me to visualize this relationship of super-sensible knowledge to the complete human being by referring to something personal, although the personal in this realm is also factual, for the facts are intensely bound up with the personal. In order to render it clear that super-sensible knowledge cannot really be a mere head-knowledge, but lays hold upon the human being in a vastly more living and intense way than head-knowledge, I should like to mention the following. Whoever is accustomed to a living participation in ordinary knowledge—as every true super-sensible knower should really be—knows that the head participates in this ordinary knowledge. If he then ascends, especially if he has been active through his entire life in the ordinary knowledge, to super-sensible knowledge, the situation becomes such that he must exert all his powers in order to keep firm hold upon this super-sensible knowledge which comes upon him, which manifests itself to him. He observes that the power by means of which one holds fast to an idea about nature, to a law of nature, to the course of an experiment or of a clinical observation, is very slight in comparison with the inner force of soul which must be unfolded in order to hold fast to the perception of a super-sensible being. And here I have always found it necessary not only, so to speak, to employ the head in order to hold firmly to these items of super-sensible knowledge, but to support the force which the head can employ by means of other organs—for example by means of the hand. If we sketch in a few strokes something that we have reached through super-sensible research, if we fix it in brief characteristic sentences or even in mere words, then this thing—which we have brought into existence not merely by means of a force evoked through the nerve system applied in ordinary cognition, but have brought into existence by means of a force drawing upon a wide expanse of the organism as a support for our cognition,—this thing becomes something which produces the result that we possess these items of super-sensible knowledge not as something momentary, that they do not fall away from us like dreams, but that we are able to retain them. I may disclose to you, therefore, that I really find it necessary to work in general always in this way, and that I have thus produced wagon-loads of notebooks in my lifetime which I have never again looked into. For the necessary thing here lies in the activity; and the result of the activity is that one retains in spirit what has sought to manifest itself, not that one must read these notes again. Obviously, this writing or sketching is nothing automatic, mediumistic, but just as conscious as that which one employs in connection with scientific work or any other kind of work. And its only reason for existence lies in the fact that what presses upon us in the form of super-sensible knowledge must be grasped with one's whole being. But the result of this is that it affects, in turn, the whole human being, grasps the whole person, is not limited to an impression upon the head, goes further to produce impressions upon the whole human life in heart and mind. What we experience otherwise while the earthly life passes by us, the joy we have experienced in connection with one thing or another, joy in all its inner living quality, the pain we have experienced in lesser or deeper measure, what we have experienced through the external world of the senses, through association with other persons, in connection with the falling and rising tides of life,—all this appears again at a higher level, at a soul-spiritual level, when we ascend into those regions of the super-sensible where we can no longer speak of the true and the false but must speak of the healthy and the diseased. Especially when we have passed through all that I described the last time, especially that feeling of intense pain at a certain level on the way to the super-sensible, do we then progress to a level of experience where we pass through this inner living dramatic crisis as super-sensible experiences and items of knowledge confront us: where knowledge can bestow upon us joy and pleasure as these are possible otherwise only in the physical life; or where knowledge may cause the profoundest pain; where we have the whole life of the soul renewed, as it were, at a higher level with all the inner coloring, with all the inner nuances of color, with all the intimate inwardness of the life of the soul and the mind that one enjoys through being rooted together with the corporeal organization in every-day existence. And it is here that the higher knowledge, the super-sensible experience comes into contact with that which plays its role in the ordinary life as the moral existence of the human being; this moral existence of the human being with everything connected with it, with the religious sentiment, with the consciousness of freedom. At the moment when we ascend to a direct experience of the health-giving or the disease-bringing spiritual life, we come into contact with the very roots of the moral life of man, the roots of the whole moral existence. We come into contact with these roots of the moral existence only when we have reached the perception that the physical life of the senses and that which flows out of the human being is really, from the point of view of a higher life, a kind of dream, related to this higher life as the dream is related to the ordinary life. And that which we sense out of the indefinite depths of our human nature as conscience, which enables us to conduct our ordinary life, which determines whether we are helpful or harmful for our fellow men, that which shines upward from the very bottom of our human nature, stimulating us morally or immorally, becomes luminous; it is linked up in a reality just as the dream is linked up in a reality when we wake. We learn to recognize the conscience as something existing in man as a dimly mirrored gleam of the sense and significance of the spiritual world—of that super-sensible world to which we human beings belong, after all, in the depths of our nature. We now understand why it is necessary to take what the knowledge of the sense world can offer us as a point of departure and to proceed from this to a super-sensible knowledge, when we are considering the moral order of the world and desire to arrive at the reality of this moral world order. This is what I endeavored to set forth thirty years ago as an ethical problem, merely as a moral world riddle, in my Philosophy of Spiritual Activity. Without taking into account super-sensible knowledge, I sought by simply following out the moral impulses of the human being to establish the fact that the ethical arises in every instance, not out of the kind of thinking which simply absorbs external things, external occurrences or the occurrences of one's own body, but out of that thinking life of the soul which lays hold upon the heart and the will and yet in its very foundation is, none the less, a thinking soul life, resting upon its own foundations, rooted in the spiritual nature of the world. I was compelled to seek at that time in my Philosophy of Spiritual Activity for a life of the soul independent of the corporeal being of man, a life that seems, indeed, a shadowy unreality in comparison with the solid reality of the external world of the senses, but which is rooted in its true nature in the very spiritual foundations of the universe. And the fact that the ethical impulses proceed from this kind of thinking, purified from the external world of the senses but wholly alive within man, gives to the human being his ethical character. When we learn to see now through super-sensible knowledge that what is rooted in us as our conscience is, in its essence, the mirroring within our inner being of the real spiritual world which weaves and breathes throughout the world of the senses, we then learn to recognize the moral nature of man as that which forever unites us without our knowing this, even when we sense it only as a still small voice within us, with that spiritual world which can be laid open to us through super-sensible knowledge. But let no one say that this super-sensible knowledge is meaningless, therefore, for our moral life for the very reason that we have the voice of conscience, for the reason that we possess the practical intentions of life for its individual situations. Especially will one who sees that the ancient spiritual traditions, super-sensible knowledge handed down from primeval times and continuing until now, have faded away and continue their existence today as pale religious creeds, will be able to see that man stands in need of a new stimulus in this very sphere. Indeed, many persons are the victims of a great delusion in this field. We can see that scientific knowledge, which is considered by many today as the only valid knowledge—that the form which this scientific knowledge has taken on, with its Ignorabimus, “We cannot know”—has caused many persons to doubt all knowledge, in that they say that moral impulses, religious intentions, cannot be gained out of any knowledge whatever, but that these ethical-religious impulses in the conduct of life must be developed out of special endowments belonging to man, independent of all knowledge. This has gone so far, indeed, that knowledge is declared not to possess any capacity for setting in motion in the human being such impulses as to enrich him in his moral-religious existence through the fact that he takes in his own spiritual being—for this is really what he does take in with super-sensible knowledge. It has gone so far that people doubt this possibility! On the other hand, however, especially if one is not such a practical person as the so-called practical persons of our present-day life, who merely follow a routine, if one takes the whole world into account, on the contrary, as a genuinely practical person—the world consisting of body, soul, and spirit—one will certainly see that, in the individual life situations for which we may be permeated in actual existence with moral-religious content, more is needed than the faded traditions, which cannot really any longer inspire the human being in a completely moral sense. One recognizes something of this sort. Permit me to introduce here a special example. Out of everything that fails to satisfy us in that which confronts us today also in the educational life, what concerned us when the Waldorf School was to be founded in Stuttgart on the initiative of Emil Molt was to answer the question how a human being ought really to be educated. In approaching this task, we addressed this question to the super-sensible world of which I am here speaking. I will mention only briefly what sort of purposes had then to be made basic. First of all, the question had to be raised: “How is a child educated so that he becomes a real human being, bearing his whole being within himself but also manifesting his whole being in the ethical-religious conduct of life?” A genuine knowledge of man in body, soul, and spirit was necessary for this. But such a knowledge of man in body, soul, and spirit is entirely impossible today on the basis of what is considered valid—most of all such a knowledge as may become actually practical so that it enables one to lay hold upon the manifold duties of life. In connection with this let me discuss the question by pointing out to you very briefly that what we so generally feel today to be a just ground for our pride—external science, dealing through observation and experimentation with material substance—is not qualified to penetrate into the secrets of the material itself. What I shall introduce here now will be stated very briefly, but we can find it set forth with all necessary proofs in my writings, especially in the volume Riddles of the Soul [Von Seelenratseln—not yet translated.] When we pay attention nowadays to ordinary science, we receive the conception, for example, that the human heart is a kind of pump, which drives the blood through the organs like a pumping machine. Spirit-science, such as we have in mind, which introduces us to a view of what constitutes not only the physical body of the human being, but his spirit-soul nature, shows us how this spirit-soul nature permeates the corporeal nature, how the blood is driven through the human being, not as if by the action of the “heart pumping machine,” but through the direct action of the spirit-soul nature itself; how this spirit-soul nature so lays hold upon the circulation of the blood that it is this spirit-soul element which constitutes the force that causes the blood to pulse through our organism. But the heart is then looked upon as something like a sense organ. As I consciously perceive the external world with my eyes, and through my concepts make this something of my own, thus do I likewise perceive through this inner sense organ of the heart—again, in an unconscious way—that which I develop unconsciously through my spirit-soul forces as the pulsation in my blood. The heart is no pump; the heart is the inner sense organ through which we perceive what the spirit-soul nature develops inwardly in connection with our blood, just as we perceive through the external senses the external world. The moment that we pass over from an intellectual analysis of the human organism to a vision of the whole human being, the heart reveals itself in its true essence, in its true significance—as an inner sense organ. In the heart the effects of the circulation of human blood, with its life impulses, are manifest; the heart is not the instrument causing this pulsation. This is an example of the tragic fact that the very science bearing a materialistic coloring is not able to penetrate into the secrets of the material life; an example of the fact that we do not penetrate into the secrets of the material life until we do this by observing the spirit in its true work, in its creative work upon matter. When we become aware through such super-sensible knowledge, on the one hand, of the creative spirit in the very course of material occurrences, we become aware on the other hand of the power-filled spirit—not merely of the abstractly thinking spirit—of the real spirit in its essence. Then only does there result a genuine knowledge of man, such a knowledge as is needed if we wish to develop in the growing child that which can live and breathe in the human being until death, full of power, suited to life, corresponding with reality. Such an intensive vitalizing of the knowledge of man causes the educator to see the child as something fundamentally different from what he is to the merely external observer. In a fundamental sense, from the very first moment of the earthly life, the growing child is the most wonderful earthly phenomenon. The emergence out of the profoundest inner nature, at first mysteriously indeterminate, of something that renders the indeterminate features more and more determinate, changing the countenance, at first so expressionless, into an expressive physiognomy, the manner in which the vague, unskillful movements of the limbs come to correspond to purpose and objective,—all this is something wonderful to behold. And a great sense of responsibility is necessary in bringing this to development. If we stand in the presence of the developing human being in such a way that we say, with all the inner fervor associated with super-sensible knowledge: “In this child there is manifest that which lived as spirit and soul in the pre-earthly existence in super-sensible beauty, that which has left behind, in a certain sense, its super-sensible beauty, has submerged itself in the particular body that could be given to it in the course of physical heredity; but you, as a teacher, must release that which rests in the human body as a gift of the gods, in order that it may lay hold year by year, month by month, week by week upon the physical body, may permeate this, may be able to mold it plastically into a likeness of the soul, you have to awaken still further in the human being that which is manifest in him,”—if we stand thus before the child, we then confront the task of educating the child, not with intellectual principles, but with our whole human nature, with the fullness of our human heart and mind, with a comprehensive sense of human responsibility in confronting the problem of education. We then gradually come to know that we do not have to observe only the child if we wish to know what we must do with him at any particular time, but that we must survey the whole human being. This observation is not convenient. But it is true that what is manifest in a person under certain circumstances in the period of tenderest childhood, let us say, first becomes manifest in a special form as either health-giving or disease-bringing only in high old age after it has long remained hidden in the inner being. As educators, we hold in our hands not only the immediate age of childhood but the whole earthly life of the human being. Persons who frequently say from a superficial pedagogical point of view that we must present to the child only what it can already understand make a very serious mistake. Such persons live in the moment, and not in the observation of the whole human life. For there is a period of childhood, from the change of teeth until adolescence, when it is exceedingly beneficial to a child to receive something that it does not yet understand, something that cannot yet be made clear to it, on the authority of a beloved teacher—to the greatest blessing for this human life, because, when the child sees in the self-evident authority of a teacher and educator the embodiment of truth, beauty, and goodness, in a certain sense, when it sees the world embodied in the teacher, the effect of this is the awaking of the forces of life. This is not something which contradicts human freedom; it is something which appeals to self-evident authority, which in its further development becomes a fountainhead of strength for the whole life. If, at the age of 35 years, we bring something into our heart and mind which is suited by its nature only now to be understood by us as mature persons, but which we took into our hearts upon the authority of a beloved teacher personality even in our eighth year,—if we bring that up into consciousness which we have already possessed, which lived in us because of love and now for the first time at a mature age is understood by us, this understanding of what was present in us in germ is the fountain for an inner enrichment of life. This inner enrichment of life is taken away from the human being when, in a manner reducing things to trivialities, only that is introduced to the child which it can already understand. We view the mode of a child's experience in the right way only when we are able to enter into the whole human being and, most of all, into that which enters as yet primarily into the human heart. For example, we become acquainted with persons who radiate a blessing when they enter the company of other persons. Their influence is quieting, bestowing peace even upon excited persons whose tempers clash with one another. When we are really able to look back—as I said, this is not convenient—and see how such persons, apart from their innate qualities, have developed such a quality also through education, we often go back into a very tender age of the life where certain teacher personalities have stood very close to these children in their inner heart life, so that they learned to look up with reverence to these personalities. This looking up, this capacity for reverence, is like a mountain brook which flows into a crevice in the rock and only later appears again on the surface. What the soul acquired then in childhood exerts its influence below in its depths, manifesting itself only in high old age, when it becomes a power that radiates blessing. What I have just introduced to you might be indicated in a picture if we say that, in relationship to the universe as well, the human being may be so educated that he may transmute into forces of blessing in high old age the forces of reverence of his tender childhood. Permit me to indicate in a picture what I mean. No one will be able to open his hands in blessing in old age who has not learned in tender childhood to fold his hands in reverent prayer. This may indicate to us that in such a special case a life task, education, may lead to an ethical-religious attitude of mind; may indicate how that which our hearts and minds, and our wills, become as a result of entering livingly into spirit-knowledge may enter with vital reality into our conduct of life, so that what we develop otherwise, perhaps, only in an external and technical way shall become a component part of our moral-religious conduct of life. The fact, however, that instruction and education in the Stuttgart Waldorf School, and in the other schools which have arisen as its offshoots, have been brought into such an atmosphere does not by any means result in a lack of attention to the factual, the purely pedagogical; on the contrary, these are given full consideration. But the task of education has really become something here which, together with all its technique of teaching, its practice of instruction and everything methodical, at the same time radiates an ethical-religious atmosphere over the child. Educational acts become ethical-religious acts, because what is done springs from the profoundest moral impulses. Since the practice of teaching flows from a teacher-conscience, since the God-given soul nature is seen in the developing human being, educational action becomes religious in its nature. And this does not necessarily have any sentimental meaning but the meaning may be precisely what is especially necessary for our life, which has become so prosaic: that life may become in a wholly unsentimental sense a form of divine service to the world, as in the single example we have given of education, by reason of the fact that spiritual science becomes a light illuminating the actions of our life, the whole conduct of life. Since super-sensible knowledge leads us, not to abstractions, but to human powers, when these forms of knowledge gained through super-sensible cognition simply become immediate forces of life, they can flow over, therefore, into our whole conduct of life, permeating this with that which lifts the human being above his own level—out of the sensible into the super-sensible—elevating him to the level of a moral being. They may bring him to the stage where he becomes in consecrated love one with the Spirit of the World, thus arriving at truly religious piety. Indeed, this is especially manifest also in education. If we observe the child up to his seventh year, we see that he is wholly given over, in a physical sense, to his environment. He is an imitator, an imitative being even in his speech. And when we observe this physical devotion, when we observe what constitutes a natural environment of the child, and remains such a natural environment because the soul is not yet awake, then we feel inclined to say that what confronts us in a natural way in the child is the natural form of the state of religious consecration to the world. The reason why the child learns so much is that it is consecrated to the world in a natural-religious way. Then the human being separates himself from the world; and, from the seventh year on, it is his educational environment which gives a different, dimly sensed guidance to his soul. At the period of adolescence he arrives at the stage of independent judgment; then does he become a being who determines his own direction and goal from within himself. Blessed is he if now, when freed from his sensuous organism, he can follow the guidance of thought, of the spirit, and grow into the spiritual just as he lived in a natural way while a child in the world,—if he can return as an adult in relationship to the spirit to the naturalness of the child's feeling for the world! If our spirit can live in the spirit of the world at the period of adolescence as the body of a child lives in the world of nature, then do we enter into the spirit of the world in true religious devotion to the innermost depths of our human nature: we become religious human beings. We must willingly accept the necessity of transforming ordinary concepts into living forces if we wish to grasp the real nature, the central nerve, of super-sensible knowledge. So is it, likewise, when we view the human being by means of what I described the last time as super-sensible knowledge in Imagination. When we become aware that what lives in him is not only this physical body which we study in physiology, which we dissect in the medical laboratory and thereby develop the science of physiology, when we see that a super-sensible being lives in him which is beheld in the manner I have described, we then come to know that this super-sensible being is a sculptor that works upon the physical body itself. But it is necessary then to possess the capacity of going over from the ordinary abstract concepts which afford us only the laws of nature to an artistic conception of the human being. The system of laws under which we ordinarily conceive the human physical form must be changed into molded contents; science must pass over into art. The super-sensible human being can not be grasped by means of abstract science. We gain a knowledge of the super-sensible being only by means of a perception which leads scientific knowledge wholly over into an artistic experience. It must not be said that science must remain something logical, experimental. Of course, such a demand can be set up; but what does the world care about what we set up as “demands!” If we wish to gain a grasp of the world, our process must be determined in accordance with the world, not in accordance with our demands or even with our logical thoughts; for the world might itself pass over from mere logical thoughts into that which is artistic. And it actually does this. For this reason, only he arrives at a true conception of life who—by means of “perceptive power of thought” to use the expression so beautifully coined by Goethe—can guide that which confronts us in the form of logically conceived laws of nature into plastically molded laws of nature. We then ascend through art—in Schiller's expression “through the morning glow of the beautiful”—upwards into the land of knowledge, but also the land of reverent devotion, the land of the religious. We then learn to know—permit me to say this in conclusion—what a state of things we really have with all the doubts that come over a human being when he says that knowledge can never bestow upon us religious and ethical impulses, but that these require special forces far removed from those of knowledge. I, likewise, shall never maintain, on the basis of super-sensible knowledge, that any kind of knowledge as such can guide a human being into a moral and religious conduct of life. But that which really brings the human being into a moral and religious conduct of life does not belong in the realm of the senses: it can be investigated only in the realm of the super-sensible. For this reason a true knowledge of human freedom can be gained only when we penetrate into the super-sensible. So likewise do we gain real knowledge of the human conscience only when we advance to the sphere of the super-sensible. For we arrive in this way at that spiritual element which does not compel the human being as he is compelled by natural laws, but permits him to work as a free being, and yet at the same time permeates him and streams through him with those impulses which are manifest in the conscience. Thus, however, is manifested to man that which he vaguely senses as the divine element in the world, in his innocent faith as a naive human being imbued with religious piety. It is certainly true that one does not stand in immediate need of knowledge such as I have described in order to be a religious and pious person; it is possible to be such a person in complete naiveté. But that is not the state of the case, as history proves. One who asserts that the religious and ethical life of man must come to flower out of a different root from that of knowledge does not realize on the basis of historical evolution that all religious movements of liberation—naturally, the religious aptitudes always exist in the human being—have had their source in the sphere of knowledge as super-sensible sources of knowledge existed in the prehistorical epochs. There is no such thing as a content of morality or religion that has not grown out of the roots of knowledge. At the present time the roots of knowledge have given birth to scientific thinking, which is incapable, however, of reaching to the spirit. As regards the religious conduct of life, many people cling instead to traditions, believing that what exists in traditions is a revelation coming out of something like a “religious genius.” As a matter of fact, these are the atavistic, inherited traditions. But they are at the present time so faded out that we need a new impulse of knowledge, not working abstractly, but constituting a force for knowledge, in order that what exists in knowledge may give to the human being the impulse to enter even into the conduct of the practical life with ethical-religious motives in all their primal quality. This we need. And, if it is maintained on the one hand—assuredly, with a certain measure of justification—that the human being does not need knowledge as such in order to develop an ethical-religious conduct of life, yet it must be maintained, on the other hand, as history teaches in this respect also, that knowledge need not confuse the human being in his religious and his ethical thinking. It must be possible for him to gain the loftiest stages of knowledge, and with this knowledge—such, naturally, as it is possible for him to attain, for there will always remain very much beyond this—to arrive at the home in which he dwelt by the will of God and under the guidance of God before he had attained to knowledge. That which existed as a dim premonition, and which had its justification as premonition, must be found again even when our striving is toward the loftiest light of knowledge. It will be possible then for knowledge to be something whose influence does not work destructively upon the moral conduct of life; it may be only the influence which kindles and permeates the whole moral-religious conduct of life. Through such knowledge, however, the human being will become aware of the profounder meaning of life—about which it is permissible, after all, to speak: he will become aware that, through the dispensation of the mysteries of the universe, of the whole cosmic guidance, he is a being willed by the Spirit, as he deeply senses; that he can develop further as a being willed by the Spirit; that, whereas external knowledge brings him only to what is indefinite, where he is led into doubt and where the unity which lived within him while he possessed only naive intimations is torn apart, he returns to what is God-given and permeated of spirit within himself if he awakens out of the ordinary knowledge to super-sensible knowledge. Only thus can that which is so greatly needed by our sorely tested time really be furthered—a new impulse in the ethical-religious conduct of life: in that, just as knowledge has advanced up to the present time from the knowledge of vague premonition and dream to the wakeful clarity of our times, we shall advance from this wakeful clarity to a higher form of waking, to a state of union with the super-sensible world. Thus, likewise, will that impulse be bestowed upon the human being which he so imperatively requires especially for the renewal of his social existence at this time of bitter testing for humanity in all parts of the world—indeed, we may say, for all social thinking of the present time. As the very root of an ethical-religious conduct of life understanding must awaken for the fact that the human being must pass from the ordinary knowledge to an artistic and super-sensible awaking and enter into a religious-ethical conduct of life, into a true piety, free from all sentimentality, in which service to life becomes, so to speak, service to the spirit. He must enter there in that his knowledge strives for the light of the super-sensible, so that this light of the super-sensible causes him to awaken in a super-sensible world wherein alone he may feel himself to be a free soul in relationship to the laws of nature, wherein alone he may dwell in a true piety and a genuine inwardness and true religiousness as a spirit man in the spirit world. |
69d. Death and Immortality in the Light of Spiritual Science: Death and Immortality in the Light of Spiritual Science
06 Feb 1912, Vienna Rudolf Steiner |
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69d. Death and Immortality in the Light of Spiritual Science: Death and Immortality in the Light of Spiritual Science
06 Feb 1912, Vienna Rudolf Steiner |
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Two questions, which undoubtedly touch the interest of every human soul in the most significant sense, will be dealt with in the two lectures today and tomorrow. This evening, more from a general point of view, and tomorrow, the consideration of certain individual questions will be introduced. There is no doubt that the questions concerning the nature of death and what may be hidden in the word “immortality” must truly arouse the deepest, most sincere interest in every human soul, and one may say, must still be the greatest conceivable interest, if we disregard all the wishes and desires that attach themselves to the event of death and to the question of immortality for the human soul. But all idle curiosity, even all that is called curiosity in ordinary life, can be set aside when considering these two questions. We can refrain from doing so because in every profound moment of our lives we are constantly stimulated – sometimes more consciously, sometimes more from the deepest, most hidden parts of our soul – by two things: the strength and confidence, the certainty of hope in our lives, to want to know something about these questions. There are two things. The first is everything that is included in the idea of human destiny. This destiny not only raises theoretical questions for us, but vital questions, and we know that if we cannot receive any information that can somehow satisfy us, this must mean a weakness, doubt, belittling of our soul. Human destiny mysteriously and enigmatically intervenes in human existence. One person is placed, seemingly through no fault of their own, in a position that can hardly give them satisfaction, a place where it is impossible for them to develop any significant powers for the good of others and their work. On the other hand, we see how, seemingly without merit, the other stands in a place that not only makes a rosy existence possible for him, but also allows him to develop the best talents for the benefit and good of others. Man, with his theories, asks for the causes when external facts occur, and there is a certain reluctance to search for the causes of human destiny. When we look at our emotional life, with all the mysterious things that can happen in it, we realize that it is precisely the most intimate depths of our soul that raise the questions about the causes of our destiny. Perhaps the individual does not ask: What are the causes of this or that happening in my life – that would be a theoretical coloring of the question; but what we feel calls us to contentment or despair, to hopeful work or to dejection in the face of all activity. But the most important questions in this area are those that perhaps cannot even be formulated in theoretical terms, but which express themselves in satisfaction, in depression, in a feeling of abandonment and loneliness; they are questions that, only half posed in the soul, remain stuck before an open formulation, but constitute the happiness and suffering of our entire existence. If fate could intervene in our lives in such a way that we could say it promotes our abilities here or there, our actions, [or] hinders our progress, then the questions would not be so burning. But if we look more deeply, we find that everything we are in the innermost part of our being – how we live, how our value, our ability presents itself – is the result of our fate. Man says to himself that the whole being, the whole inner configuration of the being, is not so dependent on what appears to approach life from the outside and shape and form this life. So it is the anxious question to fate, which, perhaps only half raised, goes to ask: Where does our whole existence actually come from? What is it that is mysteriously enclosed within us and is so dependent on what we have to experience as our outer destiny? We need only think of two facts, in addition to the countless individual cases: there we will find how our whole being, our innermost nature, is dependent on destiny. The first fact is that the human being is placed in some linguistic area, in a national context. Who knows how much of our intimate soul life overflows from the way language penetrates us. Or how much of our sense of confidence in life and our hopes depends on how our parents, our environment and our teachers respond to us in our early youth. How a rough treatment can harden our whole being throughout our earthly existence! One need only think how mysterious the connections of fate are in this area in particular. A case taken directly from life can teach us about this very area: a child who, in his seventh year, experienced a strong injustice at the hands of those around him, due to the way his destiny placed him in a community. Sometimes the child forgets it, seemingly on the outside, but in the depths of the soul it lives on and continues to have an effect in the deep layers of the soul, which has taken root as injustice in the soul. The child then becomes a middle school student. Something special happens in his sixteenth year. A strong effect comes from his teacher in the sense that the student has to experience a new injustice. If he had not experienced the injustice in his seventh year, the matter might have passed by without effect, as it did for his fellow student. But because the old impression continued to work in the depths of the soul, while it was forgotten for the outer being, it joined together with the experience of the seventh year, and a student suicide resulted. Thus we see how our whole being, the way we enter into life, is more deeply connected with the question of our destiny. The second thing can be seen by reflecting on how one's life unfolds, how one gathers one's life experiences, how one becomes more and more mature as the years go by. This may be more or less the case for one person or another, but this maturing is evident from a close examination of life, and it is usually the case that we have to say to ourselves: we have matured in those things that we did imperfectly, from the point of view that we have to take after we have gained experience. If we were allowed to do them a second time, we would do them better. We learn things in life, but we learn precisely by doing imperfect deeds in this life. The most intimate life experiences result from making our imperfect actions our teachers. Then we look back from a point in our development and say to ourselves: We learn many things, we have become more mature, and this knowledge is within us. What happens to this experience when we pass through the gate of death? Does it disappear without a trace in the floods of nothingness? Yes, we do not always have to take such a life experience, we can say: What we do, learn to refrain from, has an effect that other people experience through it, either as support or perhaps as harm. We know that our value as a human being depends on whether we have harmed or helped other people. From this arises the other life experience, which is concentrated in the overall feeling, in basic sensations, in the need to do many things differently than we did in the past life. So we feel as if we have the sensation of having many debts that we can no longer repay. This is because we have created the debts in such a way that we have the actions in which we committed the debts behind us. These are the most intimate, deepest experiences of the soul. Does everything we have acquired, everything that makes us different from what we were at the beginning of life, does all this end in an indefinite nothing? That is the second thing. No matter what a person's nature may be, no matter how unexpressed it may remain, it remains a question of feeling and of life within him. Now we can say: in our time, a period of human development lies behind us in which the noblest, most moral people, who were also scientific materialists and yet clung to moral ideas, came to terms with such soul questions in a very peculiar way. If one takes the standpoint of spiritual science, which is to be represented here, an attitude is required that is never unjust, even towards opponents. For it must be said that it was nothing short of heroic how materialistic thinkers found their way, especially in regard to a question such as the one that has now been touched upon. They said to themselves: With death, our inner soul life extinguishes, like the light of a candle when the fuel is used up. But then we have the awareness that what we have experienced lives on in the process of human historical development. Everyone gives to posterity what they have worked for, even if it has only been conquered and worked for in the smallest of circles. Many such thinkers have said to themselves that it is selfish to demand that human beings have their own personal immortality. But it is selfless in the highest sense to die in the full knowledge that the personal self perishes and what one has done passes into the process of humanity. One may say: this information is heroic; compared to much religious egoism, this heroism of materialism appears great, but it cannot stand up to a deeper understanding of the question, for the reason that when everyone looks at life, they must say to themselves: The most intimate part of our life experience is such an innermost good of your soul that you cannot simply give it to the outside world. We can give much for the outside world, but what we give does not belong to the most intimate part of our soul. The best we have learned is so tied to our individuality that it cannot possibly be handed over to the world. So the question remains: how do we cope with the sight of that which the soul has experienced, which has given it value in the way described, which makes it necessary that life is not closed off if this value is to be lived out, which it does not give up when a person passes through the gate of death? These are the two things: the contemplation of fate and the contemplation of one's own development. These questions are to be answered in such a way that the answer can be called logical and scientific in the same way. To give answers, as answers are given in today's external science, is the goal of the endeavor that can be called spiritual science, which is entering into the culture of the present and through which something of this culture is to be incorporated as an insight into much of what life needs in order to become strong and powerful. It cannot be demanded that the suggestions given today and tomorrow be more than mere suggestions. Those who believe that scientific answers are only those that tie in with external events, with what can be seen with the eyes and grasped with the hands, will naturally not accept the answers as scientific. Only suggestions are to be given, but these are intended to show that the whole way of thinking, the whole way of looking at spiritual life, is the same as the ways of research in today's science. Modern man also demands information about the questions characterized in such a way that this information can stand up to strict scientific scrutiny. Thus, the answers will appear to be different from science in the usual sense, but anyone who delves deeper will see that the way of thinking in Theosophy is such that the scientific needs as well as the heartfelt needs of modern humanity can be satisfied. The starting point must be that of real, true self-knowledge. Because fate shapes the essence of our “self” and because our “self” becomes more and more mature, we are confronted with these questions and can therefore hope that a true knowledge of our innermost being, of what we call our “self”, will lead to an answer. But it is difficult for the modern man to recognize what can be called self-knowledge. There are formidable obstacles to the contemplation of one's own nature. Only by overcoming these obstacles can he enter into self-knowledge, and from self-knowledge, through the connection of his own ego with the world, pass into knowledge of the world. If we want to examine a substance in science, we cannot recognize its essence under certain conditions. Although oxygen is contained in water, we cannot examine it in water; we must first separate it from the water by a physical process, only then can we examine its essence. How different it is when it comes to us in water! It must be something similar if we want to examine our self so that this examination can satisfy us. Our self is, like the oxygen to the hydrogen, bound to the outer body in ordinary life. What we call our soul body, that in which we find ourselves as in our most intimate inner being, we always experience in such a way that we look at the outer world through our bodily organs, so that we learn to understand it through the human brain. Just as oxygen is bound to hydrogen to form water, so is the life of the soul bound to the life of the body, to what we have before us as human beings, as ourselves. So there arises the necessity that we first detach the life of the soul from the life of the body in order to truly examine it. How can we do this? How can we present our soul life to ourselves in such a way that we can contemplate it in its truth? Now, according to the results of spiritual research, everyday life detaches the soul from the body during the night in the course of twenty-four hours. Let us accept this for the time being as an assertion; we will come back to it later. When a person falls asleep in the evening, the full human being is not contained in the body; what continues the external soul functions, as happens in the waking state, but not the actual soul life, which we recognize as our innermost being, as suffering, affects, drives and passions, is truly set aside during the night's sleep and in the morning reenters and submerges into the body, in order to use the bodily organs, the senses and the brain, the instrument of the soul. If we start from scientific prejudices, we will say that it is possible that the entire spiritual life, with all its sensations and feelings, with everything that takes place within, is nothing other than a result of physical life, just as the flame is the result of processes in the candle. But this does not hold up under deeper examination. It must be clear to us from common sense that there is something to it. In the state that a person goes through from falling asleep to waking up, the processes that we can only understand as life processes take effect on his body. What flows from within as organic activity into the brain and other organs continues to have an effect. A comparison suggests a logical thought, which cannot be escaped on deeper reflection. If we compare our sense organs with the lungs, we find that our lungs, like our sense organs, are nourished from within and sustained by the organism. What we see flowing in as a life activity can be compared to what flows into the brain and other organs from within the body during the day and also during the night as a nutritional activity. But can something be identified that takes place within the body and supplies the activity of the lungs from within, through the nature of the air that must flow into the lungs? Could the activity of flowing into the lungs from within ever reach the lungs' goal if the air did not flow in from the outside? Does this inner life activity have something to do with the nature and composition of air? We cannot learn anything about air from within. It is the same with the soul. Just as the essence of the air that flows into the lungs is not connected with the activity that flows into the lungs as organic activity, so the content of our soul, which flows in in the morning and leaves the body in the evening, has just as little to do with what our inner bodily activity is, with what flows into our soul organs from our organism as nourishment. If you look deeply into this comparison, try to think it through – you will not escape the logical thought that what we live in as our soul life, what flows into us, is just as foreign to the inner bodily activity as the air is to the inner bodily activity, so that the independence, the inner essence of our soul life appears well-founded. A person truly does not live with their soul life in such a way that they say: I live in my muscles, my brain. That is not their soul life, but rather: I live in my feelings, affects. That in which they live in this way enters their body in the morning like an inhalation process and leaves it in the evening like an exhalation. In response to this thought, logical thinking can now raise the question: How can we observe soul life, which is so independent of bodily life, in itself? If we could observe it during sleep, we would be helped. But in normal life, although the soul separates from the body, we cannot examine the secret nature of soul life, because at the moment it separates, it becomes unconscious and eludes examination. But there is another way to penetrate to this soul life, which can be encountered by every person, and that is through a psychic experiment by the spiritual researcher who has obtained the instrument to artificially separate his soul life from the body; this is clairvoyant observation. The first observation that can arise for anyone is the following. It starts from the question: What prevents us from observing our soul life separately from our bodily life? There are two reasons. Firstly, the moment we wake up, a connection is made through the senses and the thinking bound to the senses with the sensual outside world, so that we do not have our soul life to ourselves, we are not in our soul life, but in what is around us as a luminous, sounding world. The experiences of our soul flow together with what enters us through eyes and ears. Whenever we enjoy a sound, we always have, so to speak, the sound that enters from outside and the joy within us as two things that flow together. But we merge with the outer sound. We do not separate our soul life so that we lose ourselves in the outer sensory world. When we look up at the magnificent starry sky and contemplate the wonders of the rising and setting sun, everything that affects us from the outside, we feel it flowing together with what is happening in the innermost part of our soul, what uplifting and devotional experiences we have in our soul, what strength flows to us. We have never chemically separated our inner being from what penetrates from the outside world. That is why some philosophers say that there is no such thing as an inner soul life, even denying the inner soul content and allowing it to merge with those images that ebb and flow on the horizon of our soul life. For the more intimate observer, Goethe's words come true: What gives the numerous stars, all the glories of the celestial space, their true value? But only that everything that lives outside in the wide world is reflected in the human heart, is expressed, so that something is experienced that goes beyond ordinary expression. And if one proceeds to a thorough self-observation, one will find: The soul feels what is happening outside, it knows that it is experiencing inner things in outer events, that it has gradually progressed, that inner soul events have followed one another and a continuous stream has arisen from the present moment to the moment until which we can remember back, that this stream is something different than what merely affects us from the outside. The independence of our soul life seems convincing, and we wonder whether our soul life can detach itself from its surroundings when we are directly confronted with the external world and flow together with it. But when we look back on what we have not only seen but also experienced in terms of elation and despondency, and what we can remember, we find a stream of inner soul life. This stream is precisely what was mentioned earlier. It is the experience of life. With this we stand at a certain point in our lives. No matter whether our life is short or long, when we pass through the gate of death we will find ourselves in the same situation. We will see the stream of evolving life, see what has welled up in this soul from the outer world, and we will ask ourselves the question when we take the great leap through the gate of death: Where to put what has developed as a continuous stream in our soul? So there is one obstacle: our growing together with the outside world. Therefore, it is essentially a developmental success if we learn to isolate ourselves through a review, through an examination of the interior. But one thing comes to us when we isolate the soul life, that we say to ourselves: It is coherent, what flows there step by step. We look back to our first memory; what lies before, we can not remember ourselves, but older people can tell us about it. We remember what happened from that moment on, and we will make an effort to have moments like that again, where we artificially induce the state of sleep, but only on that side, whereby we exclude the external impressions. When we close ourselves off from the splendor of the outside world and from the other stimuli of the outside world at such moments, then we secrete the inner life, as we separate oxygen from water. This is a matter of experience for which no theoretical proof can be provided, just as one does not need proof that whales exist if one has never seen one. If we always keep this inwardness in mind, we can say that the soul life lines up step by step, and we come to the point at which external memory reaches back. We can conduct a kind of experiment with our entire inner experience. If we see that this stream of soul life flows from the point just characterized and the later is added to the earlier, what is added to the point up to which the first memory reaches? We see how our soul life strives forth; but what caused the first moment that we recall? Now it is possible to evoke something within the soul life that only works in the soul experience, that can give something completely new, never before seen, to the human soul. To characterize what this new, never-before-seen thing looks like, I would like to point something out. Hydrogen is a gas, oxygen is a gas; these two gases give water, something completely new from two different things. Just as something new and unlike anything in the world is created through the interaction of external things, so too, if we turn our gaze ever further into the stream of our soul life, all the way back to the starting point in this reminiscence, something entirely new can arise. Someone who had never seen that two gases produce liquid would not believe it. What provided the initial impetus in our lives? What we experience as our destiny presents itself to us as if of its own accord. Our destiny presents itself as an answer to this question. Why did it start from precisely this starting point? Why did it turn out this way? This question is answered by looking at our destiny and considering only that we have to consider destiny not with an idea, but with something completely different. What do we want to consider our destiny with? What we want to look at our destiny with, arises from the second obstacle, namely that we usually do not look at our destiny as we do now, when we have come to this point. The second great obstacle is self-love, self-will. This self-will is a strange thing. Let us try to characterize it. What it is that makes us feel content with ourselves, that gives us satisfaction in our lives, does not need to be characterized. But this self-will has something peculiar about it: it breaks through something in our soul life. This will, it may accomplish whatever deeds, wishes, desires – if our reason is to remain true to us, we must admit that it cannot readily intervene on its own in the way that life experience has formed itself. We let life teach us, we go to the school of life and let life dictate what we have to believe. Whether we consider something to be true or false does not depend on our own will. It is precisely that which makes us mature in life, that which gives us knowledge, from which the will must be excluded! We may not summarize our experiences arbitrarily, but as common sense, the logic of the facts, dictates. But this will is bound to our corporeality as a power of the soul in a different way than our ideas and perceptions, on which our experience depends, and in which we cannot distinguish between inside and outside. Our will is bound to our corporeality differently. We see very clearly how it continually intervenes in our corporeality. Let us consider what we learn in the normal course of life as fatigue. It comes from the fact that muscles or other organs are worn out. Nothing seems more obvious to the superficial impression than this. It seems credible that physical organs wear out, and yet it is not true. The physical organs that live in a very specific way in our organism do not wear out. How would it be if organs like the heart had to recover through sleep? The organs that are not influenced by the conscious will always remain active and do not wear out. Consider the lungs, heart, diaphragm, and even the inner workings of the nervous system; these forces are always at work. What wears out is what emanates from our conscious will. When we work to make our muscles move through our will, we become tired. No work tires us that comes from the organism itself, but remains within the organism itself. As long as the will is active, active itself, it does not wear out the organism. Another fact also shows it. It is the same with the thought process: if we give ourselves up to the day's musings, we do not get tired, but we do when we intervene in the thinking with our will, in that consciousness, as an expression of our soul life, intervenes from the outside in our bodily organization, which we see works independently. The human will can only work as self-will by allowing itself to be stimulated from the outside, by feeling compelled by some coercion; this will wears down our organism, so that we can say: Everything that is the wear and tear of life, that consumes our body, springs from the will, which is forced by something, which does not remain in the being of the human being or within the soul's being, which is stimulated and determined from outside, which, as self-will, is in opposition to what must be from outside, which is a destructive force for our organism. What is the opposite that builds up our organism? What actually brings it into its configuration? It cannot be a thought, not ideas, not feelings; it must be something that, like the will, intervenes in our organism. Our own will must not feel forced from the outside; it must be able to be completely as its own will. It can be when our destiny presents itself to us in such a way that we do not imagine it in ideas and concepts, but with the will, so that our own will does not come into conflict with itself. This can only happen if, however much we may quarrel and struggle with our destiny, we imagine that we would have wanted this destiny, as if we had ordained it ourselves. This can be carried out as a decision of the will. In this way we remove the obstacle of self-will. The will that regards fate as if we ourselves had placed ourselves in the community of language, in the family, has made a decision of the will, even if of a reverse nature. These are not assertions, but so far we have only evoked certain moods of the soul. Then, as if we ourselves had willed it, our destiny wanders back to the first moment we can remember, like hydrogen wandering to oxygen. Then we have something in our soul that stands before us with certainty, as certain as we know that the flame is hot. Now we are really experiencing something new: the addition of our soul life. Our destiny enters into our soul life, and we have the answer to the question: What gave the first impetus? What we have set up as our self-willed destiny has given the first impulse, and only in this way do we come to a real insight into what we were when we began our present existence on earth, when we understand destiny as something self-willed and connect it with our soul life, which we get to know through self-observation. But then, when we have gained this inner experience, which removes the two obstacles, the outer world - Ahriman - and self-will - Lucifer -, through self-observation, then we penetrate to the realization that it is we ourselves who have shaped fate. The moment – and anyone can experience this moment – can be compared to the moment when we wake up, when we do not say to ourselves: You came from nothing, but: You are what you are now because you fell asleep last night. Those who seriously recognize their soul life in an observation that disregards external observation and destroys self-will come to an experience that is like waking up and remembering earlier lives on earth. His inner core comes across from previous earthly lives and has put together his own destiny; we come to a memory that we have gone through previous earthly lives. It is not an ordinary memory, but our life itself appears to us as a great memory. We come to the assumption of repeated earthly lives. This earthly life, which we go through between birth and death, is the result of previous earthly lives. A person has lived many lives on earth, and it is a given that, based on how the person is now, they will go through further lives on earth. We are dealing with an essence that penetrates into a spiritual world after death and then returns again to another life on earth. What we can hope for in the time between death and a new birth also arises from introspection. You cannot intervene with your will. Your will and your thoughts, feelings and what you have conquered in the school of life are separate in your soul life. How strange the will is: we move our hand, but what happens from the moment of willing to what we then see as movement, we do not know at first in normal life. We see the will as it expresses itself in life in outer movements, gestures, deeds, but we lack any possibility of seeing how the will passes into movements and deeds. What lies before us, what we have acquired through our life experience, we have to keep at a distance in this life, because if our will were to interfere, it would be falsified by our will. But in the course of life we experience that we cannot let our will work. We cannot influence the way we are placed in this life. When we are somewhat outside of life, then our will need not be hindered from penetrating purely and powerfully through what we experience inwardly. When our body no longer forms the barrier between our will and our life experience, when these outer experiences can no longer form the barrier, then the will can grasp, penetrate and permeate our life experience. We do this between death and a new birth. Our will will permeate everything we have experienced so that we can give the first impetus in a new existence, which we have seen that we have grasped at the beginning of our life on earth. Thus we see how, by establishing the connection with our ideas, the forces are formed that call us to a new earthly existence. Spiritual science thus arrives at the view of repeated earthly lives, which has become a matter of course for thinkers of modern times, so that they could not help but let their thoughts flow into this world of ideas, for example Lessing, who gave us the 'Education of the Human Race' as the fruit of his life. Then you realize what led Lessing to say that this view is the only way to understand death and immortality. This thought is perhaps despised because people knew about it from time immemorial, because in the past people were not yet confused by the events of the outside world and by what has taken place within human culture, as they are in this time. The soul of man has absorbed what India, Persia, Egypt and Greece have offered, what can be called the stream of human development. Does it make sense for a soul to die forever after absorbing all this? No, it makes no sense. When the soul carries over everything it has acquired into later times and new experiences are added, it is the souls themselves that carry the old cultural achievements over into modern times. Even in the nineteenth century, despite the fact that external scientific conditions were as unfavorable as possible, people came up with this. But how spiritual science itself comes to an irrefutable conclusion through spiritual experiments by the spiritual scientist can be discussed tomorrow. It should only be explained how it comes about that such an insight is gained by processing the inner soul life. But through this it also has an effect on the inner soul life. On one side we look back at how we have placed ourselves in this life according to our deeds, thoughts and feelings from past lives. We feel that we also have to go through this life with everything that fate brings us, so that our school of life can continue. Feeling this, we say to ourselves: our life, as it unfolds in and around us, is the effect of previous causes that we ourselves have set in motion. This is the doctrine of karma, which for the new spiritual science is not an old law from Buddhism, but is derived from the modern soul itself, educated by science. This life itself falls into an ascending and descending line. In youth, many forces from previous lives work in such a way that our physical organization can ascend. Our powers develop, becoming richer and richer, until the peak is reached, which gives us satisfaction. Then comes the descending life, where the face wrinkles and the body becomes tired. It is certain for everyone that it will come, and they need thoughts that give strength. But anyone who looks at human life in a spiritual-scientific sense, not just theoretically or rationally, will see that spiritual science gives strength, that it works almost like an elixir of life when we recognize its truth. We feel what flows into our confidence in life, our hopes, our life's work, and people will always feel it once our culture is placed in the light of spiritual science. There we feel how, in the descending life, that grows and must grow, which does not disintegrate in death, but is grasped by our will and, when the greatest resilience is reached, has the strength to enter into the spiritual and, after it has drawn the forces from the spiritual world, to build a new life. We do not just theoretically consider the questions of immortality; we live and learn and feel the immortality of the soul by feeling the richness of our soul through an intuitive understanding of spiritual science, which tells us: Towards the end of life, you develop ever stronger powers that do not perish any more than the physical powers, which not only transform but are eternal and immortal. In the growth of your powers, in the real existence of your powers, you feel your immortality. Immortality does not begin when we are dead, but already during our lifetime. It is because the human soul is there and because a person can feel it during their lifetime in the body. Spiritual science is not theory, but lifeblood, and if we understand it correctly, it becomes vitality. Thus it does not drive us to speculate, but rather, immortality is something that the soul can feel as something substantial, physical, that enhances our powers and bears within it immortality as its deepest essence and [its deepest] quality. To feel and sense immortality as the source of one's confidence in life, that is what must spring from spiritual science. And so we may summarize in a variation of words how the insights of spiritual science become an elixir of life:
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69d. Death and Immortality in the Light of Spiritual Science: The Essence of Eternity and the Nature of the Human Soul in the Light of Spiritual Science
07 Feb 1912, Vienna Rudolf Steiner |
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69d. Death and Immortality in the Light of Spiritual Science: The Essence of Eternity and the Nature of the Human Soul in the Light of Spiritual Science
07 Feb 1912, Vienna Rudolf Steiner |
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Yesterday I had the opportunity to speak to you about two important questions from a general point of view, about death and immortality from the point of view of spiritual science. This evening I would like to be allowed to go into some special things that may shed light on these questions. Just as it was possible yesterday, in view of the two major questions discussed, to point to two important experiences of the human soul, which actually always raise these questions more or less explicitly or implicitly from the hidden depths of the human soul, so we can also today we can start from two experiences of our inner being, from two experiences which the human soul constantly points to that idea, which must actually make the mind dizzy when it tries to grasp it in any particular way: the idea of eternity. And when the human soul is often inclined to say that it has something to do with eternity in contrast to the transitoriness of the outer form of the body, it might seem as if such questions arise rather from the longings of the human soul, which desires to have a different fate from the one between birth and death. But here too we can disregard all wishes and desires, even all curiosity, and point to two experiences of the human soul that direct it towards the idea of eternity. These experiences are of the deepest, most inner sense of morality. For what could the human soul feel more deeply and earnestly than the invincible striving for everlasting perfection? One need only, as it were, truly and without prejudice delve into one's own soul and one will have to say that one would have to be dishonest with respect to what the soul wants to be if one did not want to say: an invincible striving for perfection, for a more meaningful existence, dwells in this human soul. That is one experience. But the other experience, which can assert itself just as strongly, is that at no moment in our lives, even if we reach a very old age, can we deny how far we are from what can shine before us as the ideal of perfection, how much we feel imperfect compared to what we actually want to be according to the innermost being of our minds. The striving for perfection and at the same time the necessary confession of imperfection awakens in the human soul the longing for an eternal striving, for a striving that is unhindered by those external laws of arising and passing away, which we seriously cannot imagine as being able to offer any limits, inner limits to our striving for perfection. Thus we see that man, not out of any greed or desire, but out of the yearning to serve the highest moral order that he has in mind, to strive for the highest moral ideal of perfection, which he must present out of this highest moral desire, raises the question of the immortality of the human soul – but that is the question of eternity. Yesterday, it was mentioned how the German philosopher Hegel said in a beautiful way: immortality of the human soul as a property that is related to the nature of this soul cannot begin only when man has passed through death; if there is something in the human soul from which one can recognize that this soul has a claim to an immortal existence, then this must also be announced in the life of the soul within the physical existence. Immortality cannot begin only after death; it must also be present in life - in this physical life. So then the question of the nature of eternity also points us to the investigation of the nature of the human soul, in order to recognize from this nature of the human soul to what extent it is conceivable, indeed necessary, to think of the soul as being lifted out of the laws of the perishability of the body. And if we want to examine this nature of the human soul, then, as was also hinted at yesterday, if we want to meet the real, if not the prejudiced demands of modern science, we have to separate this human soul from its connection with the body. For we were able to point out yesterday that it is also impossible, for example, to examine the nature of hydrogen as long as it is bound to water; we have to separate hydrogen from its connection to water if we want to examine its own nature. And so we know that in ordinary, external, normal life, the soul is connected with all that we can call the bodily organization, in that we feel through our body, look outwards, observe things through the external bodily sense organs, in that we think things through that thinking which is bound to the instrument of the brain, and, when we feel and want, we are also bound to our corporeality. Just as hydrogen is bound to water and cannot be recognized within water, the nature of the human soul cannot be recognized in the way it appears to us in normal life, where it is firmly bound and not detached from external experiences and those inner experiences that arise from physicality. Now, as we said yesterday, basically every night when a person sleeps, a detachment of his soul experiences from the outer bodily life is evoked. In the course of today's lecture, however, we will be able to prove what was only asserted by spiritual science and logically proven yesterday, so to speak, by approaching it from the so-called spiritual scientific point of view. For the time being, however, we will accept it as it was stated as an assertion or logically proven yesterday, that the life we experience in our innermost soul is not something that, like the flame of a candle, , but something that, as an independent entity, emerges in the morning when we wake up, enters into the life of the body when we fall asleep and leaves it again, and thus relates to this bodily life as air relates to the lungs. But it was already mentioned yesterday that something, one could say with joy, makes it “literally” impossible for us to examine the independent soul life, when we have it before us or in us, from falling asleep to waking up. It is impossible because where the detachment occurs, unconsciousness also occurs. So we cannot do the examination in this normal life. We could only become independent of the physical if we became aware of the soul, when it flows away, when it withdraws from the physical. But there is a possibility to consider an intermediate state, which is not discussed here in the sense of a superstitious dream science, but in the sense of the strictest science: it is the dream state, that strange state of dream life, in which we live in such a way that, on the one hand, we feel that ideas are being conjured before our soul, but on the other hand, the course of these ideas is completely different from the life that the ideas lead in their context in normal, waking daytime life. The dream state is an intermediate state between the waking state and deep, dreamless sleep. Perhaps we can – let us express ourselves in this way for the time being – learn something from the strange illusions of dreams about the nature of the human soul. In order to do so, however, we must proceed according to the same strict, logical and scientific laws of research in the study of dreams as are otherwise applied in the study of life. And so, in order not to extend this consideration too much, we would like to draw your attention to a very specific dream, from which we want to recognize, as it were, how strangely the dream life can have an enlightening effect on what actually goes on inside the soul. I just want to say in advance that when such examples from life, for example from the dream life, are told here, they are not made-up things, but things that have really happened - because only in this way can conscientious research proceed. The dream in question is as follows: There was a student at a secondary school who had a particular talent for drawing. As a result, in the last year of secondary school, he was given a very difficult drawing to copy. Everyone else was given easier templates. It had now become the custom at that secondary school for several such copies of drawings to be handed in at the end of the year. And it so happened that this particular student, precisely because he had a special talent for drawing and was given that difficult template, did not finish the whole year and also by the end of school. This made him very anxious, and this state of anxiety increased towards the end of school. And although the humane administration of that school fully understood that this was natural and did not harm the student, he still had this experience behind him, he had gone through the anxiety attacks. It is interesting to follow this person in the further course of his life. Of course, he continued to show his special talent for drawing. And, recurring periodically, a very specific dream occurred to him, which always lasted several nights and then passed. The dream was that he always felt transported back to the last middle class, where he felt he was trying to draw and draw and could not finish. And the anxiety he went through, so that he always woke up trembling, was so strong in the dream that it could not be compared to the anxiety he had actually experienced. After a break of several years, the dream always returned periodically. This will not be understood unless this strange dream experience is considered in the context of the rest of that person's life. The strange thing was that every time he had recovered from such a dream experience, this person felt that his drawing skills had improved in some way; he could draw better lines, could express what he imagined better, he had become more skilled. So it looked like a gradual perfection of his drawing skills, and each stage was initiated by the characterized nightmare. You will not find it unnatural if spiritual science now attempts the following explanation of this dream. It is natural that something like an increase in drawing ability cannot suddenly occur in a person's nature, but it appeared as if it always occurred suddenly after that nightmare. This can easily be explained: first certain inner, bodily processes had to take place, finer rhythmic-physiological processes, because we have bound everything that relates to the outer world to the instruments of the body. Changes had to take place in the instruments of the body. These changes took place slowly and gradually through those periods in which consciousness had no inkling that increased abilities would show themselves. For a while, one experiences it in consciousness as if the same intensity of ability were present. But what was needed was being prepared from below, in the depths of the entire human organization, and then, as the heightened drawing ability rose up into consciousness, it became available to the person concerned. And how did what was fermenting and working down there show itself? It showed itself in that it first, in the moment when it was able to break through into consciousness, took place in the half-consciousness of the dream, lived itself out in images of the dream. Before the will was even able to make use of the abilities, it conjured itself up out of the hidden depths of the soul in the dream experience, which basically only bears an external resemblance to what develops in the depths of the soul. We can see two things: the transition from a working process in the subconscious or, let us say, unconscious bodily organization to a process of awakening, first to half-conscious ideas of the dream and then to an entry into full consciousness. Who could doubt that the same forces that later appear in consciousness as an increase in drawing ability are only the transformed abilities that previously worked below in the body's organization? They showed themselves, so to speak, in their half-transformation in the dream images. That is one thing that we have clearly and distinctly before us: the possibility of thinking in this field of spiritual science in the same way as a natural scientist thinks. Every physicist will understand that pressure turns into heat. It is part of the same way of thinking to say that what later appears in the consciousness as drawing ability has first worked in another form below, has itself first prepared the organs, and only when the organs were there could the ability be increased – as when a person must first work at the machine in order to then use the machine. What finally emerges as a usable instrument must first be prepared by the same spiritual power. What finally emerges as a result is itself, having first prepared the organs in the depths of the soul's organization. The other thing is this: how the dream works in a remarkable way – and this is perhaps even more interesting for a deeper consideration of human nature. What does it have to do with what happened there with the transformation of soul forces at work in the depths of human nature into conscious ones, what is being lived out as states of fear in strange images that belong to a long-gone lifetime? One thing is certain: the emotional context is at work in this person, not the life of imagination. What the person has gone through, what he has experienced in his mind in terms of anxiety, is a force that is much more intimately connected with the soul, with the innermost self, than the powers of imagination, which in ordinary life are borrowed from the external world. But the dream shows itself to be more intimately connected to the life of the soul than the conscious imaginative life of the day, because it presents itself in images in such a way that we, so to speak, place images before us that are reminiscent not of an act of imagining but of an inner experience, of the life of the feelings. We can see that at all, how our emotional life works in its strange seeming connections, as in dream images. Everywhere the images that are conjured up in our dreams are the indifferent ones; they live and weave themselves out in a seemingly arbitrary way – arbitrary in comparison to the regular connections that we see outside. For example, we may experience the following. A person in the distant past did not like another person because he could not particularly appreciate that person's activities, and had formed a certain feeling, a certain emotional experience about that person. Now he had long since forgotten those things that were connected with that person. After many years he dreamt again of that person, but now that person was not a person, but a little dog that barked unpleasantly, but then changed the barking to a language whose sound was reminiscent of that person's language. And in the dream the little dog could fit into a context quite arbitrarily. But there was something that turned out differently than one wished. One wished that this person was not completely offended. And so one said something to the puppy, and the puppy barked in such a way that it said: It was bad what you did to me, but it doesn't matter, it will be okay, it was just a misunderstanding. What does the little dog have to do with that person? If we consider logical thinking, all thinking that is trained on the outside world, then the little dog really has nothing to do with what is really going on. But if we consider the state of mind of the person in question, the way he related to that person, we see that it faithfully recurs in a much later “dream”. But in terms of the way we shape our imagination, our mind is free to transform what it feels into the symbol of the little dog, transforming dream consciousness into seemingly arbitrary images. But only what we call the logical causal connection, a connection that we have from the outside world, is arbitrary; but the interweaving of the perceptions, however different they may be from the outside world, with what our mind, our inner being, carries forward from the events of life, is entirely lawful. Thus the soul shows us in dreams that it is more in its inner being than when it is connected with the limbs of the body. When it looks outwards, when it is connected with its bodily organs, it lives with everything external, with everything we can learn from the school of life. In dreams, the soul does not adhere to what it experiences from the outside; there it forms its emotional states only in images, and these bear the exact seal of the emotional life. From this we can see that what we call our emotional life and then our will life is more intimately connected with our deepest soul than the mere life of imagination. And now let us apply what has been shown to us by observing the dream world of the person with the anxiety dream to a consideration of the whole human life from birth to death. There we see something remarkable: that in our coherent memory, in what we regard as the actual content of our soul life, we go back in ordinary life to a certain point in our childhood. Beyond this point, we cannot remember ourselves. What happened before this point can only be told to us by other people, parents, older brothers and sisters and so on. Without doubt, all that we know later was already there. It is the conscious content of our soul; it is the content of what we can think like the continuous stream of soul life, what is at work, weaving and living within, already present before. The fact that we become aware of our self from a certain point in time is no proof that it was not there before, that it has only developed from this point on. That we know something has nothing to do with reality. The fact that we only become aware of our self from a certain point in time has nothing to do with the fact that this soul life was already present before. But now, when we look at the life of a child in a very special way, if we only look at it closely, we realize how it was present before. Is it not the case that we can say about the life of a child that sleeps and dreams that it has something in common with what we feel in the vague darkness of our conscious soul life? The human being sleeps or dreams, so to speak, into earthly existence: the way a child engages with its surroundings, how it carries over what it experiences into later moments, how it forgets things and lets new ones penetrate, this whole way of life of the child has a similarity to the life of sleep and dreams. The human being sleeps his way into life, the human being lives his way into this earthly life with a diminished consciousness, with a soul life that has been tuned down. But how much he owes to this tuned-down soul life! Jean Paul's saying that we learn more in the first three years of life than in the three 'academic' years is deeply true. But something else is also true: in the first years of life, when we have no possibility of calling our soul life to consciousness, we can observe how thoroughly work is done, first in the shaping and organizing of our physical body. The more delicate organs of the human bodily life are still indeterminate, as even the hard-nosed natural sciences have to admit. Indeed, for anyone who can perceive such things, it is a truly mysterious thing how a child learns the most important things in the first years of life. In a wonderful way, the child rises from one who cannot walk to one who walks uprightly, from one who cannot speak to one who is able to speak. But all this is connected with the preparation of our bodily organs, with their chiseling and plastic shaping. Is this not something similar on a large scale to what we see in our dreamer, who dreams his fearful dream? As we were able to say in the case of the dreamer: During the dream period, what first emerges later in consciousness first worked in the organs, so the dreaming child soul first works on the shaping of the body, on the development of the life of the body - it is a transformation of what later occurs consciously into those forces that work in the unconscious on our bodily organization, so that we have to say: Everything that we experience later, that is the content of our soul, is consciously present in our memory as a continuous stream. It is subdued because it has other tasks than to evoke consciousness; it has to work on shaping the body. If we follow this in the sense of modern thinking, we see that we must regard the soul as the original: not as a result of the body's organization - as the flame is a result of the candle - but as that which works on the body's organization, which first shapes this body's organization. Yesterday I already mentioned that it is only natural that today's scientists and those who blindly follow them do not admit this. But a truly unprejudiced consideration of modern findings shows that spiritual science is right in its assertions and that we are heading for a time when the results of spiritual science will be recognized. Today it is easy to say: Does this not show, in relation to spiritual science, that a certain area of our brain, for example, draws our attention to the fact that we are dependent on a material structure in our brain for our speech and language? But it is precisely this thought, when formulated correctly, that shows the independence of the soul life, so that we can recognize how it is the soul that works on the body, not the other way around. We just have to separate in the right way what lies in the mere line of inheritance, what appears in us as directly inherited. What we have inherited occurs in us even without our coming into contact with the outside world. We could transfer a person to a distant island; they would certainly get dentures because this is based in heredity, but everyone knows that if we separate them from human language, they will not be able to speak and think through their inherited traits. This can only be accessed from the outside by speaking the thought into the environment. So, the other way around: those brain convolutions that later become the tool basis for speaking are only formed through the influx of language as an instrument. Thus, the fact that is expressed by the materialistic or, to put it more modernly, monistic world view can serve precisely as a pointer to spiritual science. Thus we arrive at the idea that the soul works in the body and that we have no right to regard this soul-life as a mere function of the bodily. And the deeper we go, the more we realize that this soul-life must work in life from the very first atomic or cellular formation of the body. This means that the soul must confront us as something that must have existed before the first atom of the body began. We look back on a life of soul, because it must be there before the physical life, must be there in a purely soul-spiritual life. We grant the eternal use of the soul, we see how we cannot think of the soul-spiritual as emerging from some physical-bodily, but from a spiritual, and must assume that our soul, before it enters the body, existed in a spiritual existence, lived through spiritual lands. This was the conclusion of all who were able to reflect on the matter without prejudice. And everything that leads to this conclusion is to be found, only differently expressed, in Aristotle. But Aristotle makes a remarkable leap here: the soul comes directly from a divine existence, detaches itself, as it were, from a divine existence, enters into human existence, from which it detaches itself again at the moment of death. This idea, that in every individual life a special soul has been wrenched from God, founders when confronted with an unprejudiced observation of life. Let us consider how our soul develops in earthly life. No one will deny that our soul life, especially in its emotional content, in its moods, in its entire basic state, is always as it can be on the basis of previous experiences, as, for example, people who have been annoyed all day, then become grumpy in the evening for their surroundings, and the latter can often already recognize from the facial expressions, from the way the person enters, what has affected the person during the day. In this way, we see how our mood is connected to what we have experienced before. But when we look at our soul life, as we enter it into our present earthly existence, it turns out that there are, so to speak, already existing moods and wills of the soul. They are so distinctly marked that even a philosopher, Schopenhauer, who was wrong about this, believed that these moods and wills, the whole character of a person, are given at birth and remain unchanged throughout life. This is not the case. An unbiased observation shows that we can also progress in terms of our will and character formation. But Schopenhauer's error could only arise from the fact that man shows us a certain mood, which is expressed in the basic nuance of his character, which we do not find at all different if we only look at it properly, a mood that we acquire through the events of ordinary life. We enter the world in such a way that this character, this mood, is already evident, that we carry this mood with us through our present existence. It is impossible, if one does not fantasize but relies on real facts and serious observation, to think of the mood with which the soul enters earthly existence as anything other than a mood that we have acquired in life. When we look at a child, we see that it does not yet have a life of ideas, but in the way the child rejects something, feels sympathy or antipathy, how it moves and so on, we already see the basic mood that we also encounter in later life and of which we cannot think otherwise than that it does not cut itself off from a beyond, not from an immediate divine existence, but that it is the result of earthly life - just as it is a mood on a small scale - so that we can say: From the way we look at the soul, we can see that there is a concept of repeated lives on earth, of a law that says that, although we belong to ourselves at the innermost core of our being, we go through life on earth with that innermost core from life to life and that, between each death and a new birth, our soul is embedded in a purely spiritual existence. So the entire life of a person is such that on the one hand it is in the physical body between birth or conception and death and again in a spiritual world between death and a new birth. These things could now be explained in detail, but that is not the important and essential thing today. But what is more important is that it is also shown how, so to speak, through spiritual experiment, it can be confirmed that the soul is an independent being that works on its bodily organization. However, this experiment cannot be done in the same way as external laboratory experiments. What Goethe prophetically said applies to this to a particular extent:
Those who would like to reinterpret Goethe emphasize the “not” as if it were not possible to reveal what lies behind things. So the spiritual experiment cannot be that we use our physical tools, but that we actually transform our own soul life, our own inner being into a tool. A more detailed account of this can be found in 'Knowledge of Higher Worlds'. Today, we shall merely sketch out how the soul makes itself an instrument for looking into the spiritual world. We must be clear about the fact that the soul must first turn to its inner life and become independent of all outer life. For this to happen, it is essential that the human being should artificially reproduce what otherwise takes place naturally when falling asleep. Everyone knows that at this time the soul loses the power to use the bodily organs, can no longer see or hear, and so forth, but at the same time, in normal life, it sinks down into the darkness of unconsciousness. We must achieve the one thing and prevent the other from happening. The spiritual researcher must, through a special training of the will, which is possible, be able to truly enter into that inner calm of the mind, where, as in the moment of falling asleep - but voluntarily - he silences all that speaks to him through the senses, he also makes the ordinary thinking that he has developed through external observation fall silent. We must also suppress all that we can remember, insofar as our life is stimulated from the outside, through joy and suffering. We must suppress all of this artificially, to make the soul pure and free from all external impressions. And then we must be able to push something into the soul through our mere will, through our strong will, on which we focus our entire soul life in strict inner concentration or meditation. In this way, the soul is transformed into an instrument of the spiritual world. What can we put into the soul? Not ordinary ideas – they have the task of depicting the truth as it is outside. If we only acquire images of what is going on outside, we cannot properly detach them, we cannot make them the actual property, the inner content of the soul. We must therefore form ideas that are connected with life, but are put together in such a way that they arise purely from our own will. Let us assume that a person who wants to make their soul an instrument of spiritual life says to themselves – and what is said here is feasible, and those who carry it out will see the success in their practical life: I will imagine what love is in the deepest moral sense. – Here we have to tie in with external processes, but we cannot actually see through the external. So we will not be able to think through the concept of love, but we can think of a quality of love. We will not just think of a quality of love, but we will make an image of a loving action, an image that appears to be arbitrary but is in a certain emotional context with what is present in us as an experience of love. We form the image of a glass of water that is not completely filled; we pour out the water in small portions, but each time the water does not decrease, but increases. An image that is fantastic, dreamy, almost crazy in relation to the external world – but we are aware that for us it is only a symbolic image. We cannot grasp what love is, but we can feel this one quality in love. The person who loves gives, and by giving, he becomes more and more capable of love. We give our best, but love makes us richer and richer. Precisely because we give more and more completely in love, it multiplies. This abstract idea does nothing for the education of our soul. But by consciously doing what the dream does unconsciously, by transforming the human being into a puppy, and by placing this idea at the center of our consciousness in such a way that we now focus our entire conscious activity on such an idea, then such an idea reaches us. Such an image has something quite different about it than when we give ourselves a definition of love in abstracto. This is already noticed by the person who forms this image. It is precisely such images, which do not have the task of depicting the external, but which work through what we feel about them, through what they are to our mind, where the one is connected with the other not according to the laws of the course of the image , but of the life of the mind, [...] through the mediation of feeling, they must now live in our consciousness as representations, as images that fill our soul, and we must devote ourselves to such representations to the exclusion of all other life. This is often a long, inner life's work, but if we carry it out, then we become spiritual researchers and in no other way. The objection could justifiably be made: Yes, if it is often necessary to practice this unchangingly for many years and with great energy, then not everyone is able to become a spiritual researcher and convince themselves of the reality of the spiritual researcher's statements. But how many people today are convinced of what is going on in the observatories? Outside, one only gets to know the external appearance; the essentials are fathomed by those who work in the laboratories, and from this the others form a world view. One can indeed carry out these things in every life, but depending on one's disposition, one will only get to certain degrees. But the spiritual researcher must, by means of such exercises, tear the soul away from the body. This brings him into a state that is similar to sleep and yet quite different, in that all the outer world is silent, all worries and concerns are silent, extinguished as if by sleep, but we are not surrounded by the darkness of consciousness, but experience something that we have not experienced before , of which we had no idea before; yes, we experience it so clearly that we now experience something within our soul, something without our bodily organs, yes, outside of them, so clearly that we go through an intermediate state that is even uncomfortable, that when we have taken it to a certain extent, we feel: Now you are experiencing your soul, now you are so within yourself that you experience what you do not experience from the outside, but now you experience what only arises in the soul – to use this expression of Jakob Böhme – what only exists in the spiritual. But one only experiences it and at first one cannot conceptualize it in the way one was accustomed to conceptualizing external perceptions. Why not? The inner experience shows us clearly how it is outside of the body; the brain has been formed only for the representations we are accustomed to. Now we are experiencing something new; the brain is not prepared to conceptualize this. We therefore experience it in such a way that we feel like fools, like a child who cannot yet express in words what he is experiencing. And if you then continue such soul exercises in energy and with inner moral strength, with self-built energy, you first feel resistance after resistance, but now our brain itself, our whole body seems like a block that cannot keep up. And only by continuing, by continuing with great moral strength, do we feel how it gradually comes about that we can think what we have experienced ourselves; we can then also see it. We feel and see how something happens in us again during the spiritual exercises, which otherwise only happened in the first years of childhood. We form the tool of our soul in a plastic way, so to speak, we reshape our body, and when we feel: Now we have made the great effort that the child makes while playing with the awake body, now we have done something similar, we have worked on our body - then it happens that we can also tell what we have experienced, and only if it is told, it is spiritual science. And when it is told, then everyone can see it, as in life, through their common sense. This is the way to experience the soul in its independence through genuine spiritual experiment, so that we know: It is this soul that, out of its spiritual and soul content, always works on its bodily organization in the same way that we become aware that a child works on its bodily organization with the formative forces it has brought with it from its previous life. And now we survey our life between birth and death once more, and we see it in an ascending and descending line. We see how the inner forces that we see coming over from a previous life gradually work their way up, how the indeterminate features form distinct features, and clumsy movements transform into skillful movements: We see this as emerging life. Then one part is released into consciousness, while another continues to work until we feel that life is moving in a descending line, until we feel that this tool of ours is moving in a descending line. Now, however, we feel that this life has continued to enrich itself, that we have taken in new things. So we feel that what is primarily shaping our present life, what our life puts into the basic lines of our character, comes from a previous life, but that we are powerless – because our life, our interaction with the outside world, comes from a previous life, because this life is given from before – to directly energize into life what we have received as enrichment. We then feel that it forms and forms as strength. If only our mind, our will, can grasp what we have gained, then when we go through the gate of death, we will be able to prepare our future life. We just need to grasp something correctly, namely that what we acquire in one earthly life is basically only what the intellect has, but that the basic direction of our mind, as it enters into life, must come from previous earthly embodiments. And so we see the confirmation of Lessing's statement that the life of imagination cannot enter from a previous life. Nothing we imagine can come from a previous life. This is because our ideas are expressed in language, and for many people, all imagining is just a daughter of language. However, we acquire language in this life, and language has to be learned anew. In any case, high school students would have to acknowledge that even if they were embodied in ancient Greece, it does not make learning the Greek language easier for them. That has to be learned anew. Only the basic direction of the disposition, the will, the character is the result of previous incarnations, is what is saved from the imaginative life of previous lives. Friedrich Hebbel once wanted to write a drama, for which he wrote the first draft. In it, the re-embodied Plato was to appear as a student who cannot understand Plato. This could have shown how something that was direct imaginative life is not carried over from an earlier existence into a later one. What Plato experienced back then is transformed into emotional life, into emotional direction, into soul mood, and is thus carried over into a new existence. Therefore, it must be clear to us that the objection that one does not remember one's past lives in ordinary life cannot be accepted either. One remembers them in such a way that one's present life appears in its emotional content as a repetition of the past, but not in the way one remembers earlier events in one's mental life. For the mental life is what distinguishes the present memory in the one embodiment. Thus we see that especially in the face of a true contemplation of life, that which we must say the most enlightened minds have been driven to acknowledge appears to be confirmed: the fact of repeated earthly lives. One can, of course, argue with Lessing that he wrote The Education of the Human Race in the weakness of old age. One argues against greater minds, even when a work like The Education of the Human Race presents itself as the final result, as the ripe fruit of a rich life. Such minds then believe that the spirit of such a person has weakened. They just don't assume that they can't keep up with the point of view that they still recognize, to the point of view that the spirit of these people has risen to. But this excuse does not hold up in the face of another assertion made by Lessing in the full power of his life, in the “Hamburg Dramaturgy”, and which contains something that connects to what spiritual science must lead to if it continues to pursue the thoughts developed today and yesterday. The contents that we have in the soul between death and a new birth lead an independent, purely spiritual existence. But this is the recognition of the existence of a purely spiritual world. What modern enlightened thinker does not shudder when he hears that a spiritual world beyond the material one is assumed? And who would not declaim: Have such enlightened minds as Lessing and others worked to such an extent that we should go back to the old superstitious view of the existence of a spiritual world? But one could hold up the following saying of these same enlightened minds to them: for example, Lessing's saying:
This is certainly an uncomfortable passage for modern materialistic natural science. But we could also cite many a spirit in the course of the nineteenth century who, through an inner necessity, even if not yet on the basis of all considerations that have been cited today from spiritual science - because this was not possible at the time - came to the only possible assumption of repeated earth lives for the human soul. That is why Lessing emphasizes so strongly that this is the only possible assumption about the life of the soul beyond arising and ceasing. But with this we rise to a truly meaningful idea of eternity, because now life is not just a void into which we are placed by something outside of us, but now we feel: What we have brought into this life, we have brought with us from previous lives, we have worked for in previous lives. But what we experience now is transformed, it is processed when we go through the gate of death, so that we acquire the powers by which we can shape the later body again. We see that growing in this embodiment, which will be shaped alive in us in a next embodiment. Thus we see how eternity comes together as something concrete. We do not feel eternity as an infinite void from the beginning to the end, but rather, we experience what eternity will become as the soul lives into eternity, she repeatedly feels: “This is what I carry over from earlier stages of existence; this is how I utilize in later lives what I have acquired in earlier ones – it is what creates the form for me; and in the same way, through the present life, I can acquire an entitlement for the future.” And from these individual claims on the future, a concrete, real idea of the nature of eternity emerges. Because where we add future-proof work to future-proof work, we expand into eternity in terms of our hopes for life. We feel the real, true idea of eternity, not the empty idea that is so often presented to us. And the only way we can feel it is by looking at this whole inner life, not only in terms of ideas, but also in terms of the whole state of mind, the moods of the soul, and the life of the will. If we consider the threefold nature of the soul, how these forces transform into one another, how that which matures in the life of ideas passes over into moods of mind, in order to appear as such in the next life, to appear as a life of will, then we grasp the whole life of the human soul as a whole. We need only fulfill one thing in order to lead what spiritual science can give us not only to a reasoned hope for eternity, but to one built on genuine knowledge. We need only look at the soul not in one of its aspects, but in its totality, and then we come to feel how true it is when we say: In thinking, in feeling and willing, in the whole nature of the soul, the world reveals itself to us insofar as we are grounded in it, insofar as we will be grounded in it for all future. What - let me add this once more - does not live in us as a theory, not as an abstract science, but pours like an elixir of life into our entire being, so that we not only fathom eternity but experience it - experience how it is built up from its individual building blocks , is expressed in the verse of the second mystery drama, where it is expressed what the soul can feel when it feels its own life, when it feels what it must carry over from one earth life to the next as a claim to eternity. Thus a true knowledge of ourselves, of our soul life, calls out to us when we grasp this soul life in true self-knowledge:
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69d. Death and Immortality in the Light of Spiritual Science: The Supernatural Worlds and the Nature of the Human Soul
19 Jan 1913, Vienna Rudolf Steiner |
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69d. Death and Immortality in the Light of Spiritual Science: The Supernatural Worlds and the Nature of the Human Soul
19 Jan 1913, Vienna Rudolf Steiner |
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Dearly beloved! I request that the two lectures of today and tomorrow be regarded as a whole. Although I shall endeavor to present each one as a self-contained whole in a certain sense, that which I shall have the honor of presenting to you can only be fully illuminated when what is given in one lecture is measured against what is given in the other. If today, from the point of view of the world view from which my presentations are to be given here, we speak about the nature of the human soul and its connection with the supersensible worlds, then, understandably, to someone who judges what is to be said here from the point of view of today's general education, it must at first appear strange, peculiar, perhaps even fantastic. The one who has the point of view of this world view, which starts from a kind of spiritual research, will understand this the best, because how could it not appear strange on the one hand when, compared to today's world views, which think that they stand on the firm ground of today's science, it is explained by this so-called spiritual research that the human soul is a much more comprehensive being than everything that known to man by this soul itself in ordinary life, during the whole course of life between birth and death, because this spiritual research wants to show that this human soul life is not exhausted in all that comes to light between birth and death, but that this human soul being goes its way from birth to death and again from death to birth into new life, as the consequence of the previous ones [earth lives and the cause of later ones]. Man's entire existence can therefore be divided into successive earthly lives, with intermediate stages of spiritual existence in a purely spiritual world. At first this appears quite understandably as nothing more than a fantastic thing, and no one needs to be surprised, not even those who are grounded in spiritual research, that in the broadest circles of those currently educated such a view is taken as nothing more than the fantasy of some strange enthusiasts. And if on the one hand the matter itself appears highly contestable, then to such a contestation will easily be added the other, which is also raised by many, namely the one that says: Even if there really is such a thing as a soul life that is separate from the everyday, particularly separate, man with his ordinary powers of knowledge, which are at his disposal, certainly cannot penetrate to such a solution of the world's riddles, which stand on a ground as it has just been characterized. So if someone who subscribes to the current conventional wisdom says that nothing of the kind can be recognized at all, the other would explain the matter as completely fantastic. And indeed, my esteemed audience, one does not easily come close to the research methods, the research paths, that lead to insights, of which those hinted at concerning the human soul are only a part. Man cannot arrive at such results by external performance, by external experiments, nor by the ordinary method of observation of external science, and anyone who would imagine that spiritual research can resort to methods like those of ordinary science would be labouring under a great delusion. Spiritual science cannot resort to similar proofs as the usual science. Oh, [undoubtedly] all that [to which what is said refers] lies outside the realm of what human souls can observe and what can also be experienced by those powers of human cognition that are bound to the instrument of the brain. This immediately gives rise to the question: Yes, are there any possibilities in the nature of the human soul to gain knowledge that is not conditioned by the senses, that is not through the human brain? Of course, the answer to this question can only be provided by experience, the experience of those who have come to such realizations. But anyone can ask: Is there any possibility at all of speaking of an “super-being” of the human soul that exists separately from the external corporeality of the human brain? We must take a starting point, my esteemed audience, which I have often taken when I had the honor of speaking to you, from a fact that is intimately connected with all the highest riddles of human life, that imposes itself on man anew every day, that is only not observed because man least wants to observe in life what he experiences as an everyday occurrence. The life riddle that is to be discussed in more detail tomorrow, however, is surprisingly more significant. It is connected with the question of death and immortality. But intimately connected with this life riddle, which touches every human being so deeply, is another, everyday one. This is the life riddle that is contained in the state of change that we experience every day between waking and sleeping. We will not be talking here about the highly interesting scientific hypotheses about the nature of sleep, but rather about what spiritual science has to say in a very elementary way about the nature of the state of transition between waking and sleeping. Spiritual science must first draw attention to the illogicality of the assumption that everything that comes up during the day from morning to evening would disappear in the evening when we plunge into [darkness], into the unconsciousness of sleep. Instincts, desires, passions, sensations, perceptions, [joy and suffering], everything sinks into the unconsciousness of sleep; that it should vanish in the evening and [come again] in the morning, form itself again, that no logical thinking can assume. Therefore, this thinking can look to that, and provisionally regard as a hypothesis, what spiritual science has to say for its part. It says namely that when falling asleep, when man loses control over the outer limbs and movement, when he loses the possibility of feeling, of thinking, man's soul-spiritual being, so says spiritual science, leaves the body at this moment. Outside of the body is [then the human soul-spiritual being] during sleep, and it returns in the morning; when the person [awakens] again, begins his day life, this soul-spiritual being - so says spiritual science - [again] plunges into the [physical] body [and] begins to stir to interact with the physical-sensual outside world. Of course, my esteemed audience, this must be a hypothesis for anyone who has not yet dealt with spiritual science in more detail; because even if one assumes that the spiritual-soul being withdraws from the body and leads its own existence, man is not able to know anything about this soul-spiritual being; even assuming that it has emerged from the external body, man nevertheless loses the possibility of feeling conscious, active and suffering in what is supposed to be outside. And if there is no possibility to show that what emerges is really present, if there is no possibility to show that a person can experience themselves outside of the body, then there can be no real proof for what spiritual science says. The one who wants to be a spiritual scientist must provide this proof, and it is impossible to look into the spiritual world, it is impossible to gain knowledge in the spiritual world, so that what is submerged in sleep [in the spiritual world] is activated in the human being as his own human soul-being, is enlivened, is raised to consciousness even when it is separated from the body. The spiritual researcher must undergo this as a development of his spiritual-soul nature in order to arrive at a [new] perception. The spiritual researcher must learn to perceive, to communicate with the spiritual-soul being, of which the human being in ordinary life knows nothing, of which he must say: Even if it is my lot to experience it, I do not know it. This implies that something could occur to the spiritual researcher that would be similar to the state of sleep [and] yet radically different. Let us assume that the hypothesis is correct; then one could say: During sleep, the human being leaves his physical body. The conscious life ceases, the [sense] organs fail to function, so the state of sleep is [constituted] by the human soul becoming [apparently] unconscious, sinking into the darkness of sleep, where it does not make use of the tools. The spiritual researcher must be able to bring about this state of the soul through his will, through his will that has been energized. He must actually bring about what otherwise befalls people without will of their own: to suspend all contact with the physical world. The spiritual researcher must artificially induce this. But that is not enough; he would not bring about anything for spiritual knowledge if he only did that; he would induce the state of sleep. A second thing must still be [the following]: when [the spiritual researcher] has made himself independent of all service to the body through his arbitrariness, he does not fall into unconsciousness, but knows that he is in a new world with the ego, in a world beyond the ordinary world, that is, he must be able to to develop inner life and activity in the I, which otherwise appears paralyzed, feels no inner activity, no inner life; what otherwise appears as something unreal and paralyzed, he must make completely real. At least in principle, I have to tell you, dear readers, what leads to such a revival; a detailed description of how a person can come to a real inner revival [of his soul] can be found in my writings “How to Attain Knowledge of Higher Worlds”, “Theosophy” and “[A Way to Self-Knowledge of Man]”. What is said there in detail is given here only in principle. One does not achieve this through external measures, but through intimate inner processes that can be described with the words meditation, concentration of the soul life, contemplation. What does that mean? You get the best idea if you do not initially imagine that it refers to something that is completely foreign and separate from the ordinary soul life. Everything that the spiritual researcher applies to his soul is only a continuation of what he otherwise accomplishes. Let us take an example. One of the great advances in the spiritual life of humanity is characterized by what Giordano Bruno once did, who, as a world thinker, stood on the ground of the Copernican world view. What has been gained for the developing spiritual life with Giordano Bruno? We can construct it something like this, what was gained there: A large part of the people saw [then], in the time that preceded the Giordano Bruno, up into space, he saw [there] the various stars circling, but he imagined, the naive man of that time, that the whole space would be closed from the ether, from what was called the crystal sky, because one saw the blue sky vault. But how did Giordano Bruno look into space? He looked out into space and realized that every gaze that looks out sees infinity, and where the eye perceives a boundary, there is actually nothing. It is only through the eye, through the whole human perception, that something like a blue hollow sphere is seen. What the eye could see was thus broken through, and through the world view of Giordano Bruno that which the mission of the development of humanity needed up to his time was [broken through]. A new element emerged. [Infinite cosmic space is what the eye sees], embedded in infinite cosmic space, infinite worlds. Man can say to himself: What you see there, just as your gaze falls on the blue vault of heaven, is only an illusion, is only brought about by your interaction with the outside world, is [actually] not there at all in truth. How was such a view gained? This insight was not gained through external observation, of course, because this contradicted such insights, but through a higher energization, [a permeation] of the human cognitive and spiritual life. One had the courage to acquire inner knowledge from the information provided by the senses and thus to break through what the senses offered. Something comprehensive had been explained as appearance [– what the senses offered]. Through the fact that the human soul has developed powers within itself that can enlighten it about reality despite appearances, what is termed meditation, contemplation, [concentration] has become a continuation, as it were, of the limited development of the soul to which the leading spiritual personalities devoted themselves. How man comes to that arbitrariness of withdrawing attention can be read [in my book “How to Know Higher Worlds?”]. Just as it is possible in ordinary life to withdraw attention from something, so it is possible, through an inner, higher act of the will, to divert all soul attention from all external impressions, so that one artificially enters into the state as one involuntarily enters sleep. But] then you must have already taken care to make your soul life so strong that you do not fall into inactivity and lethargy, and that is achieved by performing the inner soul activity that is necessary for this. And how this is to be done will become most clear to us when we consider that everything a person experiences, thinks and feels is based on the outside world. One need only reflect on how empty the human soul would be if it were to suddenly, in an instant, forget everything that comes from outside. Some soul beings would feel only too empty. But now one can also achieve a certain deepening, internalization [of the soul life] if one takes the ideas gained from external impressions, holds them back, [withdraws and] processes them inwardly. That is already a kind of meditation. It only becomes effective when the spiritual researcher brings to life ideas that do not come from outside, but which he creates out of his soul, even if they are reminiscent of external realities. I would like to emphasize one such concrete idea here, an idea that may at first seem rather foolish to the outer man: Imagine having two water glasses in front of you, one empty and one partially filled; further, imagine imagine that you are pouring water from the half-filled glass into the empty one; try to imagine that the glass does not become emptier as a result of the pouring, but rather fuller and fuller, the more water you pour. A foolish notion in the external world, but such notions are important and essential for something else. To those who would object that this notion is quite foolish, one would have to say: such a notion is not meant to depict anything from the outside, but [this notion is meant] to evoke the soul to action, to stir up an allegorical notion in the soul. What is our attitude to this? This idea can be an emblem for something [very mysterious] and profound in human life; and that is what is included in the word “love”. Wherever we look in human life, we encounter it as something that fertilizes and invigorates. It presents us with riddle upon riddle [the riddle of life at its most profound]. Who would dare to say that they can look into the depths of the soul that are touched when love is mentioned? But one of the qualities of love is wonderfully illustrated by the parable of the two jars, by this impossible idea: the one who gives and gives again and again out of love does not become emptier and emptier, but fuller and fuller, richer and richer. That is a peculiarity of what is expressed there: that the soul is given more and more richly when it gives out of love. We can apply what is given in this symbol; we are not doing anything so incredibly foolish, because we are doing it according to mathematics and geometry. Let us assume that someone has a medal in front of them, but has no idea what its substantial content is. However, there is one thing they can see: that it is circular. They draw a circle on the medal and imagine it. Everything they can imagine as a circle applies to the medal. So what does he do? He separates the properties of things and considers them individually, separately, and in this way he arrives at his insights. With such a mental image, one cannot go as far as in mathematics. But this symbol is intended to lead to the [independent] inner life of the soul. Now, the point is to, excluding all other ideas, excluding all worries, [regarding what other life experiences are], spend a while devoting oneself entirely to such an idea, to live entirely in it. What is achieved here? What is achieved is that the person who wants to become a soul researcher has united everything in his soul that he would otherwise have fragmented into many sensory perceptions and many will impulses, that he has concentrated everything on a single idea that he has created himself and that he therefore fully comprehends [as a symbol]. An enormous amount of energy of the soul life must be applied when such a concept has no support, no crutch, in the outer soul life. But it is not enough to do such a training only for a short time. Much is necessary, as stated in the book “How to Know Higher Worlds”. Moral conceptions of all kinds [are necessary], they are particularly fruitful for the inner energization, for an inner revival, for a stimulation of the soul life. The first thing the soul feels is not, for example, immediate supersensible knowledge – it is that it now knows: there is the possibility in you to evoke other forces than those that can be experienced in ordinary life. It is an important and essential moment in life to experience this. This moment cannot be compared to anything else that one experiences in ordinary life in another science, which one can call an expansion of knowledge in the ordinary scientific field; what one experiences there can only be compared to something else in human life, to what the child experiences after it is intimately connected to the physical for the first time, the first years after birth. We see it growing up in such a way that the soul is, as it were, not separated from the body, the spiritual influence expresses itself in physical movement, then we become aware of that [important] moment when it is aware that it is an I, until later it remembers back, while the earlier time disappears. Childhood presents itself as an inner division into a spiritual and a soul life. The physical now presents itself to the soul life as something different; a kind of birth of the soul life takes place, a detachment of the soul life; not only has the child gained something, but it has become different, it has become a different being. In the same sense, one feels one's self growing when that which can be attained through meditation occurs; [one feels something similar to the experience of the child.] In that moment, one feels more and more how something is detaching itself, just as the physicality of the child detaches itself from the soul life. The soul life becomes twofold; one sees something emerging, as when a new human being is born out of the old one, [one becomes a different being, acquires a new self, a new inner soul life awakens]; just as the child, when it begins to become aware of itself as a self, relates to its corporeality quite differently than before, so the person who has experienced this relates to his or her entire soul life. But this is a moment that is essentially different from the moment that has just been discussed in the life of the child; how, that can become clear when you consider that a person is what he has developed as his feeling, thinking and imagining throughout his life; what he now experiences in his soul, he must detach from himself like a new self. What was inward must now become outward; the greater part of it becomes outward, and a new inner, at the same time higher, soul life awakens. Only at this moment do you feel two things; the experiences are well known from the past, but you have never gone through them with such intensity. The first thing that occurs is: Now you know what self-love is. In that moment, self-love becomes clear. Now you know: you have to separate yourself from what you were so in love with, what you thought was your everything, what you used to call your being; it is as if the ground disappears under your feet. Only now do you feel how you loved yourself, and what you have to tear out when this soul life is shown to you objectively. It must be so for everyday life, because man loves most what he is, however selfless he may think he is. One overlooks the fact that one loves most what one has gradually developed in one's soul life, [what one must snatch from oneself]. It is a difficult task to detach oneself from oneself; and without getting to the point where one, so to speak, tears out from oneself what one loves and values most in oneself, without this fact one cannot recognize the soul as grounded in the soul worlds. One also has a sense of what the expulsion of self-love is in ordinary life; one only gets to know the strength [of selflessness] that this sense now requires at a certain point in the development of meditative, concentrated mental life, which only allows the soul to become aware of itself in its essence. The second thing is to become aware: What are you now [at your core], now that you have made your core your shell [now that what seemed to be the core is only the shell]? At first, you feel that you are not much at all, that what appears to be a new self is very thin. What is needed now is inner courage to maintain oneself in the face of the feeling of powerlessness, of the bottomlessness of the whole new being. It is basically one of the most important experiences of the spiritual researcher to tear out self-love and overcome the tremendous fear that arises when one recognizes one's own powerlessness of the new self. Now, in ordinary life, what the spiritual researcher achieves is also present in everyone; something new is not given to people at all, it can only be perceived by the soul researcher at the characterized level. There, what he actually is confronts him; only now does self-knowledge occur. Why can't people have it all the time? [Why wasn't it there before?] And here we come to the important discovery that everyone who wants to become a spiritual scientist, who transforms the nature of his soul so that he can see into the supersensible worlds, must make: He comes to the realization that it is good in ordinary life that all this [that self-knowledge] does not occur because man would not be able to bear it. The training must consist of the fact that he [at the moment when he lays aside the soul's cover] is then also able to face himself in such a way that he tears out all self-love, that he has the designated courage to a sufficient degree. The fact that a person does not face this in ordinary [real] life is a form of protection, because [the ordinary person] would not be able to bear [what used to be inside becoming external]. That is why spiritual science speaks of [this moment of] standing before the “Guardians of the Threshold”. By the threshold is meant the one that one must cross if one wants to enter the supersensible world. It is said that ordinary life finds protection through this guardian of the threshold, because only now does the possibility of the soul's relationship with the supersensible worlds begin, only now is the soul ready to look into the supersensible worlds. Only now does the human being begin to become a spiritual researcher. For there comes a time when the human being, if he has practised such an inner strengthening of his soul life for a sufficient length of time, when he has brought such symbolic images before his soul for long enough [which he knows they serve to strengthen the soul], then his soul has become strong, then he also perceives the fruit of this strengthening, then he becomes aware of that important, significant moment, which he feels like an epiphany. Such images arise [of their own accord] from the indeterminate depths of the soul's life, which seem to show him new worlds. Now the most important and decisive moment for the soul of the spiritual researcher has come. Now he must be able to make a decision that is extremely difficult. Why it is difficult may be seen from a comparison, from the comparison of what happens to a person when new images arise in him without his doing, which do not come from external facts. You know, they are called visions, hallucinations, delusions and the like. The person who is an external scientist will be tempted to say: What the spiritual researcher experiences is nothing more than delusions that arise in an ill soul. Now, of course, the difference cannot be readily explained, but it can become clear to anyone if they make another comparison. You will also be aware of what happens to a person who has come to such delusions through illness. To talk such delusions out of such a sick person is a futile exercise. Now it becomes clear how much a person is in love with what he has created. As a spiritual researcher, a person must not be in love with his image, and therefore he must uproot self-love; he must know: In all that comes as an image, you live only in it yourself; like shadows of your own being - what the inner nature of the soul's mood is, that is expressed in what surrounds you. That is very difficult, because you can meet people who have come to such experiences through some exercises, through states of illness, which should not be mentioned here, and the like. Oh, such people are blissful in the world that they claim to have gained. They can tell you some strange things, they are completely convinced of this new world. To prevent that from happening is part of spiritual training. Yes, the will must go further; it must not remain merely with knowledge, that does not help in the long run. A glorious new world comes to meet you, but you have to know what it means, that it has arisen from the inner nature of the soul mood. (It takes a strong will to say to yourself: All this is only a reflection of your own being; abstract knowledge is of no use here.) The willpower must be so strong that it is capable of extinguishing this entire [imaginary] ego-world so that it is no longer there. That is the Rubicon that must be crossed. You have created this world for yourself and you have to be able to extinguish this world again. Only someone who has gone through this can talk about it. But when he has managed to extinguish this entire ego-world, then he has made himself objective, and then he has freed his consciousness for the experience of an objective new world. The things come back, similar to forgotten images that lie dormant in the soul life, and yet they are quite different. Only now is the soul, through its powers, transported into a completely new world. It is so strange, what one experiences at this stage of realization; it is as if one has experienced a completely new thing, which has enabled the soul to perceive an objective spiritual world. Now the soul life has become the spiritual eye, the spiritual ear; now it does not perceive itself, one has become objective; now the soul is the spiritual eye and ear, because it no longer sees itself. Just as the outer eye [does not see itself] and knows nothing of itself, and thereby becomes permeable to the outer world, so man must, through the procedures undertaken, have made himself permeable, as it were, to the spiritual world; [then one sees the supersensible world]. When he has made himself permeable through his energy at his root, then he finds what lives within the soul! Now, one could say that everything the spiritual researcher finds could be autosuggestion, deception. I have already mentioned here what someone told me in another [gap in the transcript]: The soul is a peculiar thing, it often imagines that it is facing a reality. — One would have to object that there is no proof of anything that can be experienced in any world except the experience itself. Only the experience provides the proof. We only need to recall a strange philosophical assertion by Schopenhauer, on which philosophies were founded. When we hear that the world is an idea and that basically everything that comes to man is only an idea, we have to answer that ideas can be clearly distinguished from experience. It is quite a different matter when we form the clearest idea of a piece of hot iron and when we actually touch a hot iron; we will get burned by the latter, but certainly not by the former. There is no proof of reality except that through direct experience. If no one had seen a whale, we could never prove that such an animal really exists. In life itself, reality is indeed guaranteed by this experience. It is the same in the supersensible worlds. Anyone who has progressed to where the spiritual researcher should go, experiences the reality of those worlds into which he has entered. When the Lord said that there are people who can imagine a lemonade so clearly that they believe they can taste it, one must say: Yes, of course, it happens that someone can imagine the taste of a lemonade from the mere idea of it, but has the experience been carried to its conclusion? It is only complete when he has quenched his thirst, and no one has quenched his thirst with the mere idea of taste. The experience must be brought to a conclusion, and this conclusion of experiences is experienced when one has [really] entered into the supersensible worlds with one's soul. Only when one has approached the supersensible worlds in this way is one in principle able to see through the supersensible self-substantial being. This self-substantial being becomes particularly evident when one looks back on one's own life. But it is very difficult for a person to recognize this own life, because everything that it usually appears to be is actually, one might say, a one-sidedness brought about by life circumstances and by one's own disposition. We meet idealists, materialists; one regards the other as a fool. It is not enough to see through superficial self-knowledge. More profound minds, such as Goethe, for example, have known that fundamentally each of these points of view represents only one-sidedness. Material things must be recognized with material laws; spiritual things with spiritual laws. But Goethe has placed himself in each point of view and he did not come to regard the spiritualist as a fool, because he knew that one can only understand the supersensible life through one's spiritual powers. Some who have not progressed as far as Goethe think that one has to look for the truth in the middle; for someone who knows the truth, it is just as if you had two chairs, and it could happen that you sat down on the floor between the two instead of on one of the chairs. You don't get to the truth by taking the arithmetic mean, but by making each point of view your own, then you find the way to the truth, as Goethe says. But you can only do that when you have a deeper self-knowledge; when you look back on your life, you realize: you have achieved this and that because of your point of view, from which you look at the whole world, and that is how you have become what you are. In this way, life becomes an image, and one comes ever closer to what one could call the removal of the human being, because the human being is usually no more than his point of view. When man removes himself, his own life becomes an image, something that confronts him as previously mentioned in the imagination, and when he now applies his strong willpower to his life, when he suppresses everything he recognizes [through strong willpower ], when the whole of life, when it has first happened, becomes like a forgotten image, then what one is outside of the body between birth and death, what goes beyond death, [what one is outside of the individual life in a purely spiritual world]. One gets to know oneself as a spiritual being that discards the body and lives in a purely spiritual world between death and a new birth, that takes what it has experienced with it into the new life and that now helps build the human body in order to become aware of itself later. In short, through experience one will also get to know the more extensive nature of his soul, which is not limited by the boundaries that delimit our lives; [it is a nature that extends beyond the boundaries of life and goes from life to life. In this way, this new life takes on an element that is similar to what Copernicus and Giordano Bruno brought.] While in the time of Giordano Bruno man looked up at the stars and assumed a limited world, the latter broke through it and explained it as taken out of the limitation of the soul's life; so spiritual research, in full agreement with natural science, will solve the death riddle [gap in the transcript] by showing that Just as the firmament is not a real boundary, so the boundary set for life from birth to death is not a real one, but is only created by human perception. As if from a spiritual firmament we are enclosed by birth and death; but just as Giordano Bruno broke through the limited [and pointed people to the infinity of space], so spiritual research will do the same in full harmony with science [and point to the infinity of the spirit]. But how does the spiritual researcher relate to those who cannot become spiritual researchers themselves, who can only read and hear what the spiritual researcher can communicate? The objection that only the spiritual researcher can see into the spiritual worlds is not justified. The spiritual researcher is in the same position as the painter in relation to his picture. When two people stand before the picture, one indifferently, the other with a vivid intuitive perception, a whole world can unfold for the latter. But that the picture could come into being, the cause of that is the skill of the painter. He must have overcome what led to the picture being painted, but when the viewer penetrates, what the painter thought becomes present to him. The spiritual researcher must be able to describe in ordinary terms and words what he has brought out of spiritual science. You don't have to be a painter to understand a picture. In the same way, one can sense as truth what the spiritual researcher expresses. Therefore, the results of spiritual research can be recognized even if one is not a spiritual researcher. Thus, what spiritual research reveals can certainly become part of our cultural life. Those who truly engage with the insights of spiritual research can thereby come to a real knowledge of the supersensible world and the human soul. [He can] become aware of the supersensible world with such certainty that he is put in a similar position to Goethe, who was once pushed to make his strange statement, in the face of all the objections that may come from those who, for understandable reasons, regard Theosophy as folly and fantasy. Even in ancient Greek philosophy, the denial of movement was present. These philosophers said: When [an arrow is shot and] the flying arrow is seen in one moment, it [always] rests at the point of rest, in the next moment it is at the point of rest and so on; therefore it is always at the point of rest, therefore it is not moving at all, [so there is no movement]. Goethe said, when this came before his mind's eye, which is credible proof after all:
He meant that facts have been proven, which can be proven without gaps by the intellect, but to the contrary. In the same way, one would like to behave when one has gained certainty about the reality of the spiritual world, the human soul itself and its foundation in the supersensible world. Then one would like to remember this saying of Goethe when people come and want to prove without exception from their point of view that there can be no supersensible world, and if it is, it cannot be recognized. Then one would like to hold out to these deniers of spiritual life and of the existence of the human soul in it, when they face the world view of spiritual research with hostility:
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