80b. The Inner Nature and the Essence of the Human Soul: The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Translated by Martha Keltz |
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80b. The Inner Nature and the Essence of the Human Soul: The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Translated by Martha Keltz |
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First, as in previous lectures here, I must take a moment to ask for apologies, as I cannot give the lecture in the language of this country. Since this is not possible for me, I must make the attempt to be understood in my customary language. Secondly, I beg to apologize as I've arrived here with a cold, and so perhaps there will also be interruptions here and there throughout the lecture. When one speaks in the present time of the question that has been announced for today's topic, a question that is indeed related to the deepest needs, the deepest yearnings of the human soul, then there emerges out of today's education the objection that questions so bereft of discovery cannot be spoken of scientifically at all, that one must be satisfied to let such questions remain within traditional beliefs, within the same things said about these things as are perception and feeling on the fingers. This is the familiar view nowadays, and therefore everything that is put forward from the point of view of a truly spiritual knowledge will be perceived as somewhat strange. Yet all that is brought forward here, that has arisen from valid points of view, can absolutely stand on the same ground as the accustomed scientific views over the course of the last three or four centuries, when the natural sciences actually climbed and arrived at the point of their highest success. But if one applies only the same methods of knowledge that are allowed by science today, then a way cannot be found into those areas for which answers must be sought, as far as is possible for people regarding such matters as those that we want to deal with today, questions of the soul's eternity, of the eternity of the innermost being of man. Now the point of view here submitted wants nothing further than to continue within those natural scientific methods set down, but not just to those points from which one can gain a glimpse into the supersensory world, from which alone a possible view into the eternal nature of the inner man can be won. One must initially want to succeed in the acquisition of such knowledge so as to set the sights overall on the expectation of the knowledge itself. One must ask whether the insight, the inner realization, will stop within the ordinary consciousness as we apply it towards the phenomena of nature by measuring, by experiments in balance, through counting, arithmetic and so on, or whether a further glimpse into the supersensory is possible; whether an entirely different cognitive perception ought to be gained or not. So that we understand by such means this different cognitive perception, allow me next to make a comparison. I do not from the start want to prove anything by this comparison, but only to make myself understandable so that what I want to add as more evidence of any nature can be captured in just the right way. Even in ordinary life we know of two states of consciousness within the human being that are strongly different from one another. We know the state of wakefulness, where we are from morning till night, and we know the state of sleep, in which we are outside of the ordinary circumstances of life, and from which arise colorful iridescent dreams. If we maintain a reasonable point of view, we do not attribute the same perspective of reality to these dreams that we experience in the waking state. But let us consider: by what means in general do we come to speak of the dreams that arise out of the sleeping state—in general so to speak—so that they often carry, namely, an interesting character, but have a lower reality value, or perhaps in a certain sense they do not quite have the reality value compared to what we experience when awake? We come to an assessment of the dream world only by the fact that we wake up, and by awakening we come to an entirely different state of consciousness. What happens because of this awakening? We switch our will on, especially in our body, in our physical tasks. These depend on the will. After all, what we perceive through the awakened senses is also essentially caused by the awakening of the will in the senses, in the switching on of the sense organs. To a certain extent this goes on in our entire organism, our entire organism is taken hold of; we are able to turn ourselves to the natural world through our organism. And by what we experience because of this activity we are quite capable of assessing the value of the dream's reality. We could never come within the dream to any other insight about the dream than that which the dream itself presents as full reality. So long as we dream we see everything as real, what the dream presents to us in its colorful, dazzling variety. Let us allow ourselves, once, to take up a certain correct, daring, paradoxical hypothesis. Allowing for this even once we would never awaken throughout our entire earthly life, but would constantly dream. Then we would fill ourselves during our conscious life on earth with all the ideas that we know only from our dreams. And one with such a problem could therefore definitely think that any force of nature—or by my account any spiritual being—could drive us to our actions, and in everything that we do from morning until evening our outer life thus proceeds as it proceeds. We would be accompanied not only with waking concepts, we would be doing something completely different of which we know nothing. However, we would dream our entire lives through, and we would come only to the thoughts that are not true reality. For that which occurs when we grasp things, when we see with the eyes, such as we have in the waking state, would not occur at all. Thus we know our dream state only from the point of view of the Guardian's judgement. If such a thing is taken seriously, if we do not pass lightly out of habit over the usual events of life, then there arises just opposite the deeper soul questions this hypothetical view: Yes, is it not then perhaps also possible to some extent from a higher point of view to turn from our habitual everyday Guardian and awaken to something new, to a higher state of consciousness? Can we not allow ourselves to think that, if we can wake up out of the dream into everyday reality, we can also awaken out of everyday reality into a higher consciousness? Just as a higher consciousness is given with which we can judge the reality of the everyday world—where we are from morning until evening—can we not also judge the reality value of the dream from the standpoint of wakefulness? I have put this before you first of all as a question, as an entirely hypothetical question. The same scientific point of view that I have here asserted now shows that it is actually possible for the human being to come to such a second awakening. Just as the shift from sleeping to dreaming in life occurs out of ordinary wakefulness, so this occurrence can increase to another higher level whereby one awakens out of this ordinary everyday life to a higher state and, from this, everyday life likewise appears as though out of dreams. Now in order to take such a point of view at all, something is necessary that I always call, in this context, intellectual humility. This intellectual humility, however, does not belong to present-day man. Indeed, present-day man says to himself: “Well, when I was a small child, I dreamed in a certain way within life. Then I left childhood, I had to do so, yes, and I came to parenting through becoming older, through life itself. I was then in my entire soul constitution a different person. Each intellectual point of view that I had won for myself I had not brought into the world, for I had first developed it within myself out of the dull, dreamy state of the child's consciousness.” This is indeed the man of today, but here he stops, and then he says: “Well, I have this point of view. What appears to me to be true from this point of view is true; what appears to me to be false from this point of view is false. Through this point of view that I once won for myself, I am the sovereign ruler over truth and falseness, error and accuracy.” Yes, one should not have this gesture of immodesty if one really wants to ascend to true knowledge of the supersensory world. So care must be taken: just as the human being has evolved out of the dull, dreamy soul-state of the child, so must it be presumed that from the standpoint of the soul—where he has already come once—he can continue to develop himself when he becomes an adult. Now it will be shown whether such a second awakening as I have hypothetically constructed is possible, whether such a development can be produced. First of all, we naturally use those cognitive and mental powers that are already there when we want to enter into true, exact spiritual research. For there is nothing else the human being can use in relation to his soul constitution than what is already there; this he can try to develop further. Now there is a soul force that the more perceptive philosophers admit to, even in respect to our day, and if one looks at this properly it is already pointing clearly to the eternal essence of man. This suggests, however, that man will not develop even this soul force further; he will merely engage in philosophical speculations about it. That is to say, he wants just enough to stop in ordinary reality, and it is as though he, the dreamer, does not want to wake up, but wants to dream further about the dream in order to give himself an insight about the dream. He does not want to wake up a second time. The soul force I refer to is indeed beyond the power of memory. I do not want to engage in wide-meshed philosophical arguments here—naturally there is no time for it; in other circumstances there could very well be—I want to remain entirely within the popular consciousness. Let us imagine once that this popular consciousness actually works in man just as the power of memory and the power of perception do. Events that we may have gone through decades ago are accordingly brought up from the depths of the soul—or, preferably, we should say out of the depths of the human being so that we do not present a hypothesis about the soul. Out of the depths of the human being thought pictures will be conjured before the human soul that are the same as those that perhaps years ago were experienced in all of their vitality. What is actually occurring here? There lies before us something in memory that is different from what had been perceived in the outer world. In order to perceive the outer world it must be there. When the eye sees, that which is seen must be there. When the ear hears, that which is heard must be there, and so forth. What is experienced by the one perceiving is provided by the perception. With memory we have something in the soul that is not now present. What began as a perception, perhaps a long time ago, but is now no longer there, is conjured up before our souls by the memory. From these facts intended here to emanate from spiritual science and not from philosophical speculation, connections can now be taken up and developed further through exercises of the soul. The question is this: if we are capable through ordinary memory of having something of the perceptions and the thoughts that are no longer there, but once were there in our earthly life, could we not perhaps also, through further development of such soul exercises, arrive at what refers to something that was never in earthly life, to something that is a more highly developed memory, yet is not actually a memory but an Imagination where the memory is so far advanced that something is presented that was not originally there? This can be achieved the more that we really develop the thought life that is used for ordinary consciousness. This is not to criticize, but only to show the facts of mental life. Because for natural science and for the ordinary consciousness of the practical human being, only the external impressions of his consciousness are taken into consideration, and it is entirely correct that he surrenders to and passively experiences the thoughts of these external impressions. However, through this second process the higher awakening of which I have spoken can come about, but one must surrender all of the work and activities of thought life, surrender the forces of thought. There then occurs that which should not be confused with what today is often called clairvoyance, which of course is based upon all possible associations dependent upon human organic functions. That which is acquired here presupposes that each step during practice is completed with as much prudence as the mathematician takes with his arithmetic for the mathematical sciences; so it is known exactly and precisely how to practice every forward step of the soul, just as the mathematician customarily carries out his work. Only the works of the mathematician are in objective forms, while here the work is to bring forward your own soul forces. In this manner you are finally led to remember. You live in an entirely different mental power than previously. Previously the power of thought was just abstract; you could think about something through your thoughts, but now, now you are internally experiencing the power of thought as a real force, just as you experience the pulsation of your blood. Now you experience thinking and action as a reality within you—now you see that the power of memory also lives in thought, only it is a dilution—if I may express myself figuratively—of that which is seen as a much greater power of thought, like the pulse of organic forces. You experience the reality of thought. And you can experience this reality of thought in so far as you really feel something that has not yet been felt. It has been felt in the physical body, and now one begins to feel a second, higher person. And this second, higher person then takes on a very definite shape. So you have more than life in this time-body, the head is free: you have a human being in the etheric cosmos. That which I now recognize and know only in its importance as the earthly human being—and it actually has the I-sense—this is the human being as earth man, this is only the physical body that evaporates in space. What we are as human beings as we go around in ordinary life, we are in that we carry a space-body with us, a fleshly space-body. Then we experience what I would call a time-body. One can also call this an etheric or formative forces body, as I have done in my books. We experience namely that which emerges as a powerful tableau, an overview of our previous life on earth, from the point of time that we have reached, going backwards until the beginning of childhood. As otherwise we experience only a space tableau, now we experience a time tableau that occurs suddenly and is an overview of the entire previous life on earth. This is the first supernatural experience that the human being can have, his own earth lives suddenly appearing before him as a tableau. Now someone can say: Yes, but perhaps this is only a somewhat complicated picture from memory. Indeed, one could likewise place together in thoughts what has been experienced and then form a continuous stream of memory; yes, one could just receive this picture as a memory picture. And perhaps we are brought to a state only of some self-deception here, to nothing other than such a memory picture from what you describe to us on the basis of your active guidance. This would assuredly be so if there were no differences in accordance with the content! Indeed, if these things were really faced as though one were a scientist, confronting scientific things in laboratories, in physical cabinets, at the clinic and so forth, and then considering: is this an ordinary memory image? Imagine how people have approached us, how they have done this or that to us, how this or that has touched us with sympathy or antipathy, and so on. This can perhaps also provide us with a memory image that represents how natural phenomena has approached us. But it is always this that comes to us: what the thing mainly is when it is merely recollected. In this tableau to which I have just drawn attention, it is not that the things draw near to us, but rather that everything comes out of us. This appears chiefly to be like that which we confront out of the inner forces of the soul as natural phenomena and the human being, yet everything appears from within us. This is real self-knowledge, real, concrete self-knowledge, which in fact occurs initially out of the previous earth life. And if we compare what we see overall, then we must say: that which we have produced from our previous life on earth does not behave like an ordinary recollection, but—like a sealing wax impression in a signet—it is the correct reverse image. And whoever simply makes this comparison will know that this is the first step of a new knowledge, of an increased memory that is not just more memory but represents an overall Imagination of a previous earth life. This is the first stage where one feels that he is this higher human being who carries within himself this time-body; this is not just something that the space-body has conjured out of itself, but something that has worked itself into this space-body ever since we have been on earth as human beings. For we recognize that the powers that lie in this space-body are of the same nature as the power of growth, the same kind that, in addition—for instance, when we were children—has wonderfully modeled our first—I want to say—unplastic, amorphous brain to the wonderful form that this brain gradually becomes, and so on. And in settling into this time-body of the human being, into this first stage of the supernatural experiences of the human being, what must be rejected are all of the narrow-minded notions of the ego that one has, such as that the I is resting inside of the human skin. Now one feels as though he belongs together with the entire cosmos. Now one feels that he really is in his etheric body, in his time-body as a member of the entire cosmos, and he has a concept that is very real: if I cut off a finger of my body then it is no longer a finger; the finger has meaning only in the context of the organism. So by focusing on this time-body, you have a clear awareness: as a human being within this higher being you have the sense of being a member of the entire etheric cosmos, you belong to the etheric cosmos. It is really correct that the I now recognizes itself in its significance as an earthly human being; knows that it is actually owing to the physical space-body that the human being has the I-sensations as earthly man. However, this is only the first stage of a super-sensible knowledge that can be acquired in order to feel the eternity of the human soul. The following higher stage actually leads, in truth, to a second awakening. For in the first stage we have reached nothing other than the self-knowledge of the earthly human being. The higher level will now be achieved with the same power with which one has initially, through active thinking, concentrated fully on concepts, and, with the same intensity of soul life, now carries away in turn such concepts from consciousness; only one has to come back to them time and again. In the handling of all of these processes there is nothing suggestive; it proceeds as something with the fullest deliberation, like the course of mathematical procedures. But still, the one who finds himself surrendering such concepts, such thoughts in a strong manner, the one who moves as in the described example into the center of his consciousness, this is the one who at first is wholly devoted to these concepts. And it is more difficult to get rid of these than the passively acquired ideas of ordinary consciousness. Therefore, in order to forget or carry away something from your consciousness, a stronger force must be applied than would otherwise be applied. But this is good, because through the fact that you apply this stronger force you can reach yet another higher state of consciousness. You need only think honestly about what occurs in human consciousness when the familiar, passively acquired conceptions stop. Think first of all about stopping these visual concepts and you know that the person will fall asleep—such attempts have indeed also been made in psychological laboratories. This is exactly what now occurs in the human being when he, as a spiritual investigator, has first concentrated all of the powers of his soul on certain conceptions and then clears them away again. There then occurs in him a state which I call the deepest silence of the human soul, empty consciousness. And within this deepest silence of the human soul something very significant is actually said. Thus, the concepts that were first brought into consciousness with all of your strength are again released, and then you have an empty consciousness. This is simply so. You can wait in mere wakefulness for that which the inner life of the soul then reveals, but in that which I can only describe as the deep silence of the soul, something else enters in. If we can agree on this soul experience, allow me to make the following comparison. Think to yourself: at first we are in one of the big, modern cities, where, if we go out onto the street, such real noise and tumult reign that we cannot understand our own words. Then, removed from the city, five minutes away, it is always silent, and another five minutes away it is even more silent, and more silent. Let us imagine then that we come to the deep, silent solitude of the forest. We can say: all around is silence. With the environment itself in silence our soul comes to silence.—But you see, we have not yet attained that silence which I now speak of as the deep silence of the soul. When one speaks of the silence of the forest over the din of the city, it is said that sounds very gradually cease. At the state of zero—having arrived at the zero state over the loud din—we call this, then, rest. But there is something that goes beyond the zero! Distract yourself, once, with one who has a fortune; he gives continuously of this wealth until he has little, yes, until he has less than nothing. Nowadays we see that one does not particularly stop when he has nothing, but goes further. How does he do this? He goes below the zero, goes—as the mathematician says—into the negative, into debts that are made against the assets, into that which is negative in respect to zero, which is less than zero. Regarding the silence, think of this: we can go from the loud roar to the rest—zero—yet we can go still further, so that we enter into the regions of silence where the silence is stronger than the mere zero-silence. And the life of the soul enters into such regions, where there is a greater peace within than the mere zero-silence. If this occurs as I have indicated, the complex concepts of the consciousness are first powerfully extinguished; then the soul moves into the growing emptiness toward the inner experiences. There then emerges from the deep silence of the soul, contrary to the opposite sensual world, the objective spiritual world. Thus the spiritual researcher has arrived at the level I have described, and from the deep silence of the soul he meets the spiritual world, and he is gradually within the spiritual world, just as the human being through his eyes, through his ears, is in the physical-sensory world. And in the deep silence of the soul the objective spiritual world is revealed. And then one can go further in the exercises. Just as one can get rid of a concept, so can one get rid of this entire picture of life that he had at the first stage of his super-sensible cognition, as I have described it, and that was experienced as real self-knowledge. This he can now clear away with all of his strength, clear away this time-person just as when, in the moment of realization when he had come to the time-person, he had already rid himself of the space-person with his strong I-feeling. Now the time-person can be removed. And out of the silence of the soul one is inflamed when one compares his own self-knowledge, the real self-knowledge, to the waking consciousness that has come in the deep silence of the soul. There is now revealed nothing spiritual, but through the outer work of his time-person he enters into the same world where he was before he descended to take on the physical body that had been prepared by his parents and forefathers. And from the deep silence of the soul there is revealed, in addition to the simultaneous spiritual world events, one's own spiritual and soul being, what he was before he descended to this earthly existence. Now he looks into the life that he went through with others before an earthly garment, if I may call it so, was accepted, purely spiritual-soul beings. The existence of the human being prior to birth or prior to conception actually occurs before the soul seeks to connect with others. It is this that is the point of view represented here. One does not begin to speculate on any viewpoints so as to determine whether or not the soul is immortal. Nothing can be expected from this, because that would be as though one had pulled oneself out of the dreams, out of the dream that had won enlightenment. One must awaken in order to educate himself about the dream. Now one can awaken in the deep silence of the soul to a higher stage and clarify what life on earth is. It is formed from that existence that he had gone through before the step through birth—or rather through conception—and the descent to this earthly existence. Spiritual science in the sense meant here wants to show the methods by which the vision of the eternal can be acquired by the human soul. This however is the second stage of spiritual knowledge by which we can climb to the secrets of the world, and which can also give us, in addition, the secrets of our own being. A third stage is scaled through the fact that something is now a power of knowledge, although it is not a power of knowledge in ordinary consciousness, nor is the power of memory an actual power. We remember what we have experienced. Just as little is another power of the soul a power of cognition. And when I say it is to be a power of cognition, then any scientist who sits here—I can understand quite well, because you have first to think as a scientist about these things, I know very well, and no one should actually speak with full responsibility about the exact spiritual knowledge asserted here who is not fully familiar with the usual scientific methods. So if scientists do not receive from the above the silent "goose bumps," they will at least receive a little if I now also claim that a force which otherwise plays a huge role in ordinary life—but should not be scientifically availed upon in ordinary life—that this will be now be taken as a power of knowledge for the soul to complete: the power of love. Yes, certainly love plays a huge role in existence, but it is said that she is blind. It may not be taken as some sort of complete power of knowledge. But if one has driven the power of knowledge so far that we have come to the deep silence of the soul, then there occurs above all within this deep silence of the soul what one might call a distinct impression: When you want to see you have first to deprive your sight of the outer sense world. You must pull it out of your physical body, pull it out even from the time-body. And then it fades so to speak, that coarser part that is bound to the physical body; the I-feeling very strongly goes yet further, as I have described earlier, where you feel that the time-body is already one with the entire cosmic existence. But if—through the exercises that are described in detail in the books mentioned—you become acquainted with this deprivation, in which there occurs, in a very real sense, deprivation of the physical, deprivation of the time-body—if you look to existence as it was before you descended into physical existence on earth then you will experience something like a deep pain of the soul. And the true higher knowedge is actually born out of this pain. Do not believe, if you are honest, that you can describe higher knowledge as being born out of desire! It is born out of pain. And you must gradually acquire the endurance to win against this pain. If one acquires the endurance to win against the pain, then he will learn as a spiritual researcher to turn back repeatedly to physical-sensory existence in a slightly different way. Because he will understand, yes, that he will have what I have described as a higher knowledge—that may be acquired in the characterized example—for only a very short time. It is not about getting caught in a higher world if you are a spiritual researcher, for when you have stepped through the higher world you must return ever and again to the ordinary physical-sensory world. However, one returns from the moments of higher intuition in which one has first learned, in deepest pain, to do without this physical-sensory world. Then you get a very different stance with respect to this physical-sensory world, since you actually get to know what may be called the feeling of being a victim. One really has this feeling, that remains within, of being a victim, and with full awareness—not only out of instinct but with full awareness—he surrenders himself to other beings or even to other natural processes. While the instinct of love so acts that the sensation of love is felt to a certain extent in the physical body, then the love can be so developed that it runs in bodily-free activity if it is carried up and formed as a sacrifice to the other, in the spiritual world and also in the physical-sensory world. Then this love itself gradually becomes the power of knowledge. And then you get to know just what you can really only know when love becomes the power of knowledge. You see, through love we come into a relationship with another being who may at first be foreign to us, and we feel ourselves standing next to the other being if we carry across our own existence into that existence. We need the certainty of the sense of our building a bridge to the unknown being through love. If love—at a higher level, I would like to say—so awakens as I have just indicated, then we obtain our ego again, like a foreign being that—yes—we have lost along the way, as I have described. But how do we obtain our ego? As the one whom we were in former earth lives, who is as strange to us in this earth life as a different personality, taken to a higher scale by the spiritualized, refined level of love. Our ego is not given back earlier to us, not until we can grasp it in love as entirely foreign. We have not desired to see this ego as it has lived in former lives on earth, and then passed through the time that lies between death and a new birth. However, we discover our ego where we are able to perceive ourselves out of the deep silence of the soul, before we descended to earth life, and look back to the previous earth life as it was before this purely spiritual-soul life. But, I want to say—we must first have developed an entirely selfless higher love as a power of knowledge; this then gives us an unsought insight into a former life on earth. Then we know that we had to go through these former lives on earth. And we have so risen that we can see the ego, how it was and how it had a body other than the body that we have now, that has carried us since birth to this point of time in earthly life. Then we have arrived at this moment, to be able to really comprehend ourselves as entirely free of the body—that is, recognizing the moment to live through that we then live through as real when we pass through death. For we have placed the physical body into reality. In the stage of knowledge that is gained in love, we remove the physical body of knowledge and we experience ourselves in the same elements where we will be with our eternal inner being when we pass through the gate of death into the spiritual world, from which we have descended into physical existence on earth. And so we experience immortality when we—forgive me when I use the term—first recognize the experience of unbornness. But the eternity of the human soul consists of these two: from unbornness, for which we do not even have a word in our contemporary educated language, and from immortality. Only when one comprehends these two as two sides of the eternity of the human soul can one really approach understanding. In the intellectual conceptions of today, people unfortunately treat these things with a certain egoism. They say to themselves—without having to voice this—more unconsciously they say to themselves: Well, that which has preceded our life on earth does not interest us, for we are here. It interests us that we are here. But we are interested in what happens after death because we do not yet know this. This is egotism, but the results are not knowledge. Knowledge results only from unegotistical essence. Therefore, no one can gain a real knowledge of the immortality of the soul who does not have the will to achieve knowledge of the soul's unbornness. Because the eternity of the human soul is composed of the soul's unbornness and the soul's immortality. This also results in the outlook of repeated earth lives, as indicated at the third level of knowledge after full awakening out into the spiritual world; the memory not only extends into premortal existence, it also extends into the stages of existence in the previously-lived earth life. Thus we know that there really is before us a second awakening of the soul. Out of the dreams we switch our will on in the body. As a result we live in the world of space while the images otherwise proceed, and we accept these passing dream images as realities; we recognize the awakened nature of the image. But by what means are the images images? By the fact that they stand as images. As we awaken, we switch on our bodily functions. I want to say, we see red as red, the same whether we are awake or asleep; we hear tones the same way, whether we are dreaming or awake. But while we are awake, having turned our will on to bodily functions, we go over to some extent to the realities—in crossing over the hard things we are not speaking now of philosophical speculations, but are entirely within the popular consciousness. Thus to a certain extent when we are awake we do not retain the picture in sensory perceptions, but cross broadly over the hard things. We are switched on to the same element that presents to us the things of the world, in the sense of physical existence. Now we have gradually switched into a new world as a spiritual researcher. Why have we done this? When you compare the thinking, the feeling, and the will of the human being as they exist in the soul and also in the waking state, they are actually a dream. We actually only wake up with sensory thoughts and ideas together in the outer world, and these are combined as sensory perceptions. As soon as we look within ourselves with ordinary consciousness, we are dreaming. Even our thoughts, when we turn inward, are more or less dream perceptions. This remains so dreamlike, even the will is asleep. For when we have decided upon any action we know how this action that we initially had as an idea continues down into our limbs as an idea, so that we begin to move the limbs. Only through spiritual science can one see what is going on in the muscles, what is going on in the entire organism; usually that which is a voluntary action remains inhibited during sleep. First we have only the idea. Then it all goes down into an unconscious state. Then the idea of the action occurs again. And what the soul by itself can only dream about even in the waking state, we gradually switch on through reinforced thinking, through the deep silence of the soul, through the power of knowledge awakened by love in the spiritual existence of the human being, as we switch on the ordinary awakening of the will in bodily existence. Thus we learn to judge the eternal in the human being from the point of view of the ordinary physical-sensory life that we absolve between birth and death, as we judge the content of the dream from the point of view of physical-sensory life. We advocate recognizing the eternal in this way! Again and again I have to say on such an occasion: of course the objection is given that these things only apply to those who want to be a spiritual researcher, who look into these worlds.—No, ladies and gentlemen, the spiritual researcher actually has these things for himself as a human being only slightly, when he brought them down with the usual introduction into ordinary language, into ordinary life. And this can happen as well for everyone who hears these things from the spiritual researcher. Just as one has grown accustomed to accept the things that the botanist or the astronomer has explored with his difficult methods, so one will gradually have to get used to the things that the spiritual researcher has explored after he gives an account of his method, as I have described today—to accept, to accept more readily, for there is the same relationship between ordinary common sense and these truths as there is between the right aesthetic taste and a beautiful picture. You have to be a painter to paint a beautiful picture, but you do not have to be a painter to judge the beauty of its image! One needs only to have healthy taste. One must be a spiritual researcher in order to know the things as they have been portrayed. But just as little as one needs to be a painter in order to judge the beauty of a picture, just as little does one need to be a spiritual researcher in order with complete common sense to be in agreement with what the spiritual researcher says. Apart from this, for people today at a certain level it is possible that each one can be a spiritual researcher. The one who delves into the books I have mentioned, who does the corresponding exercises, can today—no matter in what profession, in what life situation—get as far at the least as to control in a completely satisfactory manner that of which I have spoken this evening, and many other things. What is this knowledge that leads into the eternal soul? It is a realization that is not only grasped in the head of the human being, it affects the entire person. For that which is the world of color, the eye will grasp. For that which is the world of tone, the ear will grasp. For that which is the law of nature, the human mind will grasp. For that, however, which is the spiritual world—as I have indicated here today—that will be grasped by the entire human being. Hence, allow me in conclusion to say something personal by way of illustration, although this is not meant to be personal, but is meant rather to be entirely objective. If you really want to capture that which is disclosed by the spiritual world, you need presence of mind, because it slips so to speak, turns away quickly; it is fleeting. That which is to a certain extent advanced through an improvement in the power of memory imprints itself only with difficulty upon the ordinary memory. One must use all of his strength to bring down what he beholds in the spiritual world, to bring this down to ordinary language, to ordinary memory-thought. I would not be able to lecture about these things if I did not try by all means to bring down what arises in me of what can be beheld in the spiritual world, especially to really bring these thought-words down into physically audible regions. One cannot comprehend with the mere head, because the entire human being must to a certain extent become a sense organ, but a spiritually developed sense organ. Therefore I attempt every time—it is my custom, another has another one—I attempt every time if something is given to me from the spiritual world, not merely to think it through as I receive it from the spiritual world, but to write it down as well, or to record it with some characteristic stroke, so that the arms and hands are involved as well as the soul organs. So something else other than the mere head, which remains only in abstract ideas, must be involved in these findings: the entire person. I have in this way entire truckloads of fully-written notebooks that I never again look at, which are only there in order to be descriptions, in order to provide preliminary work in the physical world for that which is from the spiritual world, so that the spiritually beheld world can then really be clothed in words; whereby the thoughts of which memories are usually formed or that usually apply in life can actually be penetrated—Thus one obtains a science that relates to the whole person. I will have to show you tomorrow how this science provides us with the opportunity not only to understand the cultural development of humanity, but it might also socially promote namely a foundation, a true, real foundation for a true, real education, for a true, genuine pedagogy, for Waldorf education. These things, how the development of the humanity and the education of humanity in light of this spiritual-scientific world view is excluded, this I will have to describe tomorrow. Today I wanted only to evoke the idea of how this spiritual-scientific point of view, through knowledge, is based to a certain extent on a second awakening, the soul of the human being in its eternity again returning to the full life. Yes, we have to experience this out of our awareness of time, that scholarship has just spoken of a doctrine of the soul without soul, in a certain sense.—I will have to touch upon this question tomorrow—even of religion without God. Spiritual science as it is meant here wants in turn to enter into the fullest intensity of the soul of the human being, into the eternity of the soul; it wants religious consciousness, the godly-religious content to enter again into the development of humanity and the education of humanity, precisely so that man can come through awareness to his full dignity. And he, conscious of his dignity which results from his knowledge of the connection of his soul with the eternal, with the ur-eternal powers of the world, realizes that this is part of his true nature, as the physical body, as something that stands in everyday life, is connected with him, is part of his life. This is that which people themselves have followed as knowledge, and already many, many of them crave the equivalent, if it is not fully conscious to them. That which today torments people, what they feel as the uneasiness of life that makes them basically nervous about what drives them so that they feel undermined in their whole existence, this is the burning question of the eternal forces underlying the temporal forces that we need to develop in normal and in social life. This spiritual science is here so that people who want to have knowledge of these eternal forces—that spiritual science here intends—can find methods to lead others to this realization, so that others can also engage in this knowledge in social life; that they and their fellow man not only see something as it were that is borne by the stream of life on earth, to be born with birth and die with death, but that they learn rather of something that will go through all eternity, guided by the stars and the aims of people through the cosmic goal so that this cosmic goal gives the correct meaning to all earthly goals. Anthroposophy wants to speak to people of this cosmic sense, the sense of the goals of earth. This is what it would awaken in souls again as feeling and sensation in the relationship of the human soul with all of the forces of eternal life, for people of the present and of the future. And this, ladies and gentlemen—if you are going on honest advice you will have to admit—is what one needs as a human being at the present time. And what one will need more and more as a human being of the future. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: On Fichte, Schelling and Hegel – The Value of Philosophy for Theosophy
17 Jun 1910, Oslo |
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68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: On Fichte, Schelling and Hegel – The Value of Philosophy for Theosophy
17 Jun 1910, Oslo |
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As previously announced, I do not intend to give you a Theosophical lecture this evening, but rather a more or less purely philosophical lecture. And if any of our esteemed Theosophical listeners find that the matter is too philosophical and, shall we say, too difficult, I would ask you to bear in mind that I did not promise anything easy, but rather something philosophical for this afternoon. The reason why I like to insert such an extraordinary lecture as this one is the following: It is not unfair to realize that in fact within our Theosophical consciousness, within our entire Theosophical worldview and the current zeitgeist, as it is practiced in the world – not as it is in its essence – there is far too little thoroughness, far too little conscientiousness, with regard to what can be called the thinking, the philosophical principle in the human soul. Now anyone who wants to look more deeply into what Theosophy really is can see – and they will see it with every step they take into Theosophy, where it presents itself in its true form – that in the field of Theosophy nothing, absolutely nothing, is said that does not comply with philosophy, with scientific conscientiousness and intellectual thoroughness. Theosophy can be justified philosophically, scientifically, and logically in every respect. But Theosophy is not always cultivated and advocated with the necessary seriousness. Therefore, this lecture is intended as an admonition to have a sense of responsibility when speaking of the highest things that Theosophy has to say, as an admonition to have a sense of responsibility towards the intellectual, towards that which is called the scientific mind, the scientific spirit. This is not to say that this scientific sense should be demanded of every follower of Theosophy; that would be going too far. Theosophy wants to be something that can penetrate into the hearts of the broadest masses of humanity, and with an unbiased sense of truth, it can always be received. But he who represents Theosophy under full responsibility must always be aware of the sense of scientific and intellectual conscientiousness envisaged here, in addition to all the other factors that come into play in the field of Theosophy. From the wide range of material available to a theosophist, I would now like to give you a summarized overview of the inner principle of the development of modern philosophy, from Fichte to Schelling to Hegel. In doing so, we put ourselves in a position similar to that explained yesterday from a theosophical point of view, namely that with the philosophers Fichte, Schelling and Hegel, something significant for human spiritual development has been given, but which is not yet understood in our present time. Those who are able to consider what was at stake in the grandiose intellectual struggle of this triumvirate of thinkers, Fichte, Schelling and Hegel, are not in the least surprised. For the intellectual weapons that our present age produces and that are sufficient for the great, admirable achievements of natural science, these intellectual weapons are not sufficient to achieve what was at work in the minds of Fichte, Schelling and Hegel at the turn of the eighteenth to the nineteenth century. And why should we be surprised at this? It can be fully justified and understood in terms of the history of philosophy. If we want to understand Fichte, Schelling and Hegel in their position within the spiritual development of humanity, we must consider this development from its starting point with Socrates, Plato and Aristotle. For anyone who sees into things, everything in between is of little importance for the spiritual development of humanity. If we look at the matter historically, we see how, in the Middle Ages, Catholicism assimilated philosophy in the spirit of the medieval world view. Aristotle, that great thinker of the pre-Christian era, had to be forgotten first, then remembered again and applied according to the method of medieval philosophy, the medieval world view. The compromise had to be reached: justification of spiritual revelation with the help of Aristotelianism. These two things were brought together in the Middle Ages by trying to do justice to both, by combining them in scholasticism; most decisively in Thomas Aquinas, who was called the Doctor Angelicus because he undertook the task of justifying the revelation of Christianity with the help of Aristotelianism. The extent to which today's thinking is inadequate to the tasks of that time is best illustrated by the fact that one of the newer thinkers has completely misunderstood the matter. An understanding of Aristotelian thought is the prerequisite for understanding the philosophy of Fichte, Schelling and Hegel. The theosophist need not be surprised. He can say to himself: It was necessary that in Christianity the decisive philosophy should speak differently than it did in the eighteenth century. In particular, it is difficult to understand that Aristotle, in his psychology, gives a shadowy, because merely philosophical, reflection of what we encounter again in Theosophy. We are speaking, first of all, of the physical body. Aristotle begins only with the etheric body. He speaks of these things as one had to speak three to four centuries before the Christian era. What he calls “treptikon” is nothing other than what we call the etheric body, and what he calls “aestheticon” is nothing other than what we call the sentient body or astral body. Basically, it is quite the same. It is just that for Theosophy it is something grasped from the living intuition, while for Aristotle, it is something held in the realm of the shadowy, out of the logical philosophical tradition. Then he also has the “Erektikon”, what we call the sentient soul. Then the “Kinetikon”, the mind or soul of mind. But there is one thing that is not found in Aristotelianism: there is no adequate expression for the consciousness soul. But how can you be surprised that you do not find it? In those days, thinking had not yet progressed and developed to such an extent that one could also speak of a consciousness soul. But it is only in the consciousness soul that the I comes to an inner, thinking perception of itself. At that time, one could not yet speak of the I as in more recent philosophy. Therefore, one had to speak of something else, of that which pours into the sentient soul and the mind soul from the outside, from the spiritual outside. What rules in it, what we today call the consciousness soul, can be found in the way that Aristotle looks up to the divine, which works into the human being from the outside and spiritualizes the two soul members, the sentient soul and the mind or feeling soul. Aristotle calls this the “nous”. What Aristotle calls the Nous is what was felt at that time as an external spirit. The Nous is experienced in two ways: in the sentient soul and in the mind or feeling soul, as a stimulator of the sentient soul (Nous poietikos), and as a stimulator of the mind or feeling soul (Nous pathetikos). Here we have something from the ancient traditions of the Greek mysteries that is coming to us again today from spiritual research. Aristotle's psychology was then used in the Middle Ages to delve into Catholic truths of revelation. However, an actual teaching of the I, as it arises from the perception of the I in the consciousness soul, is not included in Aristotle's psychology. But it would be good for our present time if it were to take up a slightly different concept of Aristotle and incorporate it into its conceptual world. Our entire conceptual world lacks a concept that Aristotle had and which, if it were understood, would be enough to simply sweep away what modern Darwinism asserts with its natural philosophy. Philosophy has lost this concept. Aristotle is aware that, in the case of humans, we are initially dealing with what we call the animal nature of man, and Aristotle certainly speaks of this animal nature of man and its similarity to the animal nature in the animal kingdom. However, Aristotle speaks differently of the animal nature of man than of the animal nature of animals. Aristotle certainly speaks of the soul in animals, but he is clear about the fact that although this soul of animals is still present in the entire human organization, it undergoes something there that it must undergo through the penetration of the animal soul with the Nous. And this penetration of the animal soul with the Nous is what Aristotle refers to with a term that has been little understood. This is evident from the way in which it has been translated in the usual philosophical histories and translations of Aristotle. . This is a concept that is extremely difficult to convey today because it has not been further developed. If we want to describe it, we can say something like the following would convey the concept: something of the soul is horrified by something higher, so that what happens to the animal soul through the nous of Aristotle is what one could call a horror, a conquest of the violence of the animal soul by the nous. But only through this is the human soul brought forth from the animal soul in a metamorphosis. And once this concept is grasped again, then one will indeed understand the relationship between the human and the animal in a corresponding way in terms of natural philosophy. I have presented some of the ideas that were passed down philosophically throughout the Middle Ages and preserved into modern times and used to justify the Catholic Church's revelation. I have tried to characterize this with a few terms. These are only a few selected things. I wanted to pick this out because I wanted to give you an idea of the fact that it is not so easy to grasp the meaning of the Aristotelian concepts precisely and succinctly, since today's concepts no longer coincide with Aristotle's concepts. Even in the Middle Ages, the philosophers who understood him had the greatest difficulty in saving him from misunderstandings. While the Greek word nous was correctly translated as intellectus agens, the pantheistic philosophers of Arabism made the wildest leaps with concepts that can only be correctly interpreted if one sees their full significance for human nature and which are terribly distorted if one reads into them a nebulous pantheism. If we now turn to the second epoch of philosophical development, as indicated, it can of course only be adequately characterized if we show the whole course of philosophical development from the first wrestling of Aristotle, then show how in German philosophy, in Leibniz and Wolff, a remarkable elaboration of this struggle came about, and how, in Kantianism, a skepticism arose out of opposition to Wolffianism. It would be necessary to show this if one wants to characterize the struggle of thought of Western humanity, if one wants to understand the triumvirate of Fichte, Schelling and Hegel from the perspective of German philosophy, if one wants to have an idea of what Fichte, Schelling and Hegel attempted philosophically at the turn of the eighteenth to the nineteenth century. Fichte attempted to provide his philosophy of the ego out of Kantianism. However, anyone who studies the emergence of Fichteanism out of Kantianism sees that Kantianism was not the actual cause, but that the actual cause lay in Fichte's nature. Thus, I would like to characterize Fichteanism as a separate entity. In line with the now self-aware humanity, Fichte sets out to grasp the self. It is not easy to descend into this abyss. Therefore, do not think that it would ever occur to me to be harsh to those who do not understand Fichte and distort him. I understand every misunderstanding, I understand every objection, however many there may be, I understand Schopenhauer, who called Fichte a windbag and a charlatan. This can be somewhat understandable, because what one needs to understand Fichte is so infinitely deep and abysmal that one can always find it forgivable when misunderstandings arise. Human thinking does not always behave logically towards the self, and in this regard one can sometimes encounter grandiose illogic in literature, especially in scientific literature. Even today we can see the most fantastic leaps being made where it is a matter of finding the transition from an assertion that the ego makes to the application of this assertion to the ego itself. That is the logical foundation that matters. The transition from an assertion that the ego makes to the application to the ego must be grasped. Take the old school example: a Cretan says: all Cretans are liars. — If all Cretans are liars, then it cannot be true. Therefore, what the speaker asserts can only be taken into consideration if he himself is excepted, if he is left out. The moment you apply an assertion that an ego makes to the ego itself, you can no longer even get by with formal logic. Only, all these things that are repeatedly mentioned are not understood. Where the transition is from an assertion of the ego to the ego itself, people do not realize that this is a leap. There is a philosopher and psychologist who traces everything a person does out of desire and passion back to ordinary sensual urges, more or less. He has also written about suicides among students. He tries to show that it was not the reasons imagined by the student that drove him to suicide, but that the real reasons lie in sensual and sexual life. This philosopher and psychologist now differentiates between the motive for an action and the pretext for it in countless areas, and he says that the pretext can be something quite different from the motive, that the motive lies in the sensual life. If only this world view could realize how it appears when applied to itself, if one were to say to this psychologist: Your reasons, everything you use to prove your point, are mere pretexts. But if we look at your sensual life, at your sinful desires, we see the real motives for what you write. You have grossly characterized the transition that is not brought to consciousness. I wanted to give you a rough example to show how people today actually have so little logic in their bodies that they do not understand the Cretan. That was an example of the lack of understanding of this sentence. I wanted to show that one enters into very special areas when one penetrates from the entire remaining sum of our world view to what is the content of our I. But now Fichte said to himself: Within the consciousness that man has at first, nothing can actually live, there can be nothing of which man is aware without his ego being involved. Whatever objects enter this consciousness must first take hold of this ego, they must touch the ego in some way. Without the things, beings or whatever entering into a relationship with this ego, the ego cannot know anything at all of what appears in the field of vision of our consciousness. Fichte therefore said to himself: the ego must be everywhere present, therefore there is nothing that we can find within our consciousness, within our thinking organism, that can lie outside the ego. Thus, for Fichte, a thing like Kant's “thing in itself” is an un-concept. And it is easy to see that this thing in itself is an un-concept. One would have to try to imagine this thing in itself. So one should imagine that which lies outside of imagination. Can you imagine that which lies outside of your imagination? It is impossible to imagine that. What I have said in a few words was what Fichte felt as a powerful impulse in his soul. Everything must be grasped by the tentacles of the ego, the ego is the great agent—and there can be nothing else within our experience—that must grasp everything. But then the question arises, and Fichte is aware of it: How is it that the ego constantly has things around it that it is clear it did not create itself? Nothing should enter the field of consciousness in which the ego is not involved. And yet the ego finds that there are a lot of things that it has not made. These are the fundamental points where Fichte has drawn attention to something that only modern theosophy can fully understand. He draws attention to this by saying: There is an activity of the ego that we usually overlook. In somnambulism, we have an activity that originates from the I but is not encompassed by conscious thinking. In somnambulism, we see an activity of the I that is more comprehensive, more all-encompassing than what one can initially grasp with the ordinary waking consciousness of the I. Fichte descends to an activity that is an activity of the ego but does not fall into the realm of thinking, and which can be imagined, while an 'ego in itself' cannot be imagined as it is an absurdity. But that which corresponds to the ego and is of the same nature as the ego activity is that which can also be grasped inwardly by the ego because it is of a nature more akin to the ego. Thus Fichte points to an external world of which the ego is aware that it did not make it, but in which it can still recognize itself as a comprehensive ego, as an absolute ego - in contrast to the relative ego - that it is part of this external world. In this way, Fichte points beyond the ego to the I. This is the great advance in the field of philosophy, and with this advance something has happened that goes beyond Cartesius, beyond the “cogito ergo sum”. The “cogito ergo sum” is something that proves the existence of the ego in thinking, whereas in Fichte's characterization, the existence of the ego arises from the will, and that is the essential thing. Everything that Fichte could muster of cognitive powers is compressed into the point of the ego. And that is why he was the one who could understand that everything in the world can be grasped starting from the ego. What I have outlined here is what Fichte presented in Jena in 1793/94. If you want to understand his philosophical struggle in statu nascendi, the best way to do so is to take a look at the first version of his “Wissenschaftslehre” (Science of Knowledge), the 1794 edition, which still shows his entire philosophical struggle. Thus the philosophical horizon was established, so to speak, and the mind was raised to a certain height. The starting-point was there, the vanishing-point of the perspective was established. The next person to stand at this point and attempt to sketch out a picture of the world was Schelling. Schelling did something that is quite understandable for anyone who can see into the essence of this matter, but which cannot be understood for our present time with the usual concepts. Schelling said to himself: Well, our great teacher Fichte — Schelling was his most brilliant student — has led us up to this point, but now the soul must be given content. Schelling had to go beyond the one-sided psychological understanding of the “I am”; he had to expand the “I am” into a world, as it were. He could only do this by showing that in the way one perceives the “I am”, one can perceive even more. He referred to the so-called “intellectual intuition”. What is this intellectual intuition? This so much misunderstood intellectual intuition is nothing more than the awareness that one can stand at the location of the “I am”, but does not have to remain there, but that one can see something that is perceived in the same way as the “I am”, and the content of this perception is present in intellectual intuition. This intellectual intuition has been very much denied. Thus, in Schelling we have a knowledge of nature and spirit worked out in the manner of the knowledge of the ego. One must indeed have an organ for it if one wants to go into such things as those expounded by Schelling. This applies in particular to his thoughts about light. It is easy to refute everything that can be found in Schelling; it is much easier to refute him than to understand and justify him. It is the same with Hegel. It is easy to refute Hegel, but for those who want to understand Schelling and Hegel, the point is not to refute them, but to understand what they wanted. Hegel was a student of Fichte and a contemporary of Schelling. He tried, in his turn, to continue what emerged on the horizon to which Fichte had raised people, only in a different way than Schelling. Hegel did not allow for an intellectual view. He wanted to present what every person can find without an intellectual view, just by honestly and sincerely taking this point of view. It became clear to Hegel that everything that underlies a thing, a being, is given to us in the way of “I am”. Let us understand correctly what was going through Hegel's mind. He wondered why concepts and ideas should have any significance for the nature of things, correspond to any truth, if what we experience in our minds, what our minds go through in developing concepts, is not what things are originally based on, if that is not the objective way of things? So Hegel's point of view becomes one that must be characterized in such a way that one says: Man can initially approach things in such a way that he forms all kinds of opinions and thoughts about them, and then go from the opinions that he forms about external sensuality to the pure subject. Hegel set down these thoughts in his monumental work “Phenomenology of Spirit”, published in 1807. This work was completed in 1806, at the moment when the cannon thunder of the Battle of Jena was heard around Jena. There Hegel was in Jena and wrote the last sentence. There Hegel knew how to find the way to such a point of view where everything subjective is no longer considered, where subject and object are no longer considered, but the spirit manifests itself everywhere in the objective course of things. In the ideas and concepts, the spirit has made itself identical with the inner course of things. Those who cannot bring themselves to understand that these things must be understood in this way will not be able to understand Hegel's philosophy, Hegel's logic. For Hegel, it is a matter of excluding all “subjective reasoning”. You should not add anything to how one concept is linked to another, but rather let the concepts fit together, as they naturally grow out of one another and are linked to one another. It is a surrender to the structure of the conceptual world that Hegel's logic wants to be. How one concept develops from another is the essence of Hegelian dialectics. To enter into Hegel's logic is to take on one of the most difficult endeavors of human thought. And that is why the usual result occurs when people tackle Hegel's logic: it is too difficult for them. And I can assure you: in the days before the critical edition of Hegel's works was published, when only the old Hegel edition was available, you could tell from the library that this edition had been read very little. The fruit of it could then be found in the lectures; the lecturers knew nothing. It is difficult to study Hegel's logic, but I would like to say a few words about what you get out of it if you study it. I can't give an overview of Hegel's philosophy today, but I can hint at what you get if you engage with it. If you have engaged with it, you have been educated to be rigorous in the application of concepts. When you follow the steps from the abstract concept of being through the nothing, the becoming, the existence, through unity, number and measure in Hegel's logic, when you let all these concepts, which are strictly and organically structured in Hegel's logic, take effect on you, then you get into your soul that you say to yourself: Oh, how powerless much of what is said within humanity about spiritual things is. One learns to use the concept in the sense in which it really belongs in logic. That is what one gets used to through becoming acquainted with this logic. Consider how all kinds of concepts are used, picked up from our literary and scientific work. In the field of theology, something should be felt of this rigor in thinking. Here, the arbitrariness of “subjective reasoning” prevails the most, the arbitrariness of concepts that have been picked up here or there. Hegel then moves on from the “Science of Logic” to what he calls natural philosophy. This has been much ridiculed, but little understood. If you look at things spiritually, you come from logic to natural philosophy. You should let the phenomena speak for themselves, no longer speculate, but let the phenomena express themselves as they are mirrored in the concept. Therefore, one cannot help but let nature itself speak. One must unfold the inner activity, just as one has unfolded it for logical dialectics. But this is a book with seven seals, and I can fully understand that Helmholtz – whom I admire as a natural scientist – when he read Hegel's natural philosophy, said: This is pure nonsense. It is part of the process that one first acquires the conscientious logical-intellectual responsibility towards the spiritual facts, as one can develop it through Hegel's logic. Hegel has achieved many things that modern philosophy has no understanding for. The mechanical concepts into which one brings ordinary earthly events are to be used only for earthly processes in the sense of Hegel's natural philosophy; the finite mechanical concepts lose their meaning when we ascend to the regions of heaven. There Hegel moves from finite to absolute mechanics and shows in a thorough, astute manner how this is something completely different from what must be called Newtonian mechanics. A great deal could be gained by wanting to understand Hegel. Of course, from the point of view of the time, his views are sometimes highly contestable, but even then one can be clear about how each individual point is meant. However, it must be clear that most of it was published from notes taken by students. I would therefore like to emphasize that from the outset one should bear in mind the principle that much of what is in it has been said differently by Hegel. Regarding what goes out into the world from notes, I can say that I myself have experienced what can come out of transcribed lectures! Nevertheless, anyone who is able to do so will recognize a great achievement in Hegel's natural philosophy. From this outpouring of the spirit into the individual things of nature, Hegel then moves on to the spirit's return to itself. He distinguishes three areas: the “spirit in itself,” the beginning; the “spirit for itself,” the spirit that is spread out in nature and must be perceived for itself; and the “spirit in and for itself.” This is the actual philosophy of mind, the “philosophy of mind”. From the field of political philosophy, Hegel particularly developed the philosophy of law. If you consider what has been achieved later, you can say that there is still much to be gained from this Hegelian philosophy of law. Hegel was a personality who had an intense Aristotelian sense and therefore wanted to understand everything in Aristotelian reasonability first. That is why he placed at the forefront of his philosophy of law the proposition that there is a rational starting point for all problems. It is easy to refute Hegel, even by action; someone need only do something stupid, and he has the refutation. But then you can see that Hegel is not interested in clever refutations. Hegel developed philosophy in the strictest, most disciplined thinking, and this discipline of thought can be acquired through Hegelism. It is also understandable that the height of this point of view cannot be grasped so easily. Therefore, it is understandable that the great, in many respects extraordinary poet Grillparzer, when he received Hegel's philosophy, was terribly horrified. He said:
You can see that the spiritual things here are so elevated that great minds who do not understand Hegel can be excused. They need not be thought of as idiots. But it must be retorted that the greatest discipline can be found in Hegel's philosophy. The lack of this intellectual discipline can be found in all subsequent philosophers. It is painful for anyone who has a concept of this difficult thought activity to see the arbitrariness of scientific and especially philosophical literature. It is terrible what impossibilities are experienced by those who have been educated in Hegel. It is terrible what those who have studied the highest thought structures that Hegel has created must go through. We can be sure that humanity will one day grasp what was presented yesterday in the theosophical lecture. Hegel will be forgotten, as Aristotle was. Hegel is forgotten today. What is presented today as a renewal of Hegelianism is a chapter we prefer not to talk about. Even if the intellectual struggles of the triumvirate of Fichte, Schelling and Hegel are forgotten today, the mind will have to be worked through with this intellectual struggle, just as in the Middle Ages Catholic Revelation was worked through with Aristotle. Hegel's philosophy is something that must be grasped from the starting point of our present into the near future. Those who have realized this can withstand all the devastating things that can come from the present, they can see that these devastating things are only the reverse side of what is emerging today as the future and how the seed of what must come is revealed in this reverse side. It is truly distressing to see how quickly the level of thinking has fallen. It behoves the theosophist to cast his gaze on the fields of pure thinking. I would love to give lectures of this kind everywhere to establish a firm, secure basis for Theosophy, if only there were time and I could justify it to the necessity of Theosophy progressing more quickly. When we approach the great theosophical truths that speak to the most fundamental human feelings, as given in spiritual science, we should be aware that we must not shirk rigorous thinking. We should be aware that there must be nothing theosophical that cannot stand up to the strictest scrutiny of a philosophical consciousness. We should make it our ideal not to say anything that cannot withstand the strictest necessity of reason. |
209. Cosmic Forces in Man: Cosmic Forces in Man
24 Nov 1921, Oslo Translator Unknown |
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209. Cosmic Forces in Man: Cosmic Forces in Man
24 Nov 1921, Oslo Translator Unknown |
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Only if it is regarded as a time of trial and testing can anything propitious emerge from the period of grave difficulty through which humanity has been passing. I cannot help thinking to-day of the lectures given in this very town many years ago, before the war, and those of you who have studied what was then said, will have realised that certain definite indications were given of the terrible times ahead. The lectures dealt with the Folk-Souls of the European peoples (The Mission of Folk-Souls. Eleven lectures, Christiania 7th—17th June, 1910), and as a reminder of them—in order, too, that you may realise their purport more clearly—I would like, by way of introduction, to speak of a certain interesting episode. In the year 1918 I had a conversation in Middle Europe with someone who in the autumn of that year played a brief but significant part in the catastrophic events which were then assuming a particularly menacing form. Those who were able to follow the course of events, however, realised already in the early months of that year that this particular man would be in a key position when matters came to a point of decision. As I say, I had a talk with him in the month of January, 1918, and in the course of our conversation he spoke of the need for a psychology, for teaching on the subject of the Folk-Souls of the European peoples. The chaos into which humanity was falling would make it essential—so he said—for those who desired to take the lead in public affairs to understand the forces at work in the souls of the peoples of Europe. And he expressed deep regret that there was really no possibility of basing the management of public affairs upon any knowledge of this kind. I answered that I had given lectures on this very subject and I afterwards sent the volume to him, having added a foreword dealing with the situation as it then was—in January, 1918. I tell you this merely in order to indicate the real purport of the lectures. Their aim was to give true guiding lines for counteracting the forces which were leading straight into confusion and chaos. And it was for the same reason that I again made use of them in the year 1918, in the way I have indicated. But it was all quite useless, in spite of the preface dealing with the necessities of the situation that had later arisen, because ripeness of insight was required to understand the strength of the forces leading to decay, and although this ripeness of insight would have been within the reach of many leading men, they were not willing to strive for it. And it is the same to-day. People are still terribly afraid to envisage, in their true form, the forces that are leading straight into chaos. Instead of facing these forces of decay, they prefer to spin all kinds of fantastic notions, believing that if they take refuge in them, life will go on quite peacefully. But those who will have nothing to do with this kind of thinking and who face the realities of the situation, hold no such belief. Far from it. Precisely here in Norway destiny made it necessary to speak of the relations between the European Folk-Souls, and indeed I have been speaking of the same theme, with its different ramifications, more or less in detail for many years. I have said more than once that a time will come in European affairs when much will depend upon whether Norway can count among its people, men who will range themselves on the side of true progress and devote their powers to furthering it. The geographical position of Norway renders this imperative and indeed possible. Up here there is a certain detachment from European conditions and this can help many things to ripen. But this ripeness must unfold, gradually, into fruit—into a true and quickened spiritual life. In the years that have passed since we were last together, you yourselves have had many experiences in connection with the great European War, but only those who lived in the very midst of things were able to realise their full significance. It is difficult to find words of human language that can give any adequate idea of the awful catastrophes. One is tempted to use the word ‘senseless’ about it all, because nearly everything, in the domain of the public affairs of Europe up to the beginning of the twentieth century resulted in some form of senselessness. What went on between the years 1914 and 1918 was a kind of madness, and since then matters have not greatly improved although it may perhaps be said that the senseless actions of the materialistic world are not so outwardly patent as they were during the actual years of the war. To-day it ought to be realised much more fully than it is, that Europe is bound to come to grief if attention is not turned to the spiritual foundations of human life, if merely for purposes of convenience men brush aside all that is said with the intention of helping humanity to emerge from the chaos of anti-spirituality. The fact that my lectures on Folk-Psychology were ignored by one who held a leading position during this period of senseless action, seemed to me to be deeply symptomatic. And it is still the same to-day. Everything is brushed aside by those who have any influence in public life. It is a pity that the significance of certain words spoken by an Anglo-South African statesman has not been grasped in Europe. The words were not spoken from any great depth, but none the less they indicated a certain feeling for the way in which affairs are shaping at the present time. This statesman said that the focus of world-history has shifted from the North Sea to the Pacific Ocean—that is to say from Europe in general, to the Pacific Ocean. And this too may be added:—That for which, up till now, Europe was a kind of centre, has ceased to exist. We are living in its remains. It has been superseded by great world-affairs as between the East and the West. What is going on now, all unsuspectingly in Washington, is nothing but a feeble stammering, surging up from depths where mighty, unobserved impulses are stirring. There will be no peace on the Earth until a certain harmony is established between the affairs of East and West, and it must be realised that this harmony has first to be achieved in the realm of the Spirit. However glibly people may talk in these difficult times about disarmament and other ‘luxuries’ of the kind—for luxuries they are, and nothing more—it will amount to no more than conversation, as long as the Western world fails to discover and bring to light the spirituality that is indeed contained, but allowed to lie fallow in the culture which has been developing since the middle of the fifteenth century. There is a store of spiritual treasure in this culture, but it lies fallow. Science has acquired a magnificent knowledge of the world and we are surrounded on all hands by really marvellous technical achievements. It is all splendid in its way, but it is dead—dead as compared with the great currents of human evolution. And yet in this very death there lies a living spirituality which can shine into the world even more brilliantly than all that was given to man by oriental wisdom—although that must never be belittled. Such a feeling does in truth exist in all unprejudiced observers of life. We do right to turn to the great wisdom-treasures of the East—of which the Vedas, the wonderful Vedanta philosophy and the like are but mere reflections; and we are rightly filled with wonder by all that was there revealed from heavenly heights. It has gradually fallen into a certain decadence, but even in the form in which it still lives in the East, it arouses the wonder and admiration of anyone who has a feeling for such things. In vivid contrast to this there is the purely materialistic culture of the West, of Europe and America. This materialistic culture and its equally materialistic mode of thinking must not be disparaged, yet it is, after all, rather like a hard nutshell—a dying nutshell. But the kernel is still alive and if it can be discovered its radiance will outshine all the glory of oriental wisdom that once poured down to man. Let there be no mistake about it—as long as the dealings of Europeans and Americans with Asia are confined to purely economic and industrial interests, so long will there be distrust in the hearts of Asiatics. People may talk as much as they like about disarmament, about the desirability of ending wars... a great war will break out between the East and the West, in spite of all disarmament conferences, if the people of Asia cannot perceive something that flows over to them from the Spirit of the West. Western spirituality can shine over to Asia and if it does, Asia will be able to trust it, because with their own inherent, though somewhat decadent spirituality, the Asiatic peoples will be able to understand what it means. The peace of the world depends upon this, not upon the conversations and discussions now going on among the leaders of outer civilisation. Everything depends upon insight into the Spirit that is lying hidden in European and American culture—the Spirit from which men flee, which for the sake of ease they would fain avoid, but which alone can set the feet of humanity on the path of ascent. People like to put their heads in the sand, saying that things will improve of themselves. No, they will not. The hour of a great decision has struck. Either men will resolve to bring forth the spirituality of which I have spoken, or the decline of the West is inevitable. Hopes and fatalistic longings for things to right themselves are of no avail. Once and forever, man has passed into the epoch when he must manipulate his powers out of his own freewill. In other words: it is for men themselves to decide for or against spirituality. If the decision is positive, progress will be possible; if not, the doom of the West is sealed and in the wake of dire catastrophes the further evolution of humanity will take a course undreamed of to-day. Those who would strive for true insight into these matters should not, nay dare not, neglect the study of the life of soul in mankind at large and in the different peoples, especially of East and West. In these preliminary remarks I have tried to convey that if in this particular corner of Europe, qualities to which the Scandinavian Spirit is peculiarly adapted, can be unfolded, insight can ripen and work fruitfully upon the rest of the Western world. Indeed it will only be possible for a spiritual Movement to be taken seriously when with inner understanding men are prepared to ascribe to it a mission of the kind here indicated. Modern thought studies everything in the universe beyond the Earth in terms of mathematics and mechanics. We look at the stars through telescopes, examine their substance by means of the spectroscope and the like, reducing these observations to rules of calculation, and we have finally arrived at a great system of ‘world-machinery’ in which our Earth is placed like a wheel. Fantastic notions are evolved about the habitableness of other planets, but no great significance is attached to them because we fall back upon mathematical formulae when it is a question of speaking of extra-terrestrial space. Man has gradually come to feel himself living on Earth just as a mole might feel in his mound during the winter. There is an idea that the Earth is rather like a tiny mole-hill in the universe. There is also a tendency to look back with a certain superciliousness to ‘primitive’ periods of culture, for instance to the culture of ancient Egypt, when men did not speak of the great mechanical processes in the Universe but of divine Beings outside, in space and beyond space—Beings to whom man was known to be related just as he is related to the beings of the three kingdoms of Nature on Earth. The ancient Egyptian traced the origin of the spirit and soul of man to the higher Hierarchies, to super-sensible worlds, just as he traced the origin of his material, bodily nature to the mineral, plant and animal kingdoms. In our age, people speak of what is beyond the Earth out of a kind of weak and ever-weakening faith that much prefers to avoid scientific scrutiny. Science speaks only of a great system of world-machinery which can be expressed in terms of mathematics. Earthly existence has finally come to be regarded as confined within the walls of a little mole-hill in the universe. Yet there is a profound truth, namely this: When man loses the heavens, he loses himself. By far the most important elements of man's being belong to the universe beyond the Earth and if he loses sight of this universe he loses sight of his own true being. He wanders over the Earth without knowing what kind of being he really is. He knows, but even then only from tradition, that the word ‘man’ applies to him, that this name was once given to him as a being who stands upright in contrast to the quadruped animals. But his scientific view of the world and technical culture no longer help him to discover the true content of his name, for that must be sought in the universe beyond the Earth, and this universe is considered to be nothing but a great system of machinery. Man has lost himself; he has no longer any insight into his true nature. A feeling of sadness cannot but overtake us when we realise that the heights of culture to which the West has risen since the middle of the fifteenth century have led man to wrench himself from his true nature and to live on the Earth divested of soul and spirit. In the lecture to educationists yesterday, I said that we are prone to speak of only one aspect—and even that merely from tradition—of the eternal being of man. We speak of eternity beyond death but not of the eternity stretching beyond birth, nor of how the human being has descended from spiritual worlds into material, physical existence on the Earth. And so we really have no word which corresponds, at the other pole, to ‘deathlessness’ or immortality. We do not speak of ‘unborn-ness’ (Ungeborenheit) but until it becomes a natural matter of course to speak of deathlessness and unborn-ness, the true being of man will never be understood. The meaning attaching to the word ‘deathlessness’ nowadays is very far from what it was in times when men also spoke of ‘unborn-ness.’ Innumerable sermons are preached to-day, and with a certain subjective honesty, on the eternal nature of the human soul. But get to the root of these sermons and see if you can discover their fundamental trend. They speculate strongly upon the egotism of human beings, upon the fact that man longs for immortality because his egotism makes the idea of annihilation at death distasteful to him. Think about all that is said along these lines and you will realise that the sermons are directed to the egotism in the members of orthodox congregations. When it comes to the question of pre-existence, of the life before birth, it is not possible to reckon with human egotism. Nothing in the egotistical souls of men arises in response to teaching about the life before birth, because no interest is taken in it. The attitude is more or less this: If indeed there was a life before birth, we are experiencing a continuation of it. One thing is certain! we are in existence now. What, then, is the object of speaking of what went before? It is, in short, only egotism that makes man hold fast to the teaching that death does not bring annihilation. And so, in speaking of the life before birth, one has to appeal to selflessness, to the quality that is the very reverse of egotism. It is, of course, quite right to speak also of the life after death, although the appeal there is to the egotism of the soul. That is the great difference. It is clear from this that egotism has laid hold of the very depths of the human soul. The anathema placed upon the doctrine of pre-existence is a consequence of the egotism in the soul. It behoves all who are earnest in their striving for spiritual insight to understand these things. Man must find himself again and be true to the laws of his innermost being. Interest must be awakened in the whole nature of man, instead of being confined to his outer, physical sheaths. But this end cannot be achieved until man is regarded as belonging not only to the Earth—which is conceived as a little mole-hill—but to the whole Cosmos, until it is realised that between death and a new birth he passes through the world of stars to which here on Earth he can only gaze upwards from below. And the living essence, the soul and the spirit of the world of stars must be known once again. The first thing we observe about a human being is his outer, physical structure, but the essential principle, namely its form, is generally disregarded. Form, after all, is the most fundamental principle so far as physical man is concerned. Now when we embark upon a theme like this—which has been dealt with from so many angles in other lectures—it will be obvious at once that only brief indications can be given. Knowing something of the spiritual teachings of Anthroposophy, however, you will realise that what I shall now say is drawn from a deeper knowledge of the world and is something more than a series of unsubstantiated statements. The human form is a most marvellous structure. Think, to begin with, of the head. In all its parts, the head is a copy of the universe. Its form is spherical, the spherical form being modified at the base in order to provide for the articulation of other organs and systems. The essential form of the head, however, is a copy of the spherical form of the universe, as you can discover if you study the basic formation of the embryo. Linked to the head-structure is another formation which still retains something of the spherical form, although this is not so immediately apparent—I mean the chest-structure. Try to conceive this chest-structure imaginatively; it is as if a spherical form had been compressed and then released again, as if a sphere had undergone an organic metamorphosis. Finally, in the limb-structures, we can discover hardly anything of the primal, embryonic form of man. Spiritual Science alone will make us alive to the fact that the limb-structures too, still reveal certain final traces of a spherical form although this is not very obvious in their outer shape. When we study the threefold human form in its relation to the Cosmos, we can say that man is shaped and moulded by cosmic forces but these forces work upon him in many different ways. The changing position of the Sun in the zodiacal constellations through the various epochs has been taken as an indication of the different forces which pour down to man from the world of the fixed stars. Even our mechanistic astronomy to-day speaks of the fact that the Sun rises in a particular constellation at the vernal equinox, that in the course of the coming centuries it will pass through others, that during the day it passes through certain constellations and during the night through others. These and many other things are said, but there is no conscious knowledge of man's relationship to the universe beyond the Earth. It is little known, for example, that when the Sun is shining upon the Earth at the vernal equinox from the constellation of Aries, the solar forces streaming down into human beings in a particular part of the Earth are modified by the influences proceeding from the region in the heaven of fixed stars represented by the constellation of Aries. Neither is there any knowledge of the fact that these forces are peculiarly adapted to work upon the human head in such a way indeed, that during earthly life man can unfold a certain faculty of self-observation, self-knowledge and consciousness of his own Ego. During the Greek epoch, as you know, the Sun stood in the constellation of Aries at the vernal equinox. In the Greek epoch, therefore, Western peoples were particularly subject to the Aries forces. The fact of being subject to the Aries forces makes it possible for the head of man to develop in such a way that Ego-conscious-ness, a faculty for self-contemplation, unfolds. Even when the history of the zodiacal symbols is discussed to-day, there is not always knowledge of the essentials. Historical traditions speak of the zodiacal symbols—Aries, Taurus, Gemini, and so forth. In old calendars we frequently find the symbol of Aries, but very few people indeed realise the point of greatest significance, which is that the Ram is depicted with his head looking backwards. This image was intended to indicate that the Aries forces influence man in the direction of inwardness—for the Ram does not look forward, nor out into the wide world—he looks backwards, upon himself; he contemplates his own being. This is full of meaning. Once again, and this time in full consciousness not with the instinctive—clairvoyance of olden times—once again we must press forward to this cosmic wisdom, to the knowledge that the forces of the human head are developed essentially through the forces of Aries, Taurus, Gemini and Cancer, whereas the forces of the chest-structure are subject to those of the four middle constellations—Leo, Virgo, Libra, Scorpio. The human head receives its form from the in-working forces of Aries, Taurus, Gemini and Cancer—forces which must be conceived as radiating from above downwards, whereas the zodiacal forces to which the chest-organisation of man is essentially subject (Leo, Virgo, Libra, Scorpio), work laterally. The other four constellations lie beneath the Earth; their forces work through the Earth, not directly down upon it as those of Aries, Taurus, Gemini, Cancer, nor laterally as those of Leo, Virgo, Libra, Scorpio, but from below upwards. They work upon the limb-structures, and in such a way that the spherical form cannot remain intact. These are the constellations which in the instinctive consciousness of olden times, man envisaged as working up from beneath the Earth. When the constellations lie beneath the Earth, they work upon the limb-structures. And in days of yore there was consciousness of the fact that the forces by which the limbs are given shape are connected with these particular constellations. The spherical form of the head—this was known to be connected with Aries, Taurus, Gemini, Cancer; the forces working in the limbs were also conceived of as fourfold. Now it must be remembered that this knowledge was the outcome of ancient clairvoyance, hence the terms employed are concerned with conditions of life prevailing in those days. Thus, according to the wisdom of the stars, a man might be a hunter—one who shoots; the constellation which stimulated the corresponding activity in his limbs, making him a hunter, received the name of Sagittarius, the archer. Or again, a man might be a shepherd, concerned with the care of animals in general. This is implied in Capricorn, as it is called nowadays. In the true symbol, however, there is a fish-tail form. The Capricorn man is one who has charge of animals, in contrast to the hunter, the Sagittarius man. The third constellation of this group is Aquarius, the water-carrier. But think of the ancient symbol. The true picture of this constellation is a man walking over hard soil, fertilising or watering it from a water-vessel. He represents those who are concerned with agriculture—husbandmen. This was the third calling in ancient times when there was instinctive knowledge of these things: huntsman, shepherd, husbandman. The fourth calling was that of a mariner, In very early times, ships were built in the form of a fish, and later on we often find a dolphin's head at the prow of vessels. This is what underlies the symbol of Pisces—two fish forms intertwined—representing ships trading together. This is symbolical of the fourth calling which is bound up with activities of the limbs—the merchant or trader. We have thus heard how the human form and figure originate from the Cosmos. The head is spherical; here man is directly exposed to the forces of the heavens of the fixed stars or their representatives the zodiacal circle. Then, working laterally, there are the forces present in the chest-organisation which only contains the human figure in an eclipsed and hidden form—Leo, Virgo, Libra, Scorpio. And lastly there are the forces which do not work directly but by a roundabout way, via the earthly activities, through the influence upon man's calling. (For example, the archer—Sagittarius—is also portrayed as a kind of centaur, half horse, half man, and so forth). Again in our time we must strive for a fully conscious realisation of man's place in the Cosmos. The form and shape of his physical body are given by the Cosmos. The upper part of his structure is a product of the Cosmos; the lower part a product of the Earth. The Earth covers those constellations which have a definite connection with his activities in life. Not until man's connection with the whole Cosmos is thus recognised and acknowledged will it be possible to understand the mysteries of the human form and its relation to earthly activities. And at the very outset the human form leads us to the zodiacal constellations. This teaches us that to work as a husbandman, for instance, is by no means without significance in life. In the following lectures we shall hear how these things apply in modern times, but we shall not understand them until we realise that just as in earthly life between birth and death, man belongs to the powers of the Earth, so between death and a new birth he belongs to the Heavens; the powers of Heaven shape his head and it is left to the forces of Earth to shape and mould his limbs. In the same way too, we may study man's stages or forms of life. For think of it—in the life of man there are also the same two poles. There is the head-life and the life that expresses itself in his activities, through the limbs more particularly. Between these two poles lies that part of his being which manifests in the rhythms of breathing and the circulation of the blood. At the one extreme we find the head-organisation; at the other, the limb-organisation. The head represents the dying part of man's being, for the head is perpetually involved in death. Life is only possible because through the whole of earthly life, forces are continually pouring from the metabolic process to the head. If the head were to unfold merely its own natural forces, they would be the forces of death. But to this dying we owe the fact that we can think and be conscious beings. The moment the pure life-forces flow in excess to the head, consciousness is prone to be lost. Basically speaking, then, life makes for a dimming of consciousness; death pouring into life makes for a lighting-up of consciousness. (See Fundamentals of Therapy, by Rudolf Steiner and Dr. Ita Wegman, Chapter I, pages 14—15.) If only very little of what is rightly located in the stomach, for example, were to pass up to the head, the head would be without consciousness—like the stomach. Man owes the consciousness of his head merely to the circumstance that the head is not permeated with life in the same way as the stomach. Lowered consciousness means that the forces of nourishment and of growth are acting with excessive strength in the head. On the one side, man is a dying being; on the other, a being who is continually coming to birth. The dying part—which, however, determines the existence of consciousness—is subject, in the main, to the forces working down upon the Earth from the outer planets: Saturn, Jupiter, Mars. That man is an integral part of the universe is not only due to the working of the fixed stars, but also to the working of the planetary spheres. Saturn, Jupiter, Mars—the so-called outer planets—contain the forces which work chiefly towards the pole of consciousness in man. The forces of the inner planets—Venus, Mercury, Moon—work into his metabolic system and limb-structures. The Sun itself stands in the middle and is mainly associated with the rhythmic system. Moreover the three first-mentioned are the three stages of life which rather represent the damping-down and suppression of life which is necessary for the sake of consciousness. Through this, we, in our earthly life, are liken to heaven, related to more distant planetary realms beyond. On the other hand, through the essentially thriving principle of life itself in us—that is through the forces of metabolism, the motor forces of the limbs—we are related to the nearer planets: Mercury, Venus and Moon. The Moon, after all, is directly connected with the most thriving, with the most rampant life of all in man, namely the forces of reproduction. When we study the human form, we are led to the spheres of the fixed stars, that is to say, to their representatives, the zodiacal constellations. When we study the life of man, to discover where it is a more thriving and where a more declining life, we are led to the planetary spheres. In the same way we can study man's being of soul and of spirit. This shall be done in the following lectures. To-day I only wanted to indicate very briefly that it must become possible for man once again to regard himself not merely as an earthly being, connecting his form and his life simply and solely with earthly forces of heredity, digestion, the influences of autumn, spring, wind, weather and the like. He must learn to relate both his life and his form to the universe beyond the Earth. He must find what lies beyond the earthly realm—and then he will discover his true being, he will find himself. It would augur dire misfortune for the progress of Western humanity if the conception of the Cosmos as a great system of machinery to which the scientific view of the world since the middle of last century has led, were to remain, and if man were to wander on Earth knowing nothing of his true being. His true being has its origin and home in the Universe beyond the Earth, therefore he can know nothing of himself if he sees only what is earthly and thinks that what is beyond the Earth can be explained in terms of mathematics and mechanics. In deed and truth, man can only find himself when he realises his connection with the universe beyond the Earth and incorporates its forces into his moral and social life—indeed this must be, if moral and social life are to thrive. No real wisdom can arise in moral and social life unless a link is forged with cosmic wisdom. And that is why it has been imperative to infuse something of Anthroposophy into the domain of moral and social life too, for we believe that these impulses can lead away from the forces of decline to the forces of upward progress. |
209. Cosmic Forces in Man: The Soul Life of Man
27 Nov 1921, Oslo Translator Unknown |
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209. Cosmic Forces in Man: The Soul Life of Man
27 Nov 1921, Oslo Translator Unknown |
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We have heard how in accordance with anthroposophical knowledge, the being of man must be viewed in relation to the whole universe. We considered the human form and figure and its relation to the fixed stars, or rather to the representative of the fixed stars—the Zodiac. We heard how certain forces proceed from the constellations of these stars when combined with the Sun forces, and how the shape and structure of the human head and the organs connected with it, are related to the upper constellations of the Zodiac: Aries, Taurus, Gemini, Cancer. The structure of the human chest-organisation is connected with the middle constellations; Leo, Virgo, Libra, Scorpio. Finally the metabolic-and-limb system is connected with the lower constellations: Sagittarius, Capricorn, Aquarius, Pisces—that is to say with their forces when they are, in a sense, covered by the Earth. So that we can say: The fixed stars—for the Zodiac is only the representative of the fixed stars—work upon the human form and structure. The planetary spheres work upon man's stages or forms of life. It must indeed be quite clear to us that man has various kinds of life in him. We should not be able to think, the head would not be an organ of thought, if life were as rampant there as it is in the metabolic system, for example. When metabolism becomes too strong in the head, consciousness is extinguished; we lose our consciousness of self. From this it may be concluded that for consciousness, for mental presentation, a damped-down, suppressed life, a declining life is necessary; while a thriving life, vehement and intense, is necessary for what works more from out of the unconscious, to become will. We have therefore among the various stages of life some which tend towards self-extinction, and some in which strong, intense organic activity manifests, as in a child, in whom thought is not yet operating. We have this child-like life continually within us; but into this child-like life, the life that is involved in a gradual process of death, inserts itself. These different stages of life are connected with the planetary spheres. Whereas the fixed stars work in man through his physical forces, the planetary spheres work through his etheric forces. The planetary spheres, therefore, work upon man in a more delicate way. But the human physical body has already received its form, its shape from the fixed stars, not from anything earthly; and its stages of life from the planetary spheres. We have thus considered the form of man's physical body, the life-stages of his ether-body. We can now proceed to consider his life of soul-and-spirit. But here our mode of study must be different. What is it that our physical and our ether-body provide for us in waking life? They provide what we perceive through our senses and what we can work over in our thoughts. We are only really awake in our acts of sense-perception and when we work over them in thought. On the other hand, consider the life of feeling. It is obvious, even to superficial study, that feeling does not indicate a state of awakeness as complete as that of thinking and sense-perception. When we wake in the morning and become aware of the colours and sounds of the outside world, when we are conscious of the conditions of warmth around us, we are fully awake and then, in our thoughts, we work over what is transmitted by the senses. But when feelings rise up from the soul, it cannot be said that we are conscious in them to the same extent. Feelings link themselves with sense-perceptions. One sense-impression pleases us, another displeases us. Feelings also intermingle with our thoughts. But if we compare the pictures we experience in dreams with what we experience in our feelings, then the connection between dream-life and the life of feeling is clearly noticeable. Dreams have to be grasped by the waking life of thought if they are to be valued and understood aright. But feelings too must be observed, as it were, by our thought-life if we are to understand them. In our feelings we are, in reality, dreaming. When we dream, we dream in pictures. When we are awake, we dream in our feelings. And in our will we are asleep, even when fully awake. When we raise an arm, when we do this or that, we can perceive what movements the arm or hand is making, but we do not know how the power of the will operates in the organism. We know as little about that as about the conditions prevailing from the time we fall asleep until we wake up. In our willing, in our actions, we are asleep, while in our sense-perceptions and our thoughts, we are awake. So we are not only asleep during the night; we are asleep, in part of our being, during waking life too. In our will we are asleep and in our feelings we dream. What we experience during actual sleep is withdrawn from our consciousness. But in essence, the same is true of feeling and willing. It is therefore obviously important to realise what it is that the human being experiences in these realms of which ordinary life is quite unaware. You know from many anthroposophical lectures that from the time of going to sleep until that of waking, the Ego and astral body are outside the physical body and the ether-body. Now it may be of very great importance to learn about just those experiences which the Ego and the astral body pass through from the time of falling asleep to that of waking up. When we are awake, we are confronted by sense-perceptions of the material world. To a certain extent we reach out and encounter them; but with our sense-perceptions, our waking thoughts, we reach no further than the surface of things. Of course someone may object, saying that he can get further than the surface of things, that if he cuts a piece of wood which is there before him as a sense-perception, then he has penetrated inside it. That is a fallacy, however, for if you cut a piece of wood, you have again only a surface, and if you cut the two pieces again, still you have only surfaces; and if you were to get right to the molecules and atoms, again you would have only surfaces. You do not reach what may be called the inner essence of things, for that lies beyond the realm of sense-perception. Sense-perceptions can be conceived as a tapestry spread out around us. What lies this side of the tapestry we perceive with our senses; what lies on the other side of the tapestry we do not perceive with the senses. We are in this world of sense from the time we wake up until we fall asleep. Our soul is filled with the impressions made upon us by this world of sense. Now when we pass into sleep, we are not in the world this side of the senses, we are then in reality inside things, we are on the other side of the tapestry of sense-perceptions. But in his earthly consciousness, man knows nothing of this and he dreams of all sorts of things lying beyond the realm of sense-perception. He dreams of molecules, of atoms; but they are only dreams—dreams of his waking consciousness. He invents molecules, atoms and the like, and believes them to be realities. But study any description of atoms, even the most recent... you will find nothing but minute objects which are described according to the pattern of what is experienced from the surface of things. It is all a tissue woven from the experiences of waking consciousness on this side of the tapestry of sense. But when we fall asleep, we emerge from the world of sense and penetrate to the other side. And whereas we experience Nature here with our waking thoughts, in yonder world, from the time of falling asleep until the time of waking, we live in the world of Spirit, that world of Spirit through which we also pass before birth and after death. In his earthly development, however, man is so constituted that his consciousness is extinguished when he passes beyond the world of sense; his consciousness is not forceful enough to penetrate to the spiritual world. But what Spiritual Science calls Imagination, Inspiration, Intuition—these three forms of super-sensible cognition—give us knowledge of what lies on the other side of the tapestry of sense. And what we discover first, is the lowest stage of the world of the Hierarchies. When we wake from sleep we pass over into the world of animals, plants, minerals—the three kingdoms of Nature belonging to the world of sense. When we fall asleep, we pass beyond the world of sense, we are transported into the realm of the first rank of Beings above man—the Angels. And from the time of falling asleep until waking, we are connected with the Being who is allotted to man as his own Angel, just as through our eyes and ears we are connected with the three kingdoms of Nature here in the world of sense. Even if at first we have no consciousness of this connection with the world of the Angels, it is nevertheless there. This connection extends into our astral body. If, living in our astral body during sleep, we were suddenly to wake up, we should contact the world of the Angels, in the first place the Angel who is connected with our own life, just as here in the earthly world we are in contact with animals, plants, and minerals. Now even in the earthly world, in the world of sense, if a man is attentive and deliberately trains his thinking, he sees much more than when he is unobservant and hasty. His connection with the three kingdoms of Nature can be intimate or superficial. And it is the same with regard to the world of spiritual Beings. But in the world of spiritual Beings, different conditions prevail. A man whose thoughts are entirely engrossed in the material world, who never desires to rise above it, or to acquaint himself with moral ideas extending beyond the merely utilitarian, who has no desire to experience true human love, who in his waking life has no devotion to the Divine-Spiritual world—on falling asleep, such a man has no forces which enable him to come into contact with his Angel. Whenever we fall asleep, this Angel is waiting as it were for the idealistic feelings and thoughts which come with us, and the more we bring, the more intimate becomes our relation to the Angel while we are asleep. And so throughout our life, by means of what we cultivate over and above material interests, we garner, in our waking life, forces whereby our relation to the Angel becomes more and more intimate. When we die, all sense-perceptions fall away. The outer world can no longer make any impression upon us, for this must be done via the senses, and the senses pass away with the body. In like manner, the thinking that is connected with sense-perception is extinguished, for its realm is the ether-body. This ether-body only remains with us for a few days after death. We see it at first as a tableau—a tableau which under certain circumstances can be glimpsed during life but which will inevitably arise before us after death. This ether-tissue dissolves away into the universe, just as the ordinary thoughts acquired from the world of sense pass away from us. They do not remain. All purely utilitarian thoughts, all thoughts connected with the material world, drift away from us when we pass through the Gate of Death. But the idealistic thoughts and feelings, the pure human love, the religious feelings which have arisen in our waking life and have united us with our Angel, these accompany us when we pass through death. This has a very important consequence during the period lying between death and a new birth. Even during earthly life we are connected with the higher Hierarchies and it is correct to say that when we fall asleep and our idealistic experiences reach to the Angel, this Angel is in turn connected with the Archangels, the Archangels with the Archai, and so on. Our existence continues in a rich and abundant world of Spirit. But this spiritual world has no special significance for us between birth and death. This world of the higher Hierarchies acquires its real significance for us when it becomes our environment between death and a new birth. The more we have delivered over to our Angel, the more conscious life is this Angel able to infuse into us after death when we are beings of soul-and-spirit, the more gifts are bestowed by the Hierarchies upon the conscious life of soul. What our Angel unfolds, together with the higher Hierarchies (that is to say, what the Beings of the First Hierarchy unfold together with higher Hierarchies through our Angel) is for our consciousness in the spiritual world between death and rebirth what our eyes and ears are in the physical world. And the more idealistic thoughts and feelings, human love and piety we have brought to our Angel, the clearer does our consciousness become. Now between death and a new birth there comes a time when the Angel has a definite task in connection with us. The Angel has now to achieve a more intimate relation with the hierarchy of the Archangels than was formerly the case. I have described the time through which man lives between death and a new birth from many different points of view, notably in the Lecture-Course given in Vienna in 1914, entitled The Inner Nature of Man and the Life between Death and a new Birth. I will now describe certain other aspects. When a somewhat lengthy period has elapsed after death, the important moment comes when the Angel must as it were deliver up to the Archangels what he has received from us through the ‘idealistic’ experiences described. It is as though man were placed before the world of the Archangels, who can then receive these experiences he has unfolded in his soul and Spirit during his life between birth and death. There are great differences among human souls living between death and a new birth. In our epoch there are persons who have brought very little in the way of idealistic thoughts and feelings, of human love, of piety, when the time comes for the Angel to pass on to the Archangel for the purposes of cosmic evolution, what has been carried through death. This activity which unfolds between the Angel and the Archangel must, under all circumstances, take place. But there is a great difference, dependent upon whether we are able to follow consciously, by means of the experiences described, what takes place between the Angels and the Archangels or whether we only live through it in a dull, dim state, as must be the lot of human beings whose consciousness has been purely materialistic. It is not quite accurate to say that the experiences of such human beings are dull or dim. It is perhaps better to say: they experience these happenings in such a way that they feel continually rejected by a world into which they ought to be received, they feel continually chilled by a world which should receive them with warmth. For man should be received with loving sympathy into the world of the Archangels at this important moment of time; he should be received with warmth. And then he will be led in the right way towards what I have called in one of my Mystery Plays: “The Midnight Hour of Existence.” Man is led by the Archangels to the realm of the Archai where his life is interwoven with that of all the higher Hierarchies, for through the Archai he is brought into relation with all the higher Hierarchies and receives from their realms the impulse to descend to the Earth once again. The power is given him to work as a being of soul-and-spirit, to work in what is provided, later on, in material form, by the stream of heredity. Before the Midnight Hour of Existence man has become more and more estranged from earthly existence, he has been growing more and more into the spiritual world—either being received lovingly (in the sense described above) by the spiritual world, being drawn to it with warmth, or being repelled, chilled by it. But when the Midnight Hour of Existence has passed, man begins gradually to long for earthly life and once again, during the second part of his journey, he encounters the world of the Archangels. It is really so: Between death and a new birth, man ascends, first to the world of the Angels, Archangels, Archai, and then once again descends; and after the world of the Archai his most important contact is with the world of the Archangels. And now comes another important point in the life between death and a new birth. In a man who has brought through death no idealistic thoughts or feelings, no human love or true piety, something of the soul-and-spirit has perished as a result of the antipathy and chilling reception meted out by the higher world. A man who now again approaches the realm of the Archangels in the right way has received into him the power to work effectively in his subsequent life on Earth, to make proper use of his body; a man who has not brought such experiences with him will be imbued by the Angels with a longing for earthly life which remains more unconscious. A very great deal depends upon this. Upon it depends to what people, to what language—mother-tongue—the man descends in his forthcoming earthly existence. This urge towards a particular people, a particular mother-tongue may have been implanted in him deeply and inwardly or more superficially. So that on his descent a man is either permeated with deep and inward love for what will become his mother-tongue, or he enters more automatically into what he will have to express later on through his organs of speech. It makes a great difference in which of these two ways a man has been destined for the language that will be his in the coming earthly life. He who before his earthly life, during his second passage through the realm of the Angels, can be permeated with a really inward love for his mother-tongue, assimilates it as though it were part of his very being. He becomes one with it. This love is absolutely natural to him; it is a love born of the soul; he grows into his language and race as into a natural home. If however a man has grown into it the other way during the descent to his next earthly life, he will arrive on the Earth loving his language merely out of instinct and lower impulses. Lacking the true, inward love for his language and his people, he will be prone to an aggressive patriotism connected with his bodily existence. It makes a great difference whether we grow into race and language with the tranquil, pure love of one who unites himself inwardly with his folk and language, or whether we grow into them more automatically, and out of passions and instincts express love for our folk and our language. The former conditions never come to expression in chauvinism or a superficial and aggressive form of patriotism. A true and inward love for race and language expresses itself naturally, and is thoroughly consistent with real and universal human love. Feeling for internationalism or cosmopolitanism is never stultified by this inner love for a language and people. When, however, a man grows into his language more automatically, when through his instincts and impulses he develops an over-fervid, organic, animal-like love for language and people, false nationalism and chauvinism arise, with their external emphasis upon race and nationality. At the present time especially, it is necessary to study from the standpoint of life between death and a new birth what we encounter in the outer world in our life between birth and death. For the way we come down into race and language through the stream of heredity, through birth, depends upon how we encounter, for the second time, the realm of the Archangels. Those who try to understand life to-day from the spiritual vantage-point, know that the experience arising in the period between death and a new birth when man comes for the second time into the realm of the Angels, is very important. All over the Earth to-day the peoples are adopting a false attitude to nationality, race and language, and much of what has arisen in the catastrophe of the second decade of the twentieth century in the evolution of the Western people, is only explicable when studied from such points of view. He who studies life to-day in the light of anthroposophical Spiritual Science must assume that in former earthly lives many men became more and more deeply entangled in materialism. You all know that, normally, the period between death and a new birth is lengthy. But especially in the present phase of evolution, there are many men whose life between their last death and their present birth was only short, and in their former earthly life they had little human love or idealism. Already in the former earthly life their interests were merely utilitarian. And as a result, in their second contact with the realm of the Angels between death and a new birth, the seeds were laid for all that arises to-day in such an evil form in the life of the West. We shall have realised that man can only be understood as a spatial being when it is known that his form and structure derive from the realm of the fixed stars and his life-stages from the planetary spheres. As a spatial being, man draws the forces that are active in him, not only from the Earth but from the whole Cosmos. Now just as it is necessary to go beyond what is earthly in order to understand man as a spatial being, so it is necessary to go beyond life between birth and death in order to understand social life, racial life on the Earth. When we carefully observe the life of to-day we find that although men claim their right to freedom so vociferously, they are, in reality, inwardly unfree. There is no truly free life in the activities which nowadays manifest such obvious forces of decline; instincts and lower impulses are the cause of the misery in social life. And when this is perceived we are called upon to understand it. Just as a second meeting with the Archangels takes place, so when man once again approaches earthly life, he enters into a more intimate union with his Angel. But at first he is somewhat withdrawn from the realm of the Angels. As long as he is in the realm of the Archangels, his Angel too is more strongly bound with this realm. Man lives as it were among the higher Hierarchies and as he draws near to a new birth he is entrusted more and more to the realm of the Angels who then lead him through the world of the Elements, through fire, air, water and earth, to the stream of heredity. His Angel, leads him to physical existence on Earth. His Angel can make him into a man who is in a position to act freely, out of the depths of his soul-and-spirit, if all the conditions described have been fulfilled by the achievements of a former earthly life. But, the Angel is not able to lead a man to a truly free life, if he has had to be united automatically with his language and his race. In such a case the individual life also becomes unfree. This lack of freedom shows itself in the following way. Instead of forming free concepts, such a man merely thinks words. He becomes unfree because all his thinking is absorbed in words. This is a fundamental characteristic of modern men. Earthly life in its historical development, especially in its present state, cannot be understood unless we also turn with the eyes of soul, to the life which runs its course between death and a new birth, to the world of soul-and-spirit. To understand the human form, we must turn to the heaven of the fixed stars; to understand the stages of life in man we must turn to the planetary spheres. If we wish to understand man's life of soul-and-spirit, we must not confine our attention to the life between birth and death, for as we have seen, this life of soul-and-spirit is rooted in the world of the higher Hierarchies and belongs to the higher Hierarchies just as the physical body and ether-body of man belong to the physical and etheric worlds. Again, if we wish to understand thinking, feeling and willing, then we must not merely confine our attention to man's relation to the world of sense. Thinking, feeling and willing are the forces through which the soul develops. We are carried as it were through the Gate of Death by our idealistic thoughts—by what love and religious devotion have implanted in these thoughts. Our first meeting with the Archangels depends upon how we have ennobled our thinking and permeated it with idealism. But when we have passed through the Midnight Hour of Existence, our thinking dies away. It is this thinking which now, after the Midnight Hour of Existence, is re-moulded and elaborated for the next earthly life. And the forces which permeate our physical organs of thinking in the coming earthly life are shaped by our former thinking. The forces working in the human head are not merely forces of the present life. They are the forces which have worked over into this life from thinking as it was in the last life, and give rise to the form of the brain. On the other hand, it is the will which, at the second meeting with the Archangels, plays its special part in man's life of soul-and-spirit. And it is the will which then, in the next life on Earth, lays hold of the limb-and-metabolic organism. When we enter through birth into earthly life, it is the will which determines the fitness or inadequacy of the limbs and the metabolic processes. Within the head we really have a physical mirror-image of the thoughts evolved in the previous life. In the forces of the metabolism and limbs we have the working of the newly acquired forces of will which, at the second meeting with the Archangels, are incorporated into us as I have described—either in such a way that they are inwardly active in the life of soul, or operate automatically. Those who realise how this present life which generates such forces of decline in humanity of the West, has taken shape, will look with the greatest interest towards what was active in man between death and a new birth during the period of existence preceding this present earthly life. And what they can learn from this will fill them with the impulse—now that the dire consequences of materialism are becoming apparent in the life of the peoples—to give men who already in their last incarnation were too materialistic, that stimulus which can lead once again to a deepening of inner life, to free spiritual activity, to a really intimate, and natural relation to language and race which does not in any way run counter to internationalism or cosmopolitanism. But first and foremost our thinking must be permeated with real spirituality. In the Spirit of modern man, there are, in reality, only thoughts. When man speaks to-day of his Spirit, he is actually speaking only of his thoughts, of his more or less abstract thinking. What we need is to be filled with Spirit, the living Spirit belonging to the world lying between death and a new birth. In respect of his form, his stages of life, his nature of soul-and-spirit, man must regard himself as belonging to a world which lies outside the earthly sphere; then he will be able to bring what is right and good into earthly life. We know how the Spiritual in man is gradually absorbed by other domains of earthly existence, by political life, by economic life. What is needed is a free and independent spiritual life; only thereby can man be permeated with real spirituality, with spiritual substance, not merely with thoughts about this or that. Anthroposophy must therefore be prepared to work for the liberation of the spiritual life. If this spiritual life does not stand upon its own foundations, man will become more and more a dealer in abstractions, He will not be able to permeate his being with living Spirit, but only with abstract Spirit. When a man here, in physical life, passes through the Gate of Death, his corpse is committed to the Earth, or to the Elements. His true being is no longer within this physical corpse. When a man passes through birth in such a way that through the processes described he has become an ‘automaton’ in his relation to his nation, language and conduct—then his living thinking, his living will, his living nature of soul-and-spirit die when he is born into the physical world and within physical existence become the corpse of the Divine Being of soul-and-spirit. Our abstract, rationalistic thinking is verily a corpse of the soul-and-spirit. Just as the real human being is no longer within the physical corpse, so we have in abstract thinking, a life of soul that is devoid of Spirit—really only the corpse of the Divine-spiritual. Man stands to-day at a critical point where he must resolve to receive the spiritual world once again, in order that he may pour new life into the abstract thinking that is a corpse of the Divine-Spiritual, opening the way for instincts, impulses and automatism. What I said at the end of my lecture to students here (On the Reality of Higher Worlds. 25th November, 1921.) is deeply true: If he is to pass from a decline to a real ascent, man must overcome the abstraction which, like a corpse of the soul is present in the intellectualistic and rationalistic thinking of to-day. An awakening of the soul and spirit—that is what is needed! The social life of the present day points clearly to the necessity for such an awakening. Anthroposophy has indeed an eternal task in regard to that living principle in man which must continue beyond all epochs of time. But Anthroposophy has also a task to fulfil for the present age, namely to wean man from externalisation, from the tendency to paralyse and kill the Divine-Spiritual within him. Anthroposophy must bring back this Divine-Spiritual life. Man must learn to regard himself not merely as an earthly but as a heavenly being, realising that his earthly life can only be conducted aright if the forces of heavenly existence, of the existence between death and a new birth, are brought down into this earthly life. |
209. Cosmic Forces in Man: The Mission of the Scandanavian Peoples
04 Dec 1921, Oslo Translator Unknown |
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209. Cosmic Forces in Man: The Mission of the Scandanavian Peoples
04 Dec 1921, Oslo Translator Unknown |
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The two previous lectures dealt with important questions relating to the nature and destiny of man. We heard that the human physical body and ether-body are not connected merely with the external world perceived by the senses and that this bodily nature of man can only be understood aright when we also recognise its relation with the Zodiac. And we then tried to understand how the heaven of the fixed stars and the planetary spheres work upon what lies within the outer covering of man, shaping and imbuing it with life. In the last lecture we also heard how the inner, spiritual core of man's being is related to the world of the higher Hierarchies. It was indicated that this connection with the world of the higher Hierarchies becomes especially noticeable when we observe how in his physical life on Earth, man can achieve union with the spiritual world through morality, religious devotion and love for his fellow-men; in this way he enables his Guardian Angel so to order his descent at the end of his life between death and a new birth that he again acquires the full power of individuality and is able, as a free individual, to take hold of his human nature. We also heard that if a man has not established this relation to the spiritual world in some incarnation, his link with his nation, for example, is of a purely external kind, and that this, in its extreme form, leads to chauvinism. Such studies show us that man's life can only be truly understood when the other side, too, is considered, that is to say, the life stretching between death and a new birth. As soon as we come to study the inner nature of man, this life between death and a new birth must be taken into consideration.. For life here on the Earth is in truth a reflection of the life between death and a new birth. Life in matter is the bodily life and what we have developed in the world of spirit-and-soul before birth expresses itself in this bodily life. What we must acquire anew, what must be built up anew in the core of our being, is the element appertaining to the will, and in a certain respect also to the life of feeling. The faculty of thinking that is bound up with the head—this we bring with us from the spiritual world—to the extent to which thinking is unmixed with feeling. Our thinking faculty per se comes with us at birth into physical existence and we have only to develop it during physical life or allow it to be developed by education. What we mainly acquire in the new incarnation through intercourse with the outer world are the qualities inherent in feeling and in will, which for this reason play an extremely important part in education. In the sphere of education, if through our own short-comings as teachers we are incapable of helping the child to think properly, we may leave undeveloped much that by virtue of his previous incarnations he could have brought to expression. If, however, we are unable to work on the child's life of feeling and of will through our natural authority and our example as teachers, then we fail to impart to him what he ought to receive in the physical world, and thus we do injury to his subsequent life after death. In the modern world this is a cause of deep pain to anyone who understands these things. In the world of education to-day people insist upon the importance of the child being made to use his brain, upon the cultivation of his intellect. True, much that the child brings with him through birth is brought out by these means. But it can only be of real use when earthly life, too is presented to the child in the right way, that is to say, when we are able through example and authority to impart to him the intangible qualities belonging to feeling and to will. We injure the child's eternal life if we fail to cultivate in him the right kind of feeling and. will. The faculty of thinking which we bring with us at birth, comes to an end here, in the material world, it dies with us. Only what we cultivate through feeling and will—which is nevertheless unconsciously permeated with new thoughts—this and this only we take with us through the Gate of Death. In our present very difficult times, religion, education, indeed every domain of mental and spiritual life must begin to take account of man's eternal nature, not merely of human egotism. Religions of the present day speculate far too much upon human egotism. On the one side they encourage inertia by not spurring men on to acquire those things which are eternal by inner individual effort in the life of feeling and of will; and on the other side they enhance egotism by speaking only of eternal life after death, not of what was there before birth or conception and has come down with us into the physical world. I have said before that this life before birth is connected with selflessness in man, whereas human egotism comes into play whenever mention is made of the life after death. Life after death assumes an egotistic form in the religious concepts of to-day. The idea is put before man in such a way that his longings are satisfied. When the religions believe that they have helped the egotistic life of soul in man, they think they have done what is expected of them. But through a truly spiritual understanding of the world, mankind must be brought to realise how essential it is for the whole life of the human being to be viewed in the light of eternity, free from every trace of egotism and moulded accordingly by those whose task it is to teach and educate. Now this has a significant bearing upon public life too, and it is of this that I want to speak to-day. For it is in the highest degree necessary that what we gain from an anthroposophical knowledge of higher worlds should be carried into actual life, that we should know how to bring it to expression in life. Abstract theories are really of little use. Life on the Earth is many-sided, full of variety. If, for example, we consider the life of the peoples, it is not only obvious that Indians differ from Americans or Englishmen, but Swedes are often said to differ from Norwegians although they live in such near proximity. We cannot let ourselves be guided entirely by general principles; concrete, individual conditions prevail everywhere and it is these that are important. It is just these individual conditions that we shall fail to recognise if we do not take our start from the Spiritual. Modern man does not really know the world. He talks a great deal about the world but he does not know it, for he is unaware that the soul-and-spirit extends into physical existence and that, fundamentally, this physical existence is governed by the Spiritual. This knowledge is not acquired by studying abstract, general principles. These abstract principles are often perfectly correct, but they do not carry us very far in the world as it actually is. Certainly it is quite correct to say: ‘God rules the world.’ But in face of the manifold variety of the world it is purposeless to keep repeating: ‘God rules the world in India, God rules the world in England, God rules the world in Sweden, God rules the world in Norway.’ Certainly, God rules the world everywhere, but for the purposes of life in its immediate reality, it is necessary to know how God rules the world in India, in England, in Sweden, in Norway. In spiritual study the individual conditions must be observed in every case. Of what use would it be, for example, to take a man into a Geld, show him a plant with yellow flowers and round petals and merely tell him, “That is a plant”—and then take him to a plant with thorns and pointed, tapering petals, repeating: “That is a plant.” It is the specific and individual properties of the plant that must be made clear to him. But in spiritual matters man has become so easygoing and slack that he is content with general principles. He only wants to hear: ‘God rules the world,’ or ‘Man has a Guardian Angel’ and he feels no desire for detailed knowledge of how life is differentiated in the various regions of the Earth, or how its various manifestations have been influenced by the spiritual world. This, then, will be the theme of the lecture. It is precisely in these days of tumult, when people all over the world are so utterly at sea in public affairs, when congresses and conferences produce no result, and in spite of high-sounding programmes, men disperse without having come to any real decision—it is precisely now that deeper questions should be raised concerning all that is revealing itself from the spiritual world in the different regions of the Earth. Think of the peninsula which you, together with the Swedes, have as your earthly dwelling-place. There is something about it that presents a kind of riddle to those who do not live in Sweden or Norway, as well as to those who actually live here. There was certainly a great difference in the way in which since 1914, let us say, you thought about the tumultuous events going on in the world. These events have struck their blows in manifold ways but man to-day is largely unaware of their effects; he does not realise what deeper forces have been and are in operation. Looking down to Middle Europe, to the South of Europe, to Africa, even to regions of Asia, the events will have seemed to you to be the direct expression of violent, elemental passions, whereas up here you were merely experiencing the consequences and reverberations of those events. People up here in the North may well have been perplexed, for it really was as though men had suddenly become frenzied with desire to tear one another to pieces. Those who were only onlookers must certainly have been perplexed when they thought about these happenings more deeply. But such things cannot be explained by studying only the one period—even a period fraught with happenings as momentous as those of recent years. True, someone may say that it seems to him as though he had lived through centuries in these few years, but in general there will only be a very gradual realisation that this is actually so. Most people are living and thinking to-day exactly as they did in 1914. In countries like these in the North, this is in a way understandable. But that it is also the case in Middle Europe is terrible. The normal feeling would be one of having lived through events which would otherwise have come to pass only in the course of centuries. Everything was compressed into a few short years. Events like those of 1914-1915 embraced within a brief space of time as much as about ten years of the Thirty Years War, and a measure of illumination can only be shed upon them when they are studied in a much wider historical perspective. From the vantage-point of your Northern peninsula you will be able to realise that it is only since the beginning of the present epoch that things have been happening South of you in which your participation has been different from that of the peoples who live in the South of Europe, in Western Asia, or in Middle Europe. There has really been an utter contrast between the South and the North of Europe in this respect. I want you to think of the fourth century A.D., or rather of the period which reaches its climax in that century. In the South, on the Greek peninsula and especially on the Italian peninsula—also in the life of Middle Europe which was in contact with Italy—you see the spread of Christianity. But something else as well is to be perceived. Christianity makes its way from the East into the Pagan world of Europe, expressing itself in many different forms. When we consider the early centuries, the first, second and even the third centuries, we find the old, inherited wisdom being brought to bear upon Christianity. Efforts are made to understand Christianity through the Gnosis, as it is called, to interpret Christianity in the light of the highest form of wisdom. A change comes about in this respect, but not until the fourth century, just at the time when Christianity begins to spread more towards the regions of Middle Europe. The Gnostic conceptions, the wisdom-filled conceptions of Christianity now disappear. A writer like Origen who wants to introduce something of the old Gnostic wisdom into Christianity is branded as a heretic: Julian, the so-called Apostate, who wants to unite the old pagan wisdom with Christianity, is ostracised. And finally Christianity is externalised by the deed of Constantine into the political form of a Church. In the fourth century, that which in Christianity had once been quite different, those secrets which were felt to need the illumination of the highest wisdom if they were to become intelligible—all this begins to take on a more superficial character. Men are called upon to lay hold of Christianity in a more elementary way, with a kind of abstract feeling. Christianity makes its way from the South towards the North. It is, of course, true, that from the fourth to the fifteenth centuries, the Christian life which develops in the South and especially in Middle Europe, is rich in qualities of soul, but the Spiritual in its living essence, has receded. The Gnosis is regarded as an undesirable element in Christianity... There you have one or two cursory flashlights upon happenings among the peoples of Europe more towards the South. Christianity spreads out, finds its way into the Greek world, the Roman world, into the life of Middle Europe, and there, in a certain sense it is stripped of spirituality. Think now of your Northern world in the third and fourth centuries, that is to say in the same early centuries of the post-Christian era. External history gives no true account of the conditions then prevailing. This period must be studied with the help of Anthroposophy. In connection with the European Folk-Souls this was done here some years ago (1910) but to-day we will think more of the external character of the peoples. At the time when, in the South, the Spirit withdrew more and more towards the East—that is to say, shortly after the period I have described—the old Athenian Schools of Philosophy were closed and the last philosophers of Athens were obliged to make their way to the East, where they attached themselves to the mysterious academy of Gondi Shapur from which at that time a remarkable spiritual life was spreading via Africa and Southern Europe towards the rest of Europe, deeply influencing the spiritual life of later times. Yet it can truly be said that there, in the South, men looked back to a lofty spirituality they had once possessed.. The mighty Event of Golgotha had taken place. In the first centuries it had still been found necessary to understand the Mystery of Golgotha with the help of this sublime spirituality. This spirituality had been gradually swept aside; the human element had more and more taken the place of what may be called the working of the Divine in the life of man. The Gnosis still helped man to realise the existence of the Divine-Spiritual within him. This Divine-Spiritual reality was more and more put aside and the human element brought to the fore. In this respect much was contributed by those peoples who took part in the migrations. In their migrations towards the South, in their conquests of the Southern regions, the Germanic peoples of Middle Europe who brought with them souls more naturally bound to the physical, contributed to this repression of the Spiritual. For they did not understand the old spirituality and brought a more fundamentally human influence to the South. And so the lofty primeval wisdom which had once been alive in men receded from the spiritual culture of the West. And at the same time when this repression of the Spiritual was taking place—in the third and fourth centuries A.D.—we find that up here in the North, teachings about the Gods were being spread among men. In those days human beings who were inspired in an instinctive way were held in high esteem. These were times which had long since passed away for the Southern people. Up here in the North it still happened that here and there a man or a woman living in isolation would be sought out and listened to, when in a mysterious way, through faculties arising from their particular bodily constitution, they gave revelations concerning the spiritual worlds. These faculties were a natural gift in certain individuals who worked in this way among their fellows. And when the people were listening attentively to these isolated seers, they realised, when they went into the hut of one of these ‘God-intoxicated,’ ‘God-revealing’ men or women, that it was not really the physical man or woman to whom they were listening, but that it was the Divine-Spiritual itself which had descended and was inspiring such individuals in order that they might give forth the teaching of the Gods to their fellow-men. It is very striking for the anthroposophical student of European history to find that the men of the North were still so constituted as to be able to receive divine teachings, to feel that the Gods—the Beings of the higher Hierarchies—were still living realities among them; whereas in the South, during the same period, the Spirit is becoming weaker and weaker and the human element which man brings to expression in his life on the physical Earth comes to the fore and supersedes the Divine. So it was in the decisive fourth century, when the men of the South were becoming more and more eager for human doctrine. These individual revelations, springing as they did from obscure depths of spiritual life must be taken in all seriousness. It is verily as if in those times the Gods moved as teachers among the still childlike peoples of the North. This condition which was still present in a particular form in the North during the first centuries of the Christian era had long since vanished in the South. But it is a remarkable and significant fact in the destiny of the peoples that the men of the North became for the men of the South, the bearers of what had been learnt from the Gods —not from men. This must be taken earnestly. The people who belonged, in the main, to the population of the West of your peninsula, whose descendants are the Norwegians of to-day, journeyed towards the West, towards the South West, and as a result of their wanderings, their sea-voyages and conquests, their influence reached right down to Sicily and North Africa The sons of the Gods went to the sons of the World, bringing them what they had learned from their Gods. It is an interesting chapter of history to study the migrations of the Northern peoples towards the South West and to see how—in continual metamorphosis, of course—the teachings of the Northern Gods spread towards the South West, deeply influencing the British Isles, France, Spain, Italy, Sicily and North Africa. Moreover, the effect of this influence is perceptible even to-day. The Roman, Latin form of life which makes its way from the South towards the North is permeated with the Northern influence. Whatever consciousness of the Divine has remained in the stream of civilisation from the South is here influenced by the Northern teachings of the Gods. But it takes on a peculiar character which is not fully noticeable until we look towards the Eastern side of this Northern peninsula—towards Sweden. We need remind ourselves only of one fact—how the peoples of Eastern Europe turned to the Vareger, and how in the East of the Northern peninsula the trend is more towards the East. It is a really remarkable picture. The form of life that later on tends more towards the civilisation of Norway, streams towards the South West, and the life that later on tends towards the civilisation of Sweden, streams towards the South East. Everywhere, of course, there are the teachings of the Northern Gods, but they are presented in different ways. The peoples who later on became the Norwegians, carry the element of activity, of strength, of enthusiasm, towards the South West. In this way the languishing Latin culture is stimulated and imbued with life. The influence of the Northern Gods in these migrations is such that it is a stimulus to activity in the whole life of the peoples. This is apparent everywhere and it is a most fascinating study. But we also see what is happening in the East of this peninsula.—It is of course influenced by geographical conditions, but these geographical conditions are also reflected in the character of the people, for the human being does not grow out of the Earth but is born on the Earth, he comes down from world of soul-and-spirit and there is a real difference between being born as a Norwegian or as a Swede. We shall not get anywhere by simply saying that the geographical conditions are such and such, but we must question further as to why one soul has the urge to become a Norwegian, and another a Swede. But now think of the remarkable character—and this applies even at the present day—of the Eastern Scandinavian, the Swedish impulses which make their way towards the East. These impulses stream towards the East but as they advance they are everywhere deflected. They do not become really active. They cannot maintain their stand against what is brought over from the East, first by other Asiatic peoples and later by the Mongols and Tartars, nor against the early, more characteristically Eastern form of Christianity. This stream flows towards the, South East but meets with obstacles everywhere and takes on a more passive character. The impulse as a whole is deeply influenced by the North. But what streams from the West of the Northern peninsula towards the South brings activity everywhere; whereas the influence that makes its way towards the East, is seized by the inactive, the more reflective element of the East and its own activity is in a way blunted. As the Northern Gods send their impulses towards the West, they unfold, paramountly, their nature of will. As they send their impulse towards the East, they unfold their life of reflection, their contemplative nature. External wars and conflicts are ultimately only the material images of what takes place in the way I have just indicated. Those who are abstract theorists, who view the whole world from the standpoint of some theory—and the empiricists of to-day are fundamentally the greatest theorists of all, for they never get down to realities, they think about things instead of trying to know them from inside—these theorists will bring forward all sorts of characteristics displayed by the Norwegians and the Swedes. The inhabitants of these countries themselves often emphasise the existence of outward divergencies simply because people to-day will not penetrate to the depths of human nature in order to acquire a real knowledge of life. But life must be observed in the way indicated in the two lectures I have given here. External life must be viewed not only from the standpoint of life between birth and death, but also from the standpoint of life between death and a new birth; we must be mindful not only of those things which satisfy the egotism of the human being who merely wants to be happy after death and because he still has physical life before him, does not trouble about the life before birth. We must study how we can apply in this earthly life what we have brought with us through birth from worlds of soul-and-spirit. Then we begin to see that there are connections in the life of men and in the life of the peoples which are only revealed when we perceive what man is and has become through many earthly lives, when we have knowledge of the periods he spends between death and a new birth. A most remarkable connection is then revealed, helping us to understand what comes to pass on Earth. In the external national character of the Norwegian of the present day there are traits which have been inherited from those men who once migrated towards the South West and by their revelations of the Gods poured life and activity into the Roman-Latin form of civilisation. At that time something developed in the great plan of the world which gave the Norwegians their special character, their particular task. And those who are born in Norway to-day will understand their destiny and task in the world as a whole, only if they look back with spiritual understanding to the times when Norway was able to develop in a particular way, when the Northern people went forth on their migrations, their raids and their campaigns of conquest towards the South West, to fulfil a task on Earth. The task sprang out of the character of the people who inhabit these countries. Their character, it is true, was different in those times but something remains as a heritage in the present-day Norwegian and endows him with certain faculties which are important from the point of view of man's eternal life, of man's immortality. From the Eastern part of this peninsula where the Swedish character has developed, the old teachings of the Gods were carried towards the East, to men whose own religious doctrines had been preserved in a certain mystical, oriental form. What was more a revelation from Nature met with little response in the East; those who wandered towards the East, therefore, were destined to lead a more contemplative life. But this again has left a heritage which has set its stamp upon the character of the people. And if we are to understand the western and the Eastern parts of the Scandinavian peninsula, we must look back to what these peoples have experienced through the centuries, realising what they have become to-day as a result of these experiences. We have every reason at the present time to think about these things. It is, after all, quite easy to realise in an elementary way that spiritual forces must be working in the world, in the whole international course of events, in the whole racial life of man, and that the missions of each particular people must be understood in the light of spiritual knowledge. Now when the power of super-sensible cognition is brought to bear upon this connection between the tasks of the modern Norwegians and Swedes and the course of their historical evolution, remarkable things come to light. Norwegians have a definite gift—nor does this gift depend upon actual birth into a Norwegian milieu. What develops in the life of Norway can be seen even in the physical world; it can be described by anthropologists, historians, or even journalists. Their statements will be more or less correct but will give no true account of the forces at work in the depths of the human soul. For man has a mission not only here on Earth; he has a mission also in the spiritual worlds after death. And this mission in the spiritual worlds after death takes shape here, on the Earth. What we experience in the period immediately following death is a consequence of our Earth-evolution. What we experience on the Earth immediately after birth—this again is a consequence of our life in the world of soul-and-spirit, and it is of the highest importance to study the mission of the Norwegian people not only on the Earth but in the period after death, with the means at the disposal of spiritual investigation. Because of their physical and racial character, because of the special constitution of their brains and the rest of their bodily make-up, it can—I repeat, it can—fall to the lot of those souls who pass through the gate of death from the soil of the Western part of the Scandinavian peninsula, to give a very definite stimulus to other souls after death. They can give to other souls after death something that only the Norwegian characteristics are able to impart. In this epoch especially, the Norwegian character is so constituted that subconsciously and inwardly it understands certain secrets of Nature. I am not now referring to your external, intellectual knowledge but to the kind of knowledge which you develop in your spiritual body, without using the physical senses, between the time of falling asleep and waking, when you are outside your bodies. When during sleep you experience the spirit in the plant-world, in stone and rock, in the rustling trees and the roaring of the waves, you become aware of the reality of forces living in the plants, hidden in the rocks, operating in the waves of the sea as they break in upon the shores, in the sparsely flowering rock-plants. A great picture arises in your souls during sleep, in the form of an intimate knowledge of Nature of which the intellect and the life of the senses are unconscious. And when, as I described in the last lecture, you develop a real connection with the Angel-Being, then you can bear into the spiritual world this unconscious Nature-wisdom, this concrete knowledge of spirituality in the plants, the stones and the other phenomena. of Nature. Those who in the true and real way have lived a Norwegian life become the stimulators and teachers of their fellow-souls after death in regard to the secrets of Nature here on the Earth. For in the spiritual world, souls must be taught about the secrets of the Earth, just as here, on the Earth, they must be taught about the secrets of the spiritual world. In the Eastern portion of this peninsula, where the heritage from olden times is as I have described it, a different mission is carried through the gate of death. What the souls there carry through death into the spiritual world is not so much what is experienced during sleep but during waking consciousness in connection with the external world, in contemplation and study of the sense-world and in a kind of understanding—permeated with feeling—of the external world. But this after all, is something which fundamentally speaking, has significance only for the earthly life. Yet while man is developing just this element in earthly life, something very significant develops in the subconscious region of the soul. I have pointed out to you that even in waking life a certain part of our being sleeps and dreams. The life of feeling is really only another form of dream life. In our feelings we dream and in the operations of our will we are asleep. What we know of our will is only the illumination thrown upon it by our thinking. But the kind of will that is kindled in the Swedish soul is less capable of penetrating the secrets of Nature during sleep. What enters the Swedish soul more unconsciously in the life of will and of feeling during contemplation of the outer world and in the operations of intellect and reason—that is what is carried through death. So the mission of the souls belonging to the Eastern part of the Scandinavian peninsula who pass through death is to impart to other souls an element pertaining more to the will—exactly the opposite of what they were able to impart to their physical fellow-beings during the times of their old historical connection with them. Let me put it like this—A special gift in connection with the element of will developed in the Eastern part of the Scandinavian peninsula as a primary and then as an inherited quality of the character of the people. The people of Europe have lived a long time without asking in this concrete way what they really have to do after death, for they have contented themselves with the egotistical answer: We shall be happy. But if the world is to be prevented from falling into complete decadence, this egotistical answer will not suffice. It will only be possible for men to lead a true and proper life when they are willing to accept the selfless answer, when they not only ask about the happiness in store for them after death but when they also ask: What am I called upon to do, in view of my particular situation in earthly life? Only when people are willing to frame the question in this way will they put their situation in life to proper use and so prepare truly for their mission. And then the preparation will no longer be difficult. The two lectures—indeed the three—which I have given you here, are all connected in this respect. In view of this special mission, it is essential that the spirituality in the anthroposophical attitude to the world should be understood here in Norway. For when you consider that it is a specific task to create out of the subconscious life a natural science for the next world—however paradoxical this may seem, it is indeed so—then you must deliberately and consciously prepare your life of feeling in such a way that your souls, while you sleep every night, are not unreceptive to the knowledge of Nature which should be infused into them during sleep. But the bodies of to-day are not always a help in this process of preparation. The souls of the Northern peoples are, through ancient heritage, fundamentally fitted for the spiritual world. Here above all, the bodies must be influenced by a spiritual form of culture. And now a great question arises which can be illuminated by comparing the mission of the peoples of Middle Europe with that of the peoples of the North. The state of the people of Middle Europe, if they will not accept the Spiritual, was not badly described by a man who gave no thought at all to the possibility of a spiritual regeneration of humanity. Oswald Spengler has written his book on the Decline of the West, that brilliant but thoroughly pessimistic book—although he has repudiated the pessimism in a subsequent pamphlet. Of course, it is pessimism to speak of the decline of the West. But Spengler is actually speaking of the decline of culture, of something that is of the soul. Without spiritual regeneration the people of Middle Europe will suffer injury to their souls. But in this corner of Northern Europe, human beings cannot be injured only in the life of soul; when they are injured in the soul, their very bodily nature is injured at the same time. In a way this is fortunate, for if the people of Middle Europe do not accept spirituality, they become barbarian, they degenerate in soul. The Northern people can only die out, in the bodily sense, for everything depends here upon the particular constitution of the body. The influence of a new stream of spiritual culture is profoundly necessary. For Middle Europe will degenerate, will become barbarian will go to its decline if it does not allow itself to be influenced by the spirit. The Northerner will die out, will suffer physical death if he does not allow himself to be influenced by the Spirit. And so what is developed here, during physical life, is connected with the mission of Northern souls after death. They cannot fulfil their mission if they allow their bodies—which are so well-adapted for spirituality—to degenerate. These earnest words must be uttered to-day for the evolution of our epoch demands that men shall speak together of such matters. And it is for this reason that I wanted to speak to you from the general, human standpoint, to say to you what a man says to his fellow-beings on this Earth if he has the destiny of Earth-evolution deeply at heart. For those human beings who do not prepare themselves selflessly for an eternal life, will not be leading their earthly life between birth and death aright. That is the thought I should like to leave with you. Those who feel themselves Anthroposophists should realise that they are a tiny handful of people in the world who must apply all their energy to shaking a lazy humanity out of its lethargy and helping it onwards. Those who hate Anthroposophy to-day—this may be said. among ourselves—hate it because their love of comfort and ease prevents them from being willing to grapple with the great tasks of humanity. They are afraid of what they must overcome if they are to transform their easy-going thoughts and feelings and experience something much more profound. For this reason we see many a storm of opposition arising against what is taking place in Anthroposophy and developing out of it. You too will have to accustom yourselves to violent attacks being made against Anthroposophy or Spiritual Science by reactionaries of every kind, by all who love to saunter along their old beaten tracks. Those however who let this opposition deter them from developing their powers, are not firmly rooted in the real task of Anthroposophy. When people see how Anthroposophy is being attacked to-day from all sides, they may become timid and say: Would it not be better to go forward more quietly so that the opposition may be less violent? Or again they may ask, if they find praise being meted out to them by men who in a decadent age hold leading positions: What have I done wrong? This is a matter of great importance from the anthroposophical point of view. Attacks and abuse are usually explicable for the reasons given above. But if praise were to come from the same quarters, it would be a bad augury for anthroposophical world! It is just because the opponents of Anthroposophy to-day do attack it, that we can be reassured—but only, of course, in the sense that we must apply all the more energy in order to introduce Anthroposophy into the world, not out of personal idiosyncrasies but out of a deep realisation of the needs and tasks of the world. On this note, then, we will conclude. Let me express to you my heartfelt thanks for your active and energetic co-operation. I assure you that I mean it seriously when I say that separation in space is no separation to those who know the reality of the spiritual bond between souls. In taking my leave, I remain together with you, I do not really go away from you. I believe you can always realise this, if you wish it to be so. You may be quite sure that there are already numbers of people who feel this bond and who look with love in their hearts towards this region in the North West with its special task—the importance of which is so well known to Anthroposophy. I take leave of you with this love in my heart for those who feel that they truly belong to us, to our Anthroposophical Movement. May our next meeting, too, be full of the inner strength that is necessary and right among Anthroposophists. |
304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy I
23 Nov 1921, Oslo Translated by René M. Querido |
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304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy I
23 Nov 1921, Oslo Translated by René M. Querido |
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First, I would like to thank the Vice Chancellor of this University, and you yourselves, ladies and gentlemen, for your friendly welcome. I hope that I can make myself understood, despite my inability to speak your language. Indeed, I apologize for my lack in that respect. The theme that I shall present tonight and tomorrow night is the educational principles and methods based on anthroposophy. And so, here, right at the beginning, I must ask you not to look on the aims of anthroposophy as wishing to be in any way subversive or revolutionary—with respect either to scientific matters or any of the other many aspects of life where anthroposophy seeks to be productive. On the contrary, anthroposophy seeks only to deepen and develop what has already been prepared by the recent spiritual culture of humanity. However, because of anthroposophy’s deepened insight into human life and knowledge of the universe, it necessarily looks for a corresponding deepening and insight in contemporary scientific thinking. Likewise, it also looks for different ways of working practically in life—different from more accustomed and conventional ways. Because of this, anthroposophy has found itself opposed by representatives of the spirit of the day. But it does not want to become involved in hostilities of this kind, nor does it wish to engage in controversy. Rather, it aims to guide the fundamental achievements of modern civilization toward a fruitful goal. This is the case, above all, in the field of education. Apart from my small publication, The Education of the Child from the Viewpoint of Spiritual Science, published several years ago, I had no particular reason to publish a more detailed account of our educational views until, with the help of Emil Molt, the Waldorf school in Stuttgart was founded. With the founding of the Waldorf school, anthroposophy’s contribution to the field of education entered the public domain. The Free Waldorf school itself is the outcome of longings that made themselves felt in many different parts of Central Europe after the end of the last, catastrophic war. One of the many topics discussed during that time was the realization that perhaps the most important of all social questions was about education. And, prompted by purely practical considerations, Emil Molt founded the Free Waldorf school, originally for the children of the employees of his Waldorf Astoria Factory. At first, therefore, we only had children whose parents were directly connected with Molt’s factory. During the last two years, however, children from different backgrounds have also entered the school. Hence, the Waldorf school in Stuttgart today educates children from a wide range of backgrounds and classes. All of these children can benefit from an education based on anthroposophy. In education, above all, anthroposophy does not wish to introduce revolutionary ideas, but seeks only to extend and supplement already existing achievements. To appreciate those, one need only draw attention to the contribution of the great educators of the nineteenth and early twentieth centuries. Anyone with education at heart can feel only enthusiasm for their comprehensive ideas and powerful principles. Yet, despite all of this, there remain urgent problems in our present education. As a result, not a year passes in which a longing for the renewal of education does not make itself felt in society. Why should it be that, on one hand, we can be enthusiastic about the convincing educational ideas expressed by the great educators of our times, while, on the other, we experience a certain disenchantment and dissatisfaction in how education is carried out? Let me give just one example. Pestalozzi has become world famous. He certainly belongs among the great educators of our time. Nevertheless, thinkers of Herbert Spencer’s caliber have pointed out in the strongest terms that, although one might be in full agreement with Pestalozzi’s educational principles, one cannot help realizing that the great expectations raised by them have not been fulfilled with their practical application. Decades ago, Spencer already concluded that despite Pestalozzi’s sound and even excellent pedagogical ideas, we are unable at present to apply his general principles in practical classroom situations. I wish to repeat, ladies and gentlemen, that it is not new ideas that anthroposophy wants to introduce. Anthroposophy is mainly concerned with actual teaching practice. Just as the Waldorf school in Stuttgart grew out of the immediate needs of a given life situation, what exists today as anthroposophical pedagogy and the anthroposophical method of education is not a product of theories or abstract principles but grows out of the need to deal practically with human affairs. Anthroposophy feels confident of being able to offer specific contributions for solution of human problems, particularly in the realm of education. What, then, are the fundamentals of this anthroposophy? Anthroposophy has frequently drawn hostility and opposition, not because of an understanding of what it seeks to accomplish for the world, but rather because of misconceptions regarding it. Those within anthroposophy fully understand such hostility. For, on the basis of natural science and the cultural achievements of our times, modern humanity generally believes itself to have found a unified conception of the world. Anthroposophy then steps in with a call to our contemporaries to think about themselves and the world in an apparently quite different way. The contradiction, however, is only apparent. But people think initially that the insights provided by anthroposophy cannot be reconciled with the claims made by natural science. Today, the human physical and bodily constitution is being thoroughly studied, on solid grounds, following the admirable and exact methods of modern natural science. And, as far as the human soul is concerned, its existence is no longer generally denied. On the contrary, the number of those who deny the existence of the soul and speak of “human psychology without a soul,” as many did for a time, has already dwindled. Yet the soul itself is only observed by means of research into its physical aspects and by guesswork done on the basis of physical manifestations. Under such conditions, it is impossible to derive an educational practice, even with the best of theories and premises. Thus, Herbert Spencer profoundly regrets the lack of a proper psychology for modern educational principles. But a true child psychology cannot possibly grow from the modern natural-scientific view of life. Anthroposophy, on the other had, believes that it is able to offer the basis for a true psychology, for real care of the human soul. However, it is a psychology, a care of the soul, that admittedly requires an approach very different from that of other contemporary psychological investigations. It is all too easy to poke fun at anthroposophists who speak of other supersensible bodies, or sheaths, in addition to the physical body. It is often said that anthroposophy, when it speaks of the etheric body, which I also call the “body of formative forces,” has invented or built up some strange fantasy, vision, or illusion. What anthroposophy says, however, is simply that a human being possesses not only a sense-perceptible, physical body (that can be examined according to established medical practice and whose underlying natural laws can be grasped by our intellectual capacity to systematize manifold phenomena) but also an etheric body, or a body of formative forces, that is of a more refined nature than the physical body and—apart from the etheric body—a still higher and more refined member of the human being, called the astral body. In anthroposophy, furthermore, we also speak of a very special aspect of the human being, which is summarized only by each individual’s own self-awareness and is expressed by the word “I.” At first, there seems to be little justification for speaking of these higher aspects of the human being. By way of introduction, however, I would like to show how in actual and practical life situations—which are the basis of our educational views—anthroposophy speaks about, for example, the human etheric body. This etheric body is not a nebulous cloud that is somehow membered into the physical body and perhaps extends a little beyond it here and there. Initially, of course, it is possible to imagine it like this but in reality it appears quite differently to anyone using anthroposophical methods of observation. The etheric body, in fact, is primarily a kind of regulatory agency and points to something that belongs, not so much to the human spatial organization, but to something of the nature of a “time organism.” When we study the human physical body, according to present day natural-scientific methods, we know that we can do so by studying its various organic parts—such as the liver, the stomach, or the heart—as separate entities. But we can also study those same organs from the viewpoint of their various functions and interrelationships within the whole human organism. We cannot understand certain areas of the human brain, for example, without knowing how they affect other organs, such as the liver, the stomach, and so on, effects that are instrumental in regulating the nourishment of those organs. We thus look upon the spatial, physical organism as having its own specific interrelationships. We see the physical organism as something in which single members affect each other in definite and determined ways. Anthroposophy sees what it calls the human etheric body in the same way. It assigns to it an existence in time, but not in space as in the case of the physical body. What we call the human etheric body manifests itself at birth or, rather, conception and continues to develop through life until the point of death. Disregarding the fact that a person can die before his or her natural life span has been reached, let us for the moment consider the normal course of a human life—in which case we may say that the etheric body continues its development through old age until the moment of death. In what develops in this way, anthroposophical investigation sees an organic wholeness. Indeed, as the human spatial body is composed of various members—such as the head as the carrier of the brain, the chest organs as carriers of speech and breathing, and so on—so what manifests as the human etheric organization is likewise composed of various life periods, one following the other in the flow of time. We thus distinguish between the various component parts of the etheric body—which, as already stated, must be observed as existing in time and as consisting of spatially separated parts—by first considering the period from approximately a child’s birth to its change of teeth. We can see an important part of the etheric body in this life period, just as we can see the head or the lungs in the physical body. Thereafter, we see its second member lasting from the second dentition until puberty and, though less clearly differentiated, we can also distinguish further life periods during the subsequent course of life. Thus, for instance, at the twentieth year, a completely new quality in a person’s psychic and physical life begins to manifest. But, just as, for example, the cause of certain headaches can be traced to malfunctioning of the stomach or the liver, so can certain processes undergone in one’s twenties or even during later life be traced back to definite happenings during the time between birth and the change of teeth. Just as it is possible to see processes of digestion affecting processes occurring in the brain, so is it possible to see the effects of what happened during a child’s first seven years of life up, to the second dentition, expressed in the latest period of adult life. When studying psychology, we generally find that only the present situation of a person’s soul life is observed. Characteristics of a child’s capacity of comprehension, memory, and so on are observed. Without wishing to neglect those aspects, students of anthroposophy must also ask themselves the following kind of question. If a child becomes subject to certain influences, say in the ninth year, how does that affect the deeper regions of his or her etheric psychic life and in what form will it re-emerge later on? I would like to illustrate this in more detail by giving you a practical example. By means of our pedagogical approach, we can convey to a child still at a tender age a feeling of reverence and respect for what is sublime in the world. We can enhance that feeling into a religious mood through which a child can learn how to pray. I am purposely choosing a somewhat radical example of a moral nature. Thus, let us suppose that we guide a child so that it can let such a mood of soul flow into a sincere prayer. This mood will take possession of the child, entering the deeper regions of its consciousness. And, if we observe not only the present state of a person’s soul life but his or her whole psychic constitution as it develops up to the moment of death, we will find that what came into existence through the reverence felt by the praying child goes “underground” to be transmuted in the depths of the soul. At a certain point, perhaps not before the person’s thirties or forties, what was present in the devotional attitude of a praying child resurfaces as a power of blessing, emanating from the words spoken by such a person—especially when he or she addresses children. In this way, we can study the whole human being in relation to his or her soul development. As we relate the physical to the spatial—for example, the stomach to the head—so can we relate and study through the course of a life what the power of prayer might have planted in a child, perhaps in the eighth or ninth year. We may see it re-emerge in older age as the power to bless, as a force of blessing, particularly when meeting the young. One could put this into the following words—unless one has learned to pray in childhood in a true and honest manner, one cannot spread an air of blessing in one’s forties or fifties. I have purposely chosen this somewhat radical example and those among you who are not of a religious disposition will have to take it more in its formal meaning. Namely, what I wanted to point out was that, according to anthroposophical pedagogy, it is not just the present situation of a child’s soul life that must be considered; rather, the entire course of a human life must be included in one’s considerations. How such an attitude affects one’s pedagogical work will become plainly visible. Whatever a teacher or educator might be planning or preparing regarding any educational activity, there will always be the question in mind, what will be the consequences in later life of what I am doing now with the child? Such an attitude will stimulate an organic, that is, a living pedagogy. It is so easy to feel tempted to teach children clearly defined and sharply contoured concepts representing strict and fixed definitions. If one does so, it is as if one were putting a young child’s arms or legs, which are destined to continue their growth freely until a certain age, into rigid fetters. Apart from looking after a child’s other physical needs, we must also ensure that its limbs grow naturally, unconstricted, especially while it is still at the growing stage. Similarly, we must plant into a child’s soul only concepts, ideas, feelings, and will impulses that, because they are not fixed into sharp and final contours, are capable of further development. Rigid concepts would have the effect of fettering a child’s soul life instead of allowing it to evolve freely and flexibly. Only by avoiding rigidity can we hope that what we plant into a child’s heart will emerge during later life in the right way. What, then, are the essentials of an anthroposophically based education? They have to do with real insight into human nature. This is something that has become almost impossible on the basis of contemporary natural science and the scientific conception of the world. In saying this, I do not wish to imply any disregard for the achievements of psychology and pedagogy. These sciences are the necessary outcome of the spirit of our times. Within certain limits, they have their blessings. Anthroposophy has no wish to become embroiled in controversy here either. It seeks only to further the benefits that these sciences have created. On the other hand, we must also ask what the longing for scientific experimentation with children means. What does one seek to discover through experiments in children’s powers of comprehension, receptivity to sense impressions, memory, and even will? All of this shows only that, in our present civilization, the direct and elementary relationship of one soul to another has been weakened. For we resort today increasingly to external physical experimentation rather than to a natural and immediate rapport with the child, as was the case in earlier times. To counterbalance such experimental studies, we must create new awareness and knowledge of the child’s soul. This must be the basis of a healthy pedagogy. But, to do so, we must become thoroughly familiar with what I have already said about the course of an individual’s life. This means that we must have a clear perception of the first life period, which begins at birth or conception, and reaches a certain conclusion when the child exchanges its milk teeth. To anyone with an unbiased sense of observation, a child appears completely changed at the time of the change of teeth—the child appears different, another being. Only if we can observe such a phenomenon, however, can we reach a real knowledge of human beings. Our understanding of the higher principles of the world has not kept pace with what natural science demands of our understanding of the lower principles. I need only remind you of what science says about “latent heat.” This is heat contained by a physical substance without being outwardly detectable. But, when such a substance is subjected to certain outer conditions, the heat radiates outward, emitting what is then called “liberated heat.” Science today speaks of forces and interrelationships of substances in the inorganic realm, but scientists do not yet dare to use such exact methods to deal with phenomena in the human realm. Consequently, what is said of body, soul, and spirit remains abstract and leaves those three aspects of the human being standing beside one another, as it were, with no real interconnection. We can observe the child growing up until the change of teeth and, if we do so without preconceptions, we can detect how, just after this event, the child’s memory assumes a different character; how certain faculties and abilities of thinking begin to manifest; how memory works through more sharply delineated concepts, and so on. We can observe that the inner soul condition of the child undergoes a definite change after the second dentition. But what exactly happened in the child? Today, I can only point in certain directions. Further details can be found with the help of natural science. When observing a child growing up from the earliest stage until the second teeth appear, one can discern the gradual manifestation of an inner quality, emerging from the depths and surfacing in the outer organization. One can see above all how, during those years, the head system develops. If we observe this development without preconceptions, we can detect a current flowing through the child, from below upward. At first, a young baby, in a state of helplessness, is unable to walk. It has to lie all the time and be carried everywhere. Then, as months pass, we observe a strong force of will, expressed in uncoordinated, jerky movements of the limbs, that gradually leads to the faculty of walking. That powerful force, working upward from the limb system, also works back upon the entire organization of the child. And, if we make a proper investigation of the metamorphosis of the head, from the stage when the child has to lie all the time and be carried everywhere to the time when it is able to stand on its own legs and walk—which contemporary science also clearly shows us and is obvious physiologically, if we learn to look in the right direction—then we find how what manifests in the child’s limb system as the impulse for walking is related to the area of the brain that represents the will organization. We can put this into words as follows. As young children are learning to walk, they are developing in their brains—from below upward, from the lower limbs and in a certain way from the periphery toward the center—their will organization. In other words: when learning to walk, a child develops the will organization of the brain through the will activity of its lower limbs. If we now continue our observation of the growing child, we see the next important phase occur in the strengthening of the breathing organization. The breathing assumes what I should like to call a more individual constitution, just as the limb system did through the activity of walking. And this transformation and strengthening of the breathing—which one can observe physiologically—is expressed in the whole activity of speaking. In this instance, there is again a streaming in the human organization from below upward. We can follow quite clearly what a young person integrates into the nervous system by means of language. We can see how, in learning to speak, ever greater inwardness of feeling begins to radiate outward. As a human being, learning to walk becomes integrated into the will sphere of the nervous system, so, in learning to speak, the child’s feeling life likewise becomes integrated. A last stage can be seen in an occurrence that is least observable outwardly and that happens during the second dentition. Certain forces that had been active in the child’s organism, indwelling it, come to completion, for the child will not have another change of teeth. The coming of the second teeth reveals that forces that have been at work in the entire organism have come to the end of their task. And so, just as we see that a child’s will life is inwardly established through the ability to walk, and that a child’s feeling life is inwardly established by its learning to speak so, at the time of the change of teeth, around the seventh year, we see the faculty of mental picturing or thinking develop in a more or less individualized form that is no longer bound to the entire bodily organization, as previously. These are interesting interrelationships that need to be studied more closely. They show how what I earlier called the etheric body works back into the physical body. What happens is that, with the change of teeth, a child integrates the rest of its organization into the head and the nerves. We can talk about these things theoretically, but nothing is gained by that. Lately, we have become too accustomed to a kind of intellectualism, to certain forces of abstraction, when talking about scientific matters. What I described just now helps you to look at the growing human being not just intellectually: I have been trying to guide you to a more artistic way of observing growing human beings. This involves experiencing how every movement of a child’s limbs is integrated into its will organization and how feeling is integrated as the child learns to speak. It is wonderful to see, for example, what happens when someone—perhaps the mother or another—is with the child when it learns to speak the vowels. A quality corresponding to the soul being of the adult who is in the child’s presence flows into the child’s feeling through these vowels. On the other hand, everything that stimulates the child to perform its own movements in relation to the external world—such as finding the right relationship to warmth or coldness—leads to the speaking of consonants. It is wonderful to see how one part of the human organism, say moving of limbs or language, works back into another part. As teachers, we meet a child of school age when his or her second teeth are gradually appearing. Just at this time we can see how a force (not unlike latent heat) is liberated from the general growth process of the organism: what previously was at work within the organism is now active in the child’s soul life. When we experience all of this, we cannot but feel inspired by what is happening before our eyes. But these things must not be grasped with the intellect; they must be absorbed with one’s whole being. If we do this, then a concrete, artistic sense will pervade our observations of the growing child. Anthroposophy offers practical guidance in recognizing the spirit as it manifests in outer, material processes. Anthroposophy does not want to lead people into any kind of mystical “cloud cuckoo land.” It wants to follow the spirit working in matter. In order to be able to do this—to follow the spirit in its creativity, its effectiveness—anthroposophy must stand on firm ground and requires the involvement of whole human beings. In bringing anthroposophy into the field of education, we do not wish to be dogmatic. The Waldorf school is not meant to be an ideological school. It is meant to be a school where what we can gain through anthroposophy with living inwardness can flow into practical teaching methods and actual teaching skills. What anthroposophy gives as a conception of the world and an understanding of life assigns a special role to the teachers and educators in our school. Here and there, a certain faith in life beyond death has remained alive in our present culture and civilization. On the other hand, knowledge of human life beyond death up to a new birth on earth has become completely lost. Anthroposophical research makes it clear that we must speak of human pre-existence, of a soul-spiritual existence before birth. It shows how this can rightly illumine embryology. Today, one considers embryology as if what a human being brought with him into earthly life were merely a matter of heredity, of the physical effects of forces stemming from the child’s ancestors. This is quite understandable and we do not wish to remonstrate against such an attitude. In accordance with accepted modern methods, research is done into how the human germ develops in the maternal body. Researchers try to trace in the bodies of the mother and the father, in the parents’ bodies, the forces that manifest in the child and so on. But things are just not like that. What is actually happening in the parents’ bodies is not a process of construction but, to begin with, one of destruction. Initially, there is a return of the material processes to a state of chaos. And what plays into the body of an expectant mother is the entire cosmos itself. If one has the necessary basis of observation, one can perceive how the embryo, especially during the first months of pregnancy, is formed not only by the forces of heredity, but by the entire cosmos. The maternal body is in truth the matrix for what is formed through cosmic forces, out of a state of chaos, into the human embryo. It is quite possible to study these things on the basis of the existing knowledge in physiology, but we will in time regard them from an entirely different viewpoint. We would consider it sheer folly if a physicist claimed, “Here is a magnetic needle, one end of which points north while the opposite end points south: we must look for the force activating the needle within the space of the compass needle itself.” That would be considered nonsense in physics. To explain the phenomenon, we must consider the whole earth. We say that the whole earth acts as a kind of magnet, attracting one end of the needle from its north pole and the other from its south pole. In the direction seeking of the compass needle, we observe only one part of a whole complex phenomenon; to understand the whole phenomenon, we must go far beyond the physical boundary of the needle itself. The exact sciences have not yet shown a similar attitude in their investigations of human beings. When studying a most important process, such as the formation of the embryo, the attitude is as limited as if one were to seek the motivating force of a compass needle within the needle itself. That would be considered folly in physics. When we try to discover the forces forming the embryo within the physical boundaries of human beings, we behave just as if we were trying to find the forces moving a compass needle within the physical needle itself. To find the forces forming the human embryo, we must look into the entire cosmos. What works in this way into the embryo is directly linked to the soul-spiritual being of the one to be born as it descends from the soul-spiritual worlds into physical existence. Here, anthroposophy shows us—however paradoxical it might sound—that, at first, the soul-spiritual part of the human being has least connection with the organization of the head. As a baby begins its earthly existence, its prenatal spirit and soul are linked to the rest of the organism excluding the head. The head is a kind of picture of the cosmos but, at the same time, it is the most material part of the body. One could say that at the beginning of human life, the head is least the carrier of the prenatal soul-spiritual life that has come down to begin life on earth. Those who observe what takes place in a growing child from an anthroposophical point of view see that soul-spiritual qualities, at first concealed in the child, come to the surface in every facial expression, in the entire physiognomy, and in the expression of the child’s eyes. They also see how those soul-spiritual elements manifest initially in the development of the limb movements—from crawling to the child’s free walking—and next in the impulse to speak, which is closely connected with the respiratory system. They then see how these elements work in the child’s organism to bring forth the second teeth. They see, too, how the forces of spirit and soul work upward from below, importing from the outer world what must be taken in unconsciously at first, in order to integrate it then into the most material part of the human being—the organization of the head in thinking, feeling, and willing. To observe the growing human being in this way, with a scientific artistic eye, indicates the kind of relationship to children that is required if we, their teachers, are to fulfill our tasks adequately as full human beings. A very special inner feeling is engendered when teachers believe that their task is to assist in charming from the child what divine and spiritual beings have sent down from the spiritual world. This task is indeed something that can be brought to new life through anthroposophy. In our languages, we have a word, an important word, closely allied to the hopes and longings of many people. The word is “immortality.” But we will see human life in the right way only after we have a word as fitting for life’s beginning as we have for its ending—a word that can become as generally accepted and as commonly used as the word “immortality” (undyingness)—perhaps something like “unbornness.” Only if we have such a word will we be able to grasp the full, eternal nature of the human being. Only then will we experience a holy awe and reverence for what lives in the child through the ever creating and working spirit, streaming from below upward. During the first seven years, from birth to the second dentition, the child’s soul, together with the spiritual counterpart received from the life before birth, shapes and develops the physical body. At this time, too, the child is most directly linked to its environment. There is only one word that adequately conveys the mutual relationship of the child to its surroundings at this delicate time of life when thinking, feeling and willing become integrated into the organs—and that word is: imitation. During the first period of life, a human being is an imitator par excellence. With regard to a child’s upbringing, this calls forth one all-important principle: when you are around a child, only behave in ways that that child can safely imitate. The impulse to imitate depends on the child’s close relationship to its surroundings in which imponderables of soul and spirit play their part. One cannot communicate with children during these first seven years with admonitions or reprimands. A child of that age cannot learn simply on the authority of a grownup. It learns through imitation. Only if we understand that can we understand a child properly. Strange things happen—of which I shall give an example that I have given before—when one does not understand this. One day, a father comes saying, “I am so unhappy. My boy, who was always such a good boy, has committed a theft.” How should such a case be considered? One asks the worried parent, “How old is your boy and what has he stolen?” The answer comes, “Oh, he is five years old. Until now, he has been such a good child, but yesterday he stole money from his mother. He took it out of the cupboard and bought sweets with it. He did not even eat them himself, but shared them with other boys and girls in the street.” In a case like this, one’s response should probably go as follows. “Your boy has not stolen. Most likely, what happened was that he saw his mother every morning taking money from her cupboard to do the shopping for the household. The child’s nature is to imitate others, and so the boy did what he had seen his mother do. The concept of stealing is not appropriate in this case. What is appropriate is that—whenever we are in the presence of our children—we do only what they can safely imitate (whether in deeds, gestures, language, or even thought).” If one knows how to observe such things, one knows that a child imitates in the most subtle, intimate ways. Anyone who acts pedagogically in the manner I have indicated discovers that whatever a child of that age does is based on imitation—even facial expressions. Such imitation continues until a child sheds its milk teeth. Until then, a child’s relationship to the surrounding world is extremely direct and real. Children of this age are not yet capable of perceiving with their senses and then judging their perceptions. All of this still remains an undifferentiated process. The child perceives with its senses and, simultaneously, this perception becomes a judgment; and the judgment simultaneously passes into a feeling and a will impulse. They are all one and the same process. In other words, the child is entirely immersed in the currents of life and has not yet extracted itself from them. The shedding of the milk teeth marks the first occurrence of this. The forces that had been active in the lower regions of the organism and—following the appearance of the second teeth—are no longer needed there, then manifest as forces in the child’s soul-spiritual sphere. At this point, the child enters the second period of life, which begins with the second dentition and ends in puberty. During this second period, the soul and spiritual life of the child becomes liberated, as—under given outer conditions previously cited—latent warmth is liberated. Before this period, we must look in the inner organism, in the organic forming of the physical organism, for the child’s soul and spirit. This is the right way to explore the relationship between body and soul. Principles and relationships of all kinds are being expounded today in theory. According to one, the soul affects the body; according to another, everything that happens in the soul is only an effect of the body. The most frequently held opinion is so-called “psychophysical parallelism,” meaning that both types of process—soul-spiritual as well as physical-bodily ones—may be observed side by side. We can speculate at length about the relationship of spirit to body and body to spirit but, if we only speculate and do not engage in careful observation, we will not get beyond mere abstractions. We must not limit our observations to present conditions alone. We must say to ourselves, the forces that we witness as the child’s soul spiritual element during the period from the seventh to about the fourteenth year are the same ones that worked before in the lower organism in a hidden or latent way. We must seek in the child’s soul and spirit what is at work in the child from birth to the change of teeth and between the change of teeth and puberty. If we do this, we will gain a realistic idea of the relationship between soul and spirit on one side and the physical-bodily processes on the other. Observe physical processes up to the second dentition and you will find the effects of soul and spirit. But, if you wish to observe the soul and spirit in its own right, then observe a child from the change of teeth until the coming of puberty. Do not proceed by saying, “Here is the body and the soul is somewhere within it; now I wish to find its effects.” No, we must now leave the spatial element altogether and enter the dimension of time. If we do so, we shall find a true, realistic relationship between body and soul, a relationship that leads to fruitful ideas for life. We shall learn, from a deeper point of view, how to care for a child’s physical health before the change of teeth, so that the child’s psychic and spiritual health can manifest appropriately afterward, during the second life period, from the change of teeth to puberty. Similarly, the health of the stomach reveals itself—in the time organism; that is, the etheric or body of formative forces—in the healthy condition of the head. That is the point. And, if we want to study how to deal with the forces that are released from the physical organism between the change of teeth and puberty—and we are here dealing with one of the most important periods of a child’s life, let us call it the time of school duties—I must say, first of all, that they are formative forces, liberated formative forces, that have been building up the human organism, plastically and musically. We must treat them accordingly. Hence, initially, we must not treat them intellectually. To treat the formerly formative forces, which are now soul-spiritual forces, artistically, not intellectually, is the basic demand of anthroposophical pedagogy. The essence of Waldorf education is to make education into an art—the art of the right treatment of children, if I may use the expression. A teacher must be an artist, for it is the teacher’s task to deal in the right way with the forces that previously shaped the child’s organism. Such forces need to be treated artistically—no matter which subject the teacher is to introduce to children entering the Waldorf school. Practically, this means that we begin not with reading but with writing—but learning to write must in no way be an intellectual pursuit. We begin by letting our young pupils draw and paint patterns and forms that are attuned to their will lives. Indeed, watching these lessons, many people would feel them to be rather a strange approach to this fundamental subject! Each teacher is given complete freedom. We do not insist on a fixed pedagogical dogma but, instead, we introduce our teachers to the whole spirit of anthroposophical pedagogical principles and methods. For instance, if you were to enter a first grade class, you might see how one teacher has his or her pupils move their arms in the air to given rhythms. Eventually each pupil will then draw these on paper in the simplest form. Hence, out of the configuration of the physical organism—that is, out of the sphere of the children’s will—we elicit something that quite naturally assumes an artistic form and we gradually transform such patterns into the forms of letters. In this way, learning to write avoids all abstraction. Rather, writing arises in the same way as it originally entered human evolution. First, there was picture-writing, which was a direct result of outer reality. Then, gradually, this changed into our written symbols, which have become completely abstract. Thus, beginning with a pictorial element, we lead into the modern alphabet, which speaks to the intellect. Only after having first taught writing out of such artistic activities do we introduce reading. If teachers approach writing and reading in this way, working from an artistic realm and meeting the child with artistic intentions, they are able to appeal above all to a child’s forces of will. It is out of the will forces that, fundamentally speaking, all psychological and intellectual development must unfold. But, moving from writing to reading, a teacher is aware of moving from what is primarily a willing activity to one that has more of a feeling quality. The children’s thinking, for its part, can be trained by dealing with numbers in arithmetic. If teachers are able to follow a child’s whole soul-spiritual configuration in detail as each child first draws single figures, which leads to formation of letters and then to writing words that are also read—and if they are able to pursue this whole process with anthroposophical insight and observation of growing human beings—then a true practice of teaching will emerge. Only now can we see the importance of applying an artistic approach during the first years of school. Everything that is brought to a child through music in a sensible and appropriate way will show itself later as initiative. If we restrict a child’s assimilation of the musical element appropriate to the seventh to eighth year, we are laming the development of that child’s initiative, especially in later life. A true teacher of our time must never lose sight of the whole complex of such interconnections. There are many other things—we shall have to say more about them later—that must be observed not only year by year but week by week during the life period from the change of teeth to puberty. There is one moment of special importance, approximately halfway through the second life period; that is, roughly between the ninth and tenth years. This is a point in a child’s development that teachers need to observe particularly carefully. If one has attained real insight into human development and is able to observe the time organism or etheric body, as I have described it, throughout the course of human life, one knows how, in old age, when a person is inclined to look back over his or her life down to early childhood days, among the many memory pictures that emerge, there emerge particularly vividly the pictures of teachers and other influential figures of the ninth and tenth years. These more intimate details of life tend to be overlooked by natural-scientific methods of research that concentrate on more external phenomena. Unfortunately, not much attention is paid to what happens to a child—earlier in one child, later in another—approximately between the ninth and tenth years. What enters a child’s unconscious then emerges again vividly in old age, creating either happiness or pain, and generating either an enlivening or a deadening effect. This is an exact observation. It is neither fantasy nor mere theory. It is a realization that is of immense importance for the teacher. At this age, a child has specific needs that, if heeded, help bring about a definite relationship between the pupil and the teacher. A teacher simply has to observe the child at this age to sense how a more or less innate and unspoken question lives in the child’s soul at this time, a question that can never be put into actual words. And so, if the child cannot ask the question directly, it is up to the teacher to bring about suitable conditions for a constructive resolution of this situation. What is actually happening here? One would hardly expect a person who, in the 1890’s [1894], wrote a book entitled The Philosophy of Freedom to advocate the principle of authority on any conservative or reactionary grounds. Yet, from the standpoint of child development alone, it must be said that, just as up to the change of teeth a child is a being who imitates, so, after this event, a child needs naturally to look up to the authority of the teacher and educator. This requires of the teacher the ability to command natural respect, so that a pupil accepts truths coming from the teacher simply because of the child’s loving respect, not on the strength of the child’s own judgments. A great deal depends on that. Again, this is a case in which we need to have had personal experience. We must know from experience what it means for a child’s whole life—and for the constitution of a person’s soul—when children hear people talk of a highly respected member of their family, whom they have not yet met, but about whom all members of the household speak in hushed reverential tones as a wise, good, or for any other reason highly esteemed family member. The moment then arrives when the child is to be introduced to such a person for the first time. The child feels overcome by deep awe. He or she hardly dares open the door to enter into the presence of such a personality. Such a child feels too shy to touch the person’s hand. If we have lived through such an experience, if our souls have been deepened in childhood in this way, then we know that this event created a lasting impression and entered the very depths of our consciousness, to resurface at a later age. This kind of experience must become the keynote of the relationship between the teacher and the child. Between the change of teeth and puberty, a child should willingly accept whatever the teacher says on the strength of such a natural sense of authority. An understanding of this direct elemental relationship can help a teacher become a real artist in the sense that I have already indicated. During this same period, however, another feeling also lives in the child, often only dimly and vaguely felt. This is the feeling that those who are the objects of such authority must themselves also look up to something higher. A natural outcome of this direct, tangible relationship between the teacher and the child is the child’s awareness of the teacher’s own religious feelings and of the way in which the teacher relates to the metaphysical world-all. Such imponderables must not be overlooked in teaching and education. People of materialistic outlook usually believe that whatever affects children reaches them only through words or outer actions. Little do they know that quite other forces are at work in children! Let us consider something which occasionally happens. Let us assume that a teacher thinks “I—as teacher—am an intelligent person, but my pupils are very ignorant. If I want to communicate a feeling for the immortality of the human soul to my students, I can think, for instance, of what happens when a butterfly emerges from a chrysalis. I can compare this event, this picture, with what happens when a person dies. Thus I can say to my children, ‘Just as the butterfly flies out of the chrysalis, so, after death, the immortal soul leaves the physical body.’ Such a comparison, I am certain, offers a useful simile for the child’s benefit.” But if the picture—the simile—is chosen with an attitude of mental superiority on the part of the teacher, we find that it does not touch the pupils at all and, soon after hearing it, they forget all about it, because the teacher did not believe in the truth of his simile. Anthroposophy teaches us to believe in such a picture and I can assure you that, for me, the butterfly emerging from the chrysalis is not a simile that I have invented. For me, the butterfly emerging out of the chrysalis is a revelation on a lower plane of what on a higher level represents the immortality of the human soul. As far as I am concerned, it is not I who created this picture out of my own reasoning; rather, it is the world itself that reveals the processes of nature in the emergence of a butterfly. That is what this picture means to me. I believe with every fibre of my soul that it represents a truth placed by the gods themselves before our eyes. I do not imagine that, compared with the child, I am wiser and the chid more foolish. I believe in the truth of this picture with the same earnestness that I wish to awaken in the child. If a teacher teaches with such an attitude, the child will remember it for the rest of his or her life. Unseen supersensible—or shall we say imponderable—forces are at work here. It is not the words that we speak to children that matter, but what we ourselves are—and above all what we are when we are dealing with our children. This is especially important during the period between the ninth and tenth years, for it is during this time that the child feels the underlying background out of which a teacher’s words are spoken. Goethe said: “Consider well the what, but consider more the how.” A child can see whether an adult’s words express a genuine relationship with the supersensible world or whether they are spoken with a materialistic attitude—the words have a different “ring.” The child experiences a difference of quality between the two approaches. During this period between the ninth and tenth years, children need to feel, if only subconsciously, that as they look up to the authority of their teachers, their teacher likewise looks up to what no longer is outwardly visible. Then, through the relationship of teacher to child, a feeling for other people becomes transformed into a religious experience. This, in turn, is linked to other matters—for example, the child’s ability to differentiate itself from its surroundings. This too is an inner change, requiring a change of approach toward the subjects taught. We shall speak of that tomorrow. In the meantime, one can see how important it is that certain moods of soul—certain soul conditions—form an intimate part of the theory and the practice of education. When the plans for founding the Waldorf school in Stuttgart were nearing realization, the question of how to form the hearts and the souls of teachers so that they entered their classrooms and greeted their children in the right spirit was considered most important. I value my task of having to guide this school enormously. I also value the fact that, when I have been able to be there in person, the attitude about which I have been speaking has been much in evidence among the teaching staff, however varied the individual form of expression. Having heard what I have had to tell you, you now will realize the significance of a question that I always ask, not in the same words but in different ways each time, either during festive school occasions or when visiting different classes. The question is, “Children, do you love your teachers?” And the children respond “Yes!” in chorus with a sincere enthusiasm that reveals the truth of their answer. Breathing through all of those children’s souls, one can feel the existence of a bond of deep inner affection between teachers and pupils and that the children’s feeling for the authority of the teacher has become a matter of course. Such natural authority is meant to form the essence of our educational practice during these years of childhood. Waldorf pedagogy is thus built not only upon principles and educational axioms—of which, thanks to the work of the great pedagogues, there are plenty in existence already—but, above all, upon the pedagogical skills in practical classroom situations, that is, the way each individual teacher handles his or her class. Such skill is made possible by what anthroposophy unfolds in the human soul and in the human heart. What we strive for is a pedagogy that is truly an art, an art arising from educational methods and principles founded on anthroposophy. Of course, with such aims today, one must be prepared to make certain compromises. Hence, when the Waldorf school was opened, I had to come to the following arrangement with the school authorities. In a memorandum, worked out when the school was founded, I stipulated that our pupils should attain standards of learning comparable to those reached in other schools by the age of nine, so that, if they wanted, they would be able to transfer into the same class in another school. But, during the intervening years—that is, from when they entered school around six to the age of nine—I asserted our complete freedom to use teaching time according to our own methods and pedagogical point of view. The same arrangement was offered to pupils who stayed in the school through the age of twelve. Because they had reached the standards of learning generally expected at that age, they were again given the possibility of entering the appropriate classes in other schools. The same thing happens again when our pupils reach puberty; that is, when they reach school-leaving age. But what happens in between is left entirely to our discretion. Hence we are able to ensure that it unfolds out of our anthroposophical understanding of human beings, just as our curriculum and educational aims do, which are likewise created entirely out of the child’s nature. And we try of course to realize these aims while leaving scope for individual differences. Even in comparatively large classes, the individuality of each single pupil is still allowed to play its proper part. Tomorrow, we shall see what an incisive point of time the twelfth year is. There is obviously a certain kind of perfection in education that will be attained only when we are no longer restricted by such compromises—when we are given complete freedom to deal with pupils all of the way from the change of teeth to puberty. Tomorrow, I shall indicate how this could be done. All the same, since life itself offered us the opportunity to do so, an attempt had to be made. Anthroposophy never seeks to demonstrate a theory—this always tends toward intellectuality—but seeks to engage directly in the fullness of practical life. It seeks to reveal something that will expand the scope of human beings and call into play the full potential of each individual. Certainly, in general terms, such demands have been made before. The what is known; with the help of anthroposophy, we must find the how. Today, I was able to give you a few indications regarding children up to the ninth year or so. When we meet again tomorrow, I shall speak in greater detail about the education of our children during the succeeding years. |
304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy II
24 Nov 1921, Oslo Translated by René M. Querido |
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304. Waldorf Education and Anthroposophy I: Educational Methods Based on Anthroposophy II
24 Nov 1921, Oslo Translated by René M. Querido |
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In connection with the first lecture, further clarification was sought in relation to raising the question of immortality with children aged nine to ten. RUDOLF STEINER: It is unlikely that a child will question the teacher regarding immortality in so many words. But the whole conduct of the child shows its dependence on the teacher’s realizing that, through the authority that she or he wields, the child wishes to be brought into a relationship with the supersensible. How that is done depends on each individual case. One case hardly ever resembles another. For instance, it might happen that a child, after previously having been its usual cheerful self, enters school in a moody and morose condition that lasts for several days. If one has the necessary experience, one knows that such a brooding state is an outcome of the situation we have been discussing. Sometimes, there is no need for an explicit conversation about the reasons for the change in the child. The mere way in which the teacher relates to the child, the understanding way in which she or he talks lovingly to the child during such days of brooding, could itself lead the child across a certain abyss. It is not an abyss in an intellectual sense, but one connected with the general constitution of the child’s soul. You will find the question of immortality there, not explicitly but implied. It is a question concerning the whole of life, one that will rise up in the child so that she or he can learn to feel, my teacher is not only an ordinary human being but one in whom the human relationship to the supersensible world is expressed. This is what I wished to add. RUDOLF STEINER: It is a fact that for those who are able to observe the more intimate changes of life, these rhythms are clearly identifiable during the early years of life; i.e., during the change of teeth and the onset of puberty. It is also easy to see that physical changes occur, paralleling those of soul and spirit. Such changing life-periods also exist in later life. They are less conspicuous and, strangely enough, become less distinctive as humanity progresses. I could also say that they become more inward. In view of our contemporary, more external ways of looking at history, it might not be inappropriate to mention that, in earlier stages of human evolution, such life periods were also clearly identifiable in later life. This is because human beings had different soul conditions in the past into which anthroposophy can look. I must add that anthroposophy is not dependent on documentary evidence as is modern historical research in our intellectual age. I am not blaming; I am merely describing. For instance, when we go back into earlier times, we notice how human beings looked forward to the coming of old age with a certain anticipation, simply on account of what they had experienced when they met other old people. This is a trait that one can discern if one looks back into human development without prejudice. Nowadays, people do not look forward to old age as a time when life will reveal certain things for which one is ready only then. That is because the clear distinctions between the various life periods have gradually been blurred. If we observe things without prejudice, we can perceive that we can today barely distinguish such development in most people beyond the ages of twenty-eight or thirty. After this period, in the majority of our contemporaries, the developmental periods become very indistinct. During the period called the Age of the Patriarchs, a time when people still looked up to old age, one knew that this period of ebbing life forces could still offer unique experiences to the human being. Although the body was becoming increasingly sclerotic, the soul was freeing itself more and more from the body. Very different indeed are the intimate experiences of the soul during the time of the body’s ascending life forces from those undergone at the other end of life. But this growing young once more in a body that is physically hardening, of which I spoke in the lecture, also gives old age a certain strength. And, if we look back to ancient times, we find this strength there. I believe that it was not for nothing that the ancient Greeks saw, in Homer above all but also in other poets, people who were creative at the time when their souls were freer from the physical body which was deteriorating. (I am not now speaking about whether there ever was such a person on earth as the one we call Homer.) Much of what we have of oriental wisdom, in the Vedas and, above all, in the philosophy of the Vedanta, has grown out of souls who were becoming younger in old age. Naturally, progress with regard to human freedom would not be possible if distinctions between the different life periods did not become blurred. Yet, in a more intimate way, they do still exist today. And those who have achieved a certain selfknowledge know well how what someone might have experienced in their thirties, appears strangely metamorphosed in their fifties. Even though it still belongs to the same soul, it nevertheless appears in different nuances. Such nuances might not have a great deal of meaning for us today because we have become so abstract and do not perceive, by means of a more refined and intimate observation of life, what is spiritually real. Yet these metamorphoses, following each other, do exist nevertheless. Even if there seems little time for these intimate matters in our age with its social upheavals, a time will come when human beings will be observed adequately once more, for humanity would otherwise move towards its downfall and decay. Why should the wish to advance to real observation of human beings be lacking? We have made very great progress indeed with regard to the observation of external nature. And whoever knows how plant and animal species have been explored in greatest detail and how thoroughly external facts are being observed will not think it impossible that the immense efforts and the enormously penetrating observations that have been showered upon the study of external nature will not one day be applied equally to the study of the human being. When and how this might eventually happen will have to be left open for the time being. In any case, it is correct to say that the art of education will advance to the extent to which a thorough observation of human beings and the metamorphoses of the various life periods in later life are being undertaken. I would like to go back once more to what I said yesterday; namely, that whoever has not learned to pray in childhood is not in a position to bless in old age, for more than a picture was implied. Respect and devotion engendered in childhood are transmuted at a much later age into a force that has a healing effect on human environment—especially upon children—so that we can call it a force of blessing. A picture, such as that of folded hands, given in the ninth or tenth year of life, will turn into hands raised in blessing during the fiftieth or fifty-fifth year—such a truth is more than a mere picture: it shows the inner organic interrelationships during the course of a human life, which reveal themselves in such metamorphoses. As I said before, these phases do become more blurred in later life. However, although they are less discernible, they do nevertheless exist, and they need to be studied, especially in the art of education. |
276. The Arts and Their Mission: Lecture VII
18 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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276. The Arts and Their Mission: Lecture VII
18 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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We must emphasize again and again that the anthroposophical world-conception fosters a consciousness of the common source of art, religion and science. During ancient periods of evolution these three were not separated; they existed in unity. The Mysteries which fostered that unity were a kind of combination art institute, church and school. For what they offered was not a one-sided sole dependence upon language. The words uttered by the initiate as both cognition and spiritual revelation were supported and illustrated by sacred rituals unfolding, before listening spectators, in mighty pictures. Thus alongside the enunciation of earthly knowledge, religious rituals imaged forth what could be divined and perceived as events and facts of the super-sensible worlds. Religion and cognition were one. Moreover, the beautiful, the artistic, had its place within the Mysteries; ritual and image, acting together, produced a high art. In other terms, the religiously-oriented rituals which fired man's will and the knowledge-bearing words which illumined him inwardly had, both, a strong ally in the beautiful, the artistic. Thus consciousness of the brotherly unity of religion, science and art must today be ever-present in anthroposophical world-research; an interlinkage brought about not artificially, but in a self-evident, natural way. Modern intellectualistic-materialistic science tries to grasp the world in thoughts. As a result, certain ideas give conceptual form to the phenomena of nature and its creatures. We translate natural laws into thoughts. During the recent materialistic age it was characteristic of those preoccupied with cognition that they gradually lost artistic sensibility. Acceptance of modern science means yielding to dead thoughts and looking for them in nature. Natural history, that proud achievement of our science, consists of dead thoughts, corpses of what constituted our soul before we descended from super-sensible into sensory existence. Anyone looking at the corpse of a human being can see by his form that he could not have achieved this state through any mere laws of nature as we know them; he had first to die. A living person became a corpse by dying. Similarly anyone with real cognition knows that his thoughts are corpses of that vital soul-being within which he lived before incarnation. Our earth-thoughts are actually corpses of our pre-earthly soul-life. And they are abstract precisely because they are corpses. As people during the last few centuries became more and more enamored of abstractions, of these thoughts which insinuated themselves into practical life, they came more and more to resemble them in their higher soul-life. Especially people with a scientific education. This estranged them from art. The more one surrenders to purely abstract thoughts, dead thoughts, the more one becomes a stranger to art. For art desires and is centered on the living. A soul seriously occupied with anthroposophical cognition enters the opposite state. Whereas intellectuality approaches everything from the standpoint of logic, and tries to explain even the arts according to logical rules, in anthroposophical thinking there arises at a certain moment a great longing for art. For this different type of cognition leads to a realization that thoughts are not the whole living reality; something else is needed. Since the entire soul life now remains living instead of being killed by dead thoughts, one comes to need to experience the world artistically. For if one lives in abstract dead thoughts, art is only a luxury formed out of man's dreams and illusions; an addition to life. But—to repeat—the anthroposophical method of knowledge brings one to a realization that thoughts are not the living reality; they are dead gestures which merely point to that reality; and at a certain stage one feels that, to attain reality, one must begin to create; must pass over to art. Ideas alone simply cannot present the world in its rich full content. Thus Anthroposophy prepares the soul for artistic feeling and creating. Abstract thoughts deaden artistic phantasy. Becoming more and more logical, one takes to writing commentaries on works of art. This is a terrible product of a materialistic age: scholars write commentaries on art. But these academic explanations, Faust commentaries, Hamlet commentaries, learned descriptions of the art of Leonardo, Raphael, Michelangelo, are coffins in which genuine artistic feeling, living art, lie buried. If one picks up a Faust or Hamlet commentary, it is like touching a corpse. Abstract thoughts have murdered the work of art. Anthroposophy, on the other hand, tries to approach art out of the living spirit—as I did in speaking of Goethe's Fairy Tale of the Green Snake and the Beautiful Lily. I did not write a commentary, I let the living lead me into the living. During an inartistic age there appear many scholarly treatises on art, works on aesthetics. They are non-art, counter-art. Savants may reply: To take hold of the world artistically is to move away from reality; it is not scientific; if reality is to be seized, phantasy has to be suppressed, imagination eliminated; one must confine oneself to the logical. This may be demanded. But consider: If reality, if nature herself were an artist, then it would be of no avail to demand that everything be grasped solely through logic; something vital in it would elude logical understanding. And nature is indeed an artist; a truth discovered by anthroposophical cognition at a certain point in its development. Therefore, in order to grasp nature, especially the highest in nature, man's physical form, one must cease to live exclusively in ideas and begin to “think” in pictures. No anatomy, no physiology, can ever grasp the physical human being in his forms. Understanding is achieved only by living cognition that has been given wings by artistic feeling. Thus it was inevitable that the idea to build a Goetheanum flowed over into artistic creation. Anthroposophical ideas flowered into artistic forms. The same ideas manifested in a different manner. This is the way true art always develops in the world. Goethe who was able to feel artistically has coined the following beautiful words: “Art a manifestation of secret laws of nature which, without it, would remain forever hidden.” He felt what anthroposophists must feel. If one has attained to a cognitional comprehension of the world, there arises a vital need not just to continue forming ideas but to create artistically in sculpture, painting, music, poetry. But then an unfortunate thing may happen. If one tries, as I tried in my four Mystery dramas, to present what cannot be expressed in ideas concerning the essential nature of man, there spring up sympathetic but not fully comprehending people who try to explain everything in ideas, who write commentaries. This—I repeat—is an appalling thing. It happens because the deadening element of abstract thought is often carried even into the anthroposophical movement. Actually, within this movement there should be a continual quickening of abstract thoughts. What can no longer be experienced intellectually can be enjoyed through living dramatic characters as they move before and confront us. Beholding them we let them act upon us as real figures instead of trying to explain them abstractly. Genuine Anthroposophy leads, inevitably, at a certain point, into art because, far from thought-killing, it inspires us; permits the artistic spring in the human soul to gush forth. Then one is not tempted to form ideas symbolically or allegorically, but to let all ideas flow to a certain point and to follow the purely artistic form. Thus the Goetheanum architecture rose completely idea-less (if I may use that odd expression) as a result of feeling the forms out of the spirit. It should be seen, not explained. When I had the honor of conducting guests through the Goetheanum, I usually made introductory remarks something like this: “You naturally expect me to explain the building, but this is uncongenial. During the next half hour, while guiding you, I must do something I very much dislike, for the Goetheanum is here to be seen, not explained.” This I emphasized over and over, for the edifice standing there should live as image, not in abstract deadening thoughts. Explanations being unavoidable, I tried to make mine not abstract but imbued with the feelings embodied in the building's own forms, pictures, colors. One can be spiritual in forms, colors, tones, as well as words. Indeed, only then does one experience the really artistic. For here in our sense world art is always an influx of the super-sensible. We can perceive this truth in any work of art which presents itself in forms having their origin in human nature. Take the art of architecture which, to a large degree, today serves utilitarian purposes. To understand architectural forms, one must feel the human form itself artistically. This is necessarily accompanied by a feeling that man has foresaken the spiritual worlds to which he rightfully belongs. A bear in its fur or a dog in its pelt shows itself well cared for by the universe; one senses a totality. If, on the other hand, one looks artistically at man, one realizes that, seen merely from the viewpoint of the senses, he lacks something. He has not received from the universe what the well-coated bear and dog received. In sense appearance he stands, as it were, naked to the world. The need is to see, by means of a purely artistic approach, man's physical body clothed by an imaginative-spiritual sheath. Today, in architecture, this reality does not manifest clearly. But take the pinnacle reached by architecture when it created protective covers for the dead. As noted earlier, the monuments erected above graves at the starting point of architecture had great meaning. Primeval instinctive clairvoyance perceived that, after forsaking its physical body, its earthly prison, the naked soul shrinks from being released into cosmic space without first being enveloped by those forms by which it wants to be received. People held that the soul must not simply be turned loose into the chaotically interacting weather currents; they would tear it apart. The soul desires to expand into the universe through regular spatial forms. For this reason it must be surrounded by tomb-architecture. It cannot find its bearings in the storms of weather and wind which rush toward it; only in the artistic forms of the monument above the grave. Here paths into the cosmic reaches are formed. An enveloping sheath such as man, unlike plants and animals, never receives through sensory-natural elements, is given the soul out of the super-sensible. Thus one can say: Originally architecture expressed the manner in which man wants to be received by the cosmos, In a house the forms should be similarly artistic. The planes, the lines: why are they there? Because the soul wishes to look out into space in those directions, and to be protected from inrushing light. If one considers the relation of the soul to the spatial universe, if one recognizes how that universe welcomes the soul of man, one arrives at the right architectural forms. Fine architecture has a counterpart. When man leaves his physical body at death, his soul spreads into spatial forms. Architecture strives to reveal this relation of man to visible cosmic space. At birth he possesses an unconscious memory of his own pre-earthly existence. Modern man's consciousness retains nothing of this. But in unconscious feeling, especially when naively artistic, the down-plunging soul knows that previously it was quite different. And now it does not wish to be as it finds itself on dipping down into the body. It longs to be as it was before. This desire shows up in primitive people. Because they feel artistically how they would prefer to live in their body, they first decorate and then clothe themselves, the colors of their garments displaying how they would—while in the body—present their souls. Corporeality does not suffice them, through color they would place themselves in the world in a way that harmonizes with what they feel themselves as souls. Whoever views with artistic sense the colorful clothes of primitive people sees a manifestation of the soul in space; and in like manner, in architectural forms, the disappearing of the soul into space. Here we have the impulses at work in two arts: architecture and costuming. This art of costuming merges with the other arts. It is not without meaning that in ages with more artistic feeling than ours, say the Italian Renaissance, painters gave Mary Magdalene a color of gown different from that of Mary. Compare the yellow so often used in the robes of Mary Magdalene with the blue and red in those of Mary, and you see the soul-difference perceived by a painter living wholly in his medium. We who love to dress grey in grey simply show the world the deceased image of our soul. In our age we not only think abstractly, we dress abstractly. And (this is said parenthetically) if we do not dress abstractly, then we show in the way we combine colors how little we retain the living thinking of the realms through which we passed before descending to earth. If we do not dress abstractly, we dress without taste. In our civilization it is precisely the artistic element that needs improvement. Man must again place himself vitally-artistically into the world: must perceive the whole cosmic being and life artistically. It will not suffice to use the well-known apparatus of research institutes for determining the angle of a face and measuring abstractly racial peculiarities; we must recognize the form through a sensitive qualitative immersion in the human being. Then in a marvelous way we shall recognize in the human head, in its arching of forehead and crown, a copy—not just as allegory but inward reality—of the heavenly dome dynamically overarching us. An image of the universe is shaped by forehead and upper head. Similarly, an image of our experience in circling the sun, in turning round it with our planet in a horizontal circling, this participation in cosmic movement is felt artistically in the formation of nose and eyes. Imagine: the repose of the fixed stars shows in the tranquil vault of brow and upper head; planetary circling in the mobile gaze of the eye, and in what is inwardly experienced through nose and smell. As for the mouth and chin of man, we have here an image of what leads deeply into his inner nature. The mouth with the chin represents the whole human being as he lives with his soul in his body. To repeat, the human head mirrors the universe artistically. In forehead and the arching crown of the head we see the still vault of the heavens; in eye, nose and upper lip, planetary movement; in mouth and chin, a resting within oneself. If all this is beheld as living image, it does not remain in the head as abstraction. If we really feel what I have just described, then a certain sensation arises and we say to ourselves: you were quite a clever man who had pretty ideas, but now, suddenly, your head becomes empty; you cannot think at all; you feel the true significance of forehead, crown, eye, nose, upper lip, mouth, lower lip, even while thoughts forsake you. Now the rest of man becomes active. Arms and fingers begin to act as tools of thinking. But thoughts live in forms. It is thus that a sculptor comes into being. If a person would become a sculptor, his head must cease to think. It is the most dreadful thing for a sculptor to think with his head. It is nonsense; impossible. The head must be able to rest, to remain empty; arms and hands must begin to shape the world in images. Especially if the human image is to be recreated, the form must stream out of the fingers. Then one begins to understand why the Greeks with their splendid artistry formed the upper part of Athene's head by raising a helmet which is actually part of that head. Her helmet gives expression to the shaping force of the reposing universe. And one understands how, in the extraordinary shaping of the nose, in the way the nose joins the forehead in Greek profiles, in the whole structure, the Greeks expressed a participation in circling cosmic motion. Oh, it is glorious to feel, in the artistic presentation of a Greek head, how the Greeks became sculptors. It is thus a spiritual sensing and beholding of the world, rather than cerebral thinking, which leads to art, and which receives an impulse from Anthroposophy. For the latter says to itself: There is something in the world which cannot be tackled by thought; to enter it at all you must start to become an artist. Then materialistic-intellectualistic scholarship appears like a man who walks around things externally and describes them logically, but still only skirts them from outside, whereas the anthroposophical way of thinking demands that he immerse himself in the not-himself, and recreate, with living formative force, what the cosmos created first. Thus gradually one realizes the following: If as anthroposophist you acquire a real understanding of the physical body which falls away from cosmic space-forms to become a corpse, if you acquire an understanding of the way the soul wishes to be received by spatial forms after death, you become an architect. If you understand the soul's intention of placing itself into space with the unconscious memories of pre-earthly life, then you become an artist of costuming: the other pole from the architectural. One becomes a sculptor if one feels one's way livingly into the human form as it is shaped by and emerges from the cosmos. If one understands the physical body in all its aspects one becomes, artistically, an architect. If one really grasps the etheric or formative-force body (as it is called in Anthroposophy) in its inner vitality, in its living and weaving, in the way it arches the forehead, models the nose, lets the mouth recede, one becomes a sculptor. The sculptor does nothing more nor less than imitate the form of the etheric body. If now one looks at soul-life in all its weaving and living, then the manifold world of color becomes a universe; then one gradually acquaints oneself with an “astral” experience of the world. What manifests in color becomes a revelation of the realm of soul. Let us look at the greenness of plants. We cannot consider this color a subjective experience, cannot think of vibrations as causing the colors, the way a physicist does, for if we do so we lose the plant. These are abstractions. In truth we cannot imagine the plants in a living way without the green. The plant produces the green out of itself. But how? Embedded in it are dead earth-substances thoroughly enlivened. In the plant are iron, carbon, silicic acid, all kinds of earth-substances found, also, in minerals. But in the plant they are woven through and through with life. In observing how life works its way through dead particles to create thereby the plant image, we recognize green as the dead image of life. Everywhere that we look into green surroundings we perceive, not life itself, but its image. In other words, we perceive plants through the fact that they contain dead substances; this is why they are green. That color is the dead image of life ruling on earth. Green is thus a kind of cosmic word proclaiming how life weaves and has its being in plants. Now look at man. The color which comes closest to a healthy human flesh color is that of fresh peach blossoms in spring. No other color in nature so resembles this skin color, this flush. The inner health of man comes to expression in this peach-blossom-like color; and in it we can learn to apprehend the vital health of man when properly endowed by soul. If the flesh color tends toward green, he is sickly; his soul cannot find right access to his physical body. On the other hand, if the soul in egotistical fashion takes hold of the physical body too strongly, as in the case of a miser, the human being becomes pallid, whitish; also if the soul experiences fear. Between whitish and greenish tones lies the healthy vital peach-blossom flesh-tint. And just as we sense in green the dead image of life, so we can feel in the peach-blossom color of the healthy human being the living image of the soul. Now the world of color comes to life. The living, through the dead, creates the picture green. The soul forms its own image on the human skin in the peach-blossom-like shade. Let us look further. The sun appears whitish, and we feel that this whitish color is closely related to light. If we wake in pitch darkness, we know that this is not an environment in which we can fully experience our ego. For that we need light between us and objects; need light between us and the wall, for instance, to allow the wall to act on us from the distance. Then our sense of self is kindled. To repeat: if we wake in light, in what has a relation to white, we feel our ego; if we wake in darkness, in what is related to black, we feel strange in the world. Though I say “light,” I could just as well take another sense impression. You may find a certain contradiction because those born blind never see light. But the important matter is not whether or not we see light directly; it is how we are organized. Even if born blind, man is organized for the light, and the hindrance to ego energy present in the blind is so through absence of light. White is akin to light. If we experience light-resembling white in such a way that we feel how it kindles the ego in space by endowing it with inner strength, then we may express living, not abstract, thought by saying: White is the soul-appearance of spirit. Now let us take black. When our spirit encounters darkness on waking, we feel paralyzed, deadened. Black is felt as the spiritual image of death. Imagine living in colors. You experience the world as color and light if you experience green as the dead image of life; peach-blossom color, human flesh-color, as the living image of the soul; white as the soul-image of spirit; black as the spiritual image of death. In saying this I describe a circle. For just note what I said: Green, dead image of the living—it stops at “living.” Peach-blossom color, flesh-color, living image of the soul—it stops at “soul.” White, soul-image of the spirit—having started with soul I rise to the spirit. Black, spiritual image of death—I start with spirit and rise to death; but have at the same time returned, since green was the dead image of life. Returning to what is dead I close the circle. If I drew it on a blackboard you would see that this living weaving in color (in the next lecture I shall speak of blue) becomes a real artistic experience of the astral element in the world. If one has this artistic experience, if death, life, soul and spirit show forth, as it were, in the wheel of life as one passes from the dead back to the dead through life, soul, spirit; if death, life, soul and spirit appear through light and color as described, then one realizes that one cannot remain in three-dimensional space, one must adopt the plane surface; solve the riddle of space on the plane; lose the space concept. Just, as sculptors, we abandoned head thinking, so now we lose the concept of space. When everything wants to change into light and color we become painters. The very source of painting opens up. With great inner joy we lay one color alongside another. Colors become revelations of life, death, soul, spirit. By overcoming dead thought we attain to the point where we no longer feel impelled to speak in words, no longer to think in ideas, no longer to mould in forms, but use color and light to represent life and death, spirit and soul, as they have their being in the universe. In this way Anthroposophy stimulates creation; instead of weaning us away from life as does abstract, idealistic-empirical cognition, it gives us back to life. But so far we have remained outside man, considering his surface: his healthy peach-blossom tones, his pale-whitish color when his spirit plunges too deeply into the physical body, and his greenish shade when, because of sickness, his soul cannot fill that body. We have remained on the surface. If we now enter man's inner nature, we find something set against the external world-configuration: a marvelous harmony between the breath rhythm and blood rhythm. The rhythm of breathing—a normal human being breathes eighteen times per minute—is transferred to man's nerves, becomes motion. Physiology knows very little about this process. The rhythm of breathing is contained, in a delicate psycho-spiritual manner, in the nerve system. As for the blood rhythm, it originates in the metabolic system. In a normal adult, four pulse beats correspond to one breath rhythm; seventy-two pulse beats per minute. What lives in the blood, that is, the ego, the sunlike nature in man, plays upon the breathing system and, through it, upon the nervous system. If one looks into the human eye, one finds there some extremely fine ramifications of blood vessels. Here the blood pulsation meets the currents of the visual nerve spread through the eye. A marvelously artistic process takes place when the blood circulation plays upon a visual nerve that moves four times more slowly. Now look at the spinal cord, its nerves extending in all directions, observe the blood vessels, and become aware of an inward playing of the whole sun-implanted blood system upon the earth-given nervous system. The Greeks with their artistic natures were aware of this interrelation. They saw the sun-like in man, the playing of the blood system upon the nervous system, as the God Apollo; and the spinal cord with its wonderful ramification of strings, upon which the sun principle plays, as Apollo's lyre. Just as we meet architecture, sculpture, the art of costuming and painting when we approach man from the external world, so we meet music, rhythm, beat, when we approach the inner man and trace the marvelous artistic forming and stirring which take place between blood and nerve system. Compared to external music, that performed between blood and nerve system in the human organism is of far greater sublimity. And when it is metamorphosed into poetry, one can feel how, in the word, this inward music is again released outward. Take the Greek hexameter with its initial three long syllables followed by a caesura, and how the blood places the four syllable lengths into the breath. To scan the first half of an hexameter line properly is to indicate how our blood meets, impinges on, the nervous system. In relation to declamation and recitation, we must try to solve the riddle of the divine artist in man. I shall consider this more explicitly in the next lecture. But, having studied man's nature from without through architecture, sculpture and painting, we now penetrate into his inner nature and arrive at the arts of music and poetry; a living comprehension of world and man passes over into artistic feeling and the stimulus to artistic creation. If at this point man feels that here on earth he does not fulfil what lies in his archetype, with its abode in the heavens, then there arises in him an artistic longing for some outer image of that archetype. Whereupon he can gain the power to become an instrument for bringing to expression the true relation of man to the world by becoming a eurythmist. The eurythmist says: All the movements which I ordinarily carry out here on earth do less then justice to the mobile archetype of man. To present the ideal human archetype I must begin by finding a way to insert myself into its motions. These motions, through which man endeavors to imitate in space the movements of his heavenly archetype, constitute eurythmy. Therefore it is not just mimicry, nor mere dancing, but stands midway between. Mimic art is chiefly a support for the spoken word. If the need is to express something for which words do not suffice, man supplements word with gesture; thus arises mimic art. It expresses the insufficiency of the words standing alone. Mimic art is indicative gesture. The art of dancing arises when language is forgotten altogether, when the will manifests so strongly it forces the soul to surrender and follow the movement-suggesting body. The art of the dance is sweeping ecstatic gesture. We may say: mimic art is indicative gesture; art of dance, sweeping ecstatic gesture. Between the two stands the visible speech of eurythmy which is neither indicative nor sweeping but expressive gesture, just as the word itself is expressive gesture. For a word is really a gesture in air. When we form a word, our mouth presses the air into a certain invisible gesture, imbued with thought, which, by causing vibrations, bejcomes audible. Whoever is able with sensory-supersensory vision to observe what is formed by the speaking mouth sees, in air, the invisible gestures being made there as words. If one imitates these gestures with the whole body, one has eurythmy, an expressive visible gesture. Eurythmy is the transformation of an air gesture into a visible expressive gesture of the limbs. I shall touch on all this in my coming lecture on Anthroposophy and poetry. Today I wished chiefly to indicate how anthroposophical, in contrast to intellectualistic-materialistic, knowledge does not kill with its thoughts; does not turn a person into a commentator on art who thereby buries it, but, rather, causes an artistic spring, a fountain of phantasy, to well up. Turns him into an enjoyer or creator of art; verifies what must be emphasized over and over again, namely, that art, religion and science are sisters who once upon a time became estranged, but who must again enter into a sisterly relationship if man is to function as a complete human being. Thus scholars will cease haughtily to acknowledge a work of art only if they can write a commentary on it and otherwise reject it, but will say: What I interpret as thought engenders a need to fashion it artistically by means of architecture, sculpture, painting, music, poetry. Goethe's saying that art is a kind of knowledge is true, because all other forms of knowledge, taken together, do not constitute a complete world knowledge. Art—creativity—must be added to what is known abstractly if we are to attain to world knowledge. This union of art and science will produce a religious mood. Because our Dornach building strove for this balance, friends of nationalities other than German petitioned to call it the “Goetheanum,” for it was Goethe who said:
For if true art and true science flow together livingly, the result is a religious life. Conversely religion, far from denying science or art, must strive toward both with all possible energy and vitality. |
276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Translated by Lisa D. Monges, Virginia Moore |
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The day before yesterday I tried to show that the anthroposophical knowledge which accompanies an inner life of the soul does not estrange one from artistic awareness and creation. On the contrary, whoever takes hold of Anthroposophy with full vitality opens up within himself the very source of such activity. And I indicated how the meaning of any art is best read through its own particular medium. After discussing architecture, the art of costuming, and sculpture, I went on to explain the experience of color in painting, and took pains to show that color is not merely something which covers the surface of things and beings, but radiates out from them, revealing their inner nature. For instance, I pointed out that green is the image of life, revealing the life of the plant world. Though it has its origin in the plant's dead mineral components, it is yet the means whereby the living shows forth in a dead image. It is fascinating that life can thus reveal itself. In that connection, consider how the living human figure appears in the dead image of sculpture; how life can be expressed through dead, rigid forms. In green we have a similar case in that it appears as the dead image of life without laying claim to life itself. I shall repeat still other details from the last lecture in order to show how the course of the world moves on, then returns into itself; and shall do this by presenting the colors which make up its various elements: life, soul, spirit. I said I would draw this complete circle of the cosmic in the world of color. As I told you before, green appears as the dead image of life; in green life lies, as it were, concealed. [IMAGE REMOVED FROM PREVIEW] If we take the flesh color of Caucasian man, which resembles spring's fresh peach-blossom color, we have the living image of the soul. If we contemplate white in an artistic way, we have the soul image of the spirit. (The spirit as such conceals itself.) And if, as artists, we take hold of black, we have the spiritual image of death. And the circle is closed. I have apprehended green, flesh color, white and black in their aesthetic manifestation; they represent the self-contained life of the cosmos within the world of color. If, artistically, we focus attention upon this closed circle of colors, our feeling will tell us of the need to use each of them as a self-contained image. Naturally, in dealing with the arts I must concern myself not with abstract intellect, but aesthetic feeling. The arts must be recognized artistically. For that reason I cannot furnish conceptual proof that green, peach-blossom, white and black should be treated as self-contained images. But it is as if each wants to have a contour within which to express itself. Thus they have, in a sense, shadow natures. White, as dimmed light, is the gentlest shadow; black the heaviest. Green and peach-blossom are images in the sense of saturated surfaces; which makes them, also, shadowlike. Thus these four colors are image or shadow colors, and we must try to experience them as such. The matter is quite different with red, yellow and blue. Considering these colors with unbiased artistic feeling, we feel no urge to see them with well-defined contours on the plane, only to let them radiate. Red shines toward us, the dimness of blue has a tranquil effect, the brilliance of yellow sparkles outward. Thus we may call flesh color, green, black and white the image or shadow colors, whereas blue, yellow and red are radiance or lustre colors. To put it another way: In the radiance, lustre and activity of red we behold the element of the vital, the living; we may call it the lustre of life. If the spirit does not wish merely to reveal itself in abstract uniformity as white, but to speak to us with such inward intensity that our soul can receive it, then it sparkles in yellow; yellow is the radiance or lustre of the spirit. If the soul wishes to experience itself inwardly and deeply, withdrawing from external phenomena and resting within itself, this may be expressed artistically in the mild shining of blue, the lustre of the soul. To repeat: red is the lustre of life, blue the lustre of the soul, yellow the lustre of the spirit. Colors form a world in themselves and we understand them with our feelings if we experience the lustre colors red, yellow, blue, as bestowing a gleam of revelation upon the image colors, peach-blossom, green, black and white. Indeed, we become painters through a soul experience of the world of color, through learning to live with the colors, feeling what each individual color tries to convey. When we paint with blue we feel satisfied only if we paint it darker at the edge and lighter toward the center. If we let yellow speak its own language, we make it strong in the center and gradually fading and lightening toward the periphery. By demanding this treatment, each reveals its character. Thus forms arise out of the colors themselves; and it is out of their world that we learn to paint sensitively. If we wish to represent a spiritually radiant figure, we cannot do otherwise than paint it a yellow which decreases in strength toward its edge. If we wish to depict the feeling soul, we can express this reality with a blue garment—a blue which becomes gradually lighter toward its center. From this point of view one can appreciate the painters of the Renaissance, Raphael, Michelangelo even Leonardo, for they still had this color experience. In the paintings of earlier periods one finds the inner or color-perspective of which the Renaissance still had an echo. Whoever feels the radiance of red sees how it leaps forward, how it brings its reality close, whereas blue retreats into the distance. When we employ red and blue we paint in color-perspective; red brings subjects near, blue makes them retreat. Such color-perspective lives in the realm of soul and spirit. During the age of materialism there arose spatial perspective, which takes into account sizes in space. Now distant things were painted not blue but small; close things not red but large. This perspective belongs to the materialistic age which, living in space and matter, prefers to paint in those elements. Today we live in an age when we must find our way back to the true nature of painting. The plane surface is a vital part of the painter's media. Above everything else, an artist, any artist, must develop a feeling for his media. It must he so strong that—for instance—a sculptor working in wood knows that human eyes must be dug out of it; he focuses on what is concave; hollows out the wood. On the other hand, a sculptor working in marble or some other hard substance does not hollow out; he focuses his attention on, say, the brow jutting forward above the eye; takes into consideration what is convex. Already in his preparatory work in plasticine or clay he immerses himself in his material. The sculptor in marble lays on; the woodcarver takes away, hollows out. They must live with their material; must listen and understand its vital language. The same is true of color. The painter feels the plane surface only if the third spatial dimension has been extinguished; and it is extinguished if he feels the qualitative character of color as contributing another kind of third dimension, blue retreating, red approaching. Then matter is abolished instead of—as in spatial perspective—imitated. Certainly I do not speak against the latter. In the age which started with the fifteenth century it was natural and self-evident, and added an important element to the ancient art of painting. But today it is essential to realize that, having passed through materialism, it is time for painting to return to a more spiritual conception, to return to color-perspective. In discussing any art we must not theorize but (I repeat) abide, feelingly, within its own particular medium. In speaking about mathematics, mechanics, physics, we must kill our feeling and use only intellect. In art, however, real perception does not come by way of intellect, art historians of the nineteenth century notwithstanding. Once a Munich artist told me how he and his friends, in their youth, went to a lecture of a famous art historian to find out whether or not they could learn something from him. They did not go a second time, but coined an ironical derogatory phrase for all his theorizing. What can be expressed through the vital weaving of colors can also be expressed through the living weaving of tones. But the world of tones has to do with man's inner life (whereas the sculptor in three-dimensional space and the painter on a two-dimensional plane express what manifests etherically in space). With the musical element we enter man's inner world, and it is extremely important to focus attention upon its meaning within the evolution of mankind. Those of my listeners who have frequently attended my lectures or are acquainted with anthroposophical literature know that we can go back in the evolution of mankind to what we call the Atlantean epoch when the human race, here on earth, was very different from today, being endowed with an instinctive clairvoyance which made it possible to behold, in waking dreams, the spiritual behind the physical. Parallel to this clairvoyance man had a special experience of music. In those ancient days music gave him a feeling of being lifted out of the body. Though it may seem paradoxical, the people of those primeval ages particularly enjoyed the chords of the seventh. They played music and sang in the interval of the seventh which is not today considered highly musical. It transported them from the human into the divine world. During the transition from the experience of the seventh to that of the pentatonic scales, this sense of the divine gradually diminished. Even so, in perceiving and emphasizing the fifth, a feeling of liberating the divine from the physical lingered on. But whereas with the seventh man felt himself completely removed into the spiritual world, with the fifth he reached up to the very limits of his physical body; felt his spiritual nature at the boundary of his skin, so to speak, a sensation foreign to modern ordinary consciousness. The age which followed the one just described—you know this from the history of music—was that of the third, the major and minor third. Whereas formerly music had been experienced outside man in a kind of ecstasy, now it was brought completely within him. The major and minor third, and with them the major and minor scales, took music right into man. As the age of the fifth passed over into that of the third man began to experience music inwardly, within his bounding skin. We see a parallel transition: on the one hand, in painting the spatial perspective which penetrates into space; on the other, in music, the scales of the third which penetrate into man's etheric-physical body; which is to say, in both directions a tendency toward naturalistic conception. In spatial perspective we have external naturalism, in the musical experience of the third “internal” naturalism. To grasp the essential nature of things is to understand man's position in the cosmos. The future development of music will be toward spiritualization, and involve a recognition of the special character of the individual tone. Today we relate the individual tone to harmony or melody in order that, together with other tones, it may reveal the mystery of music. In the future we will no longer recognize the individual tone solely in relation to other tones, which is to say according to its planal dimension, but apprehend it in depth; penetrate into it and discover therein its affinity for hidden neighboring tones. And we will learn to feel the following: If we immerse ourselves in the tone it reveals three, five or more tones; the single tone expands into a melody and harmony leading straight into the world of spirit. Some modern musicians have made beginnings in this experience of the individual tone in its dimension of depth; in modern musicianship there is a longing for comprehension of the tone in its spiritual profundity, and a wish—in this as in the other arts—to pass from the naturalistic to the spiritual element. Man's special relationship to the world as expressed through the arts becomes clear if we advance from those of the outer world, that is architecture, art of costuming, sculpture and painting, to those of the inner world, that is to music and poetry. I deeply regret the impossibility of carrying out my original intention of having Frau Dr. Steiner illustrate, with declamation and recitation, my discussion of the poetic art. Unfortunately she has not yet recovered from a severe cold. During this Norwegian lecture course my own cold forces me to a rather inartistic croaking, and we did not want to add Frau Dr. Steiner's. Rising to poetry, we feel ourselves confronted by a great enigma. Poetry originates in phantasy, a thing usually taken as synonymous with the unreal, the non-existent, with which men fool themselves. But what power expresses itself through phantasy? To understand that power, let us look at childhood. The age of childhood does not yet show the characteristics of phantasy. At best it has dreams. Free creative phantasy does not yet live and manifest in the child. It is not, however, something which, at a certain age in manhood, suddenly appears out of nothingness. Phantasy lies hidden in the child; he is actually full of it. What does it do in him? Whoever can observe the development of man with the unbiased eye of the spirit sees how at a tender age the brain, and indeed the whole of his organism, is still, as compared with man's later shape, quite unformed. In the shaping of his own organism the child is inwardly the most significant sculptor. No mature sculptor is able to create such marvelous cosmic forms as does the child when, between birth and the change of teeth, it plastically elaborates his organism. The child is a superb sculptor whose plastic power works as an inner formative force of growth. The child is also a musical artist, for he tunes his nerve strands in a distinctly musical fashion. To repeat: power of phantasy is power to grow and harmonize the organism. When the child has reached the time of the change of teeth, around his seventh year, then advances to puberty, he no longer needs such a great amount of plastic-musical power of growth and formation as, once, for the care of the body. Something remains over. The soul is able to withdraw a certain energy for other purposes, and this is the power of phantasy: the natural power of growth metamorphosed into a soul force. If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. Part of it now rises up into the soul to become the power of phantasy. The final left-over (I cannot call it sediment, because sediment lies below while this rises upward)—the ultimate left-over is power of intellect. Intellect is the finely sifted-out power of phantasy, the last upward-rising remainder. People ignore this fact. They see intellect as of greater reality. But phantasy is the first child of the natural formative and growth forces; and because it cannot emerge as long as there is active growing, does not express direct reality. Only when reality has been taken care of does phantasy make its appearance in the soul. In quality and essential nature it is the same as the power of growth. In other words, what promotes growth of an arm in childhood is the same force which works in us later, in soul transformation, as poetic, artistic phantasy. This fact cannot be grasped theoretically; we must grasp it with feeling and will. Only then will we be able to experience the appropriate reverence for phantasy, and under certain circumstances the appropriate humor; in brief, to feel phantasy as a divine, active power in the world. Coming to expression through man, it was a primary experience for those human beings of ancient times of whom I spoke in the last lecture, when art and knowledge were a unity, when knowledge was acquired through artistic rites rather than the abstractions of laboratory and clinic; when physicians gained their knowledge of man not from the dissecting room but from the Mysteries where the secrets of health and disease, the secrets of the nature of man, were divulged in high ceremonies. It was sensed that the god who lives and weaves in the plastic and musical formative forces of the growing child continues to live in phantasy. At that time, when people felt the deep inner relationship between religion, art and science, they realized that they had to find their way to the divine, and take it into themselves for poetic creation; otherwise phantasy would be desecrated. Thus ancient poetic drama never presented common man, for the reason that mankind's ancient dramatic phantasy would have considered it absurd to let ordinary human beings converse and carry out all kinds of gestures on the stage. Such a fact may sound paradoxical today, but the anthroposophical researcher—knowing all the objections of his opponents—must nevertheless state the truth. The Greeks prior to Sophocles and Aeschylus would have asked: Why present something on the stage which exists, anyhow, in life? We need only to walk on the street or enter a room to see human beings conversing and gesturing. This we see everywhere. Why present it on a stage? To do so would have seemed foolish. Actors were to represent the god in man, and above all the god who, rising out of terrestrial depths, gave man his will power. With a certain justification our predecessors, the ancient Greeks, experienced this will-endowment as rising up out of the earth. The gods of the depths who, entering man, endow him with will, these Dionysiac gods were to be given stage presentation. Man was, so to speak, the vessel of the Dionysiac godhead. Actors in the Mysteries were human beings who received into themselves a god. It was he who filled them with enthusiasm. On the other hand, man who rose to the goddess of the heights (male gods were recognized as below, female gods in the heights), man who rose in order that the divine could sink into him became an epic poet who wished not to speak himself but to let the godhead speak through him. He offered himself as bearer to the goddess of the heights that she, through him, might look upon earth events, upon the deeds of Achilles, Agamemnon, Odysseus and Ajax. Ancient epic poets did not care to express the opinions of such heroes; opinions to be heard every day in the market place. It was what the goddess had to say about the earthly-human element when people surrendered to her influence that was worth expression in epic poetry. “Sing, oh goddess, the wrath of Achilles, son of Peleus”: thus did Homer begin the Iliad. “Sing, oh goddess, of that ingenious hero,” begins the Odyssey. This is no phrase; it is a deeply inward confusion of a true epic poet who lets the goddess speak through him instead of speaking himself, who receives the divine into his phantasy, that child of the cosmic forces of growth, so that the divine may speak about world events. After the times had become more and more materialistic, Klopstock, who still had real artistic feeling, wrote his Messiade. Inasmuch as man no longer looked up to the gods, he did not dare to say: Sing, oh goddess, the redemption of sinful man as fulfilled here on earth by the Messiah. He no longer dared to do this in the eighteenth century, but cried instead: “Sing, oh immortal soul, of sinful man's redemption.” In other words, he still possessed something which was lifted above the human level. His words reveal a certain bashfulness about what was fully valid in ancient times: “Sing, oh goddess, the wrath of Achilles, son of Peleus.” Thus the dramatist felt as if the god of the depths had risen, and that he himself was to be that god's vessel; the epic poet as if the Muse, the goddess, had descended into him in order to judge earthly conditions. The ancient Greek actor avoided presentation of the individual human element. That is why he wore high thick-soled shoes, cothurni, and used a simple musical instrument through which his voice resounded. He desired to lift the dramatic action above the individual-personal. I do not speak against naturalism. For a certain age it was right and inevitable. For when Shakespeare conceived his dramatic characters in their supreme perfection, man had arrived at presenting, humanly, the human element. Quite a different urge and artistic feeling held sway at that period. But the time has come when, in poetic art also, we must find our way back to the spiritual, to presenting dramatic figures in whom man himself, as a spiritual as well as bodily being, can move within the all-permeating spiritual events of the world. I have made a first weak attempt in my Mystery dramas. There human beings converse not as people do in the market place or on the street, but as they do when higher spiritual impulses play between them, and their instincts, desires and passion are crossed by paths of destiny, of karma, active through millennia in repeated lives. It is imperative to turn to the spiritual in all spheres. We must make good use of what naturalism has brought us; must not lose what we have acquired by having for centuries now held up, as an ideal of art, the imitation of nature. Those who deride materialism are bad artists, bad scientists. Materialism had to happen. We must not look down mockingly on earthly man and the material world. We must have the will to penetrate into this material world spiritually; nor despise the gifts of scientific materialism and naturalistic art; must—though not by developing dry symbolism or allegory—find our way back to the spiritual. Symbolism and allegory are inartistic. The starting point for a new life of art can come only by direct stimulation from the source whence spring all anthroposophical ideas. We must become artists, not symbolists or allegorists, by rising, through spiritual knowledge, more and more into the spiritual world. It can be attained quite specially if, in the art of recitation and declamation, we transcend naturalism. In this connection we should remember how genuine artists like Schiller and Goethe formed their poems. In Schiller's soul there lived an indefinite melody, and in Goethe's an indefinite picture, a form, before ever they put down the words of their poems. Often, today, the chief emphasis in recitation and declamation is placed on prose content. But that is only a makeshift. The prose content of a poem, what lies in the words as such, is of little importance; what is important is the way the poet shapes and forms it. Ninety-nine percent of those who write verse are not artists. In a poem everything depends on the way the poet uses the musical element, rhythm, melody, the theme, the imaginative element, the evocation of sounds. Single words give the prose content. The crux is how we treat that prose content; whether, for instance, we choose a fast or slow rhythm. We express joyful anticipation by a fast rhythm. If we say: The hero was full of joyful anticipation, we have prose even if it occurs in a poem. It is essential, in such an instance, to choose a rapidly moving rhythm. When I say: The woman was deeply sad, I have prose, even in a poem. But when I choose a rhythm which flows in soft slow waves, I express sorrow. To repeat, everything depends on form, on rhythm. When I say, The hero struck a heavy blow, it is prose. But if the poet speaks in fuller, not ordinary tones, if he offers a fuller u-tone, a fuller o-tone, instead of a's and e's, he expresses his intention in the very formation of speech. In declamation and recitation one has to learn to shape language, to foster the elements of melody, rhythm, beat, not prose content. One has also to gauge the effect of a dull sound upon a preceding light sound, and a light sound upon the following dark one, thus expressing a soul experience in the treatment of the speech sounds. Words are the medium of recitation and declamation: a little-understood art which we have striven to develop. Frau Dr. Steiner has given years to it. When we return to artistic feeling on a higher level we return to speech formation as contrasted with the modern emphasis on prose content. Nothing derogatory shall be said against prose content. Having achieved it through the naturalism which made us human, we must keep it. At the same time we must again become imbued with soul and spirit. Word-content can never express soul and spirit. The poet is justified in saying: “If the soul speaks, alas, it is no longer the soul that speaks.” For prose is not the soul's language. It expresses itself in beat, rhythm, melodious theme, image, and the formation of speech sounds. The soul is present as long as the poem expresses rising and falling inner movements. I make a distinction between declamation and recitation: two separate arts. Declamation has its home in the north; and is effective primarily through the weight of its syllables: chief stress, secondary stress. In contrast, the reciting artist has always lived in the south. In recitation man takes into account not the weight but the measure of the syllables: long syllable, short syllable. Greek reciters, presenting their texts concisely, experienced the hexameter and pentameter as mirrors of the relationship between breathing and blood circulation. There are approximately eighteen breaths and seventy-two pulse-beats per minute. Breath and pulse-beat chime together. The hexameter has three long syllables, the fourth is the caesura. One breath measures four pulse beats. This one-to-four relation appearing in the measure and scanning of the hexameter brings to expression the innermost nature of man, the secret of the relation of breath and blood circulation. This reality cannot be perceived with our intellect; it is an instinctive, intuitive-artistic experience. And beautifully illustrated by the two versions of Goethe's Iphigenie when spoken one after the other. We have done that often and would have done so today if Frau Dr. Steiner were not indisposed. Before he went to Italy, Goethe wrote his Iphigenie as Nordic artist (to use Schiller's later word for him), in a form which can be presented only through the art of declamation, chief stress, secondary stress, when the life of the blood preponderates. In Italy he rewrote this work. It is not always noticed, but a fine artistic feeling can clearly distinguish the German from the Roman Iphigenie. Because Goethe introduced the recitative element into his Northern declamatory Iphigenie, this Italian, this Roman Iphigenie asks for an altered reading. If one reads both versions, one after the other, the marvelous difference between declamation and recitation becomes strikingly clear. Recitation was at home in Greece where breath measured the faster blood circulation. Declamation was at home in the North where man lived in his inmost nature. Blood is a quite special fluid because it contains the inmost human element. In it lives the human character. That is why the Northern poetic artist became a declamatory artist. As long as Goethe knew only the North he was a declamatory artist and wrote the declamatory German Iphigenie; but transformed it when he had been softened to meter and measure through seeing the Italian Renaissance art which he felt to be Greek. I do not wish to spin theories, I wish to describe feelings which anthroposophists can kindle for the world of art. Only so shall we develop a true artistic feeling for everything. One more point. How do we behave on a stage today? Standing in the background we ponder how we would walk down a street or through a drawing-room, then behave that way on the stage. It is all right if we introduce this personal element, but it does lead us away from real style in stage direction, which always means taking hold of the spirit. On the stage, with the audience sitting in front, we cannot behave naturalistically. Art appreciation is largely immersed in the unconsciousness of the instincts. It is one thing if with my left eye I see somebody walk by, passing, from his point of view, from right to left, while, from mine, from left to right. It is quite another thing if this happens in the opposite direction. Each time I have a different sensation; something different is imparted. We must relearn the spiritual significance of directions, what it means when an actor walks from left to right, or from right to left, from back to front, or vice versa; must feel the impossibility of standing in the foreground when about to start a long speech. The actor should say the first words far back, then gradually advance, making a gesture toward the audience in front and addressing both the left and right. Every movement can be spiritually apprehended out of the general picture, and not merely as a naturalistic imitation of actions on the street or in the drawing-room. Unfortunately people no longer wish to make an artistic study of all this; they have become lazy. Materialism permits indolence. I have wondered why people who demand full naturalism—there are such—do not adopt a stage with four walls. No room has three. But with a four-wall set how many tickets would be sold? Through such paradoxes we can call attention to the great desideratum: true art in contrast to mere imitation. Now that naturalism has followed the grand road from naturalistic stage productions to the films (neither philistine nor pedant in this regard, I know how to value something for which I do not care too much) we must find the way back to presentation of the spiritual, the genuine, the real; must refind the divine-human element in art by refinding the divine-spiritual. Anthroposophy would take the path to the spirit in the plastic arts also. That was our intention in building the Goetheanum at Dornach, this work of art wrested from us. And we must do it in the new art of eurythmy. And in recitation and declamation. Today people do breathing exercises and manipulate their speech organism. But the right method is to bring order into the speech organism by listening to one's own rhythmically spoken sentence, which is to say, through exercises in breathing-while-speaking. These things need reorientation. This cannot originate in theory, proclamations and propaganda; only in spiritual-practical insight into the facts of life, both material and spiritual. Art, always a daughter of the divine, has become estranged from her parent. If it finds its way back to its origins and is again accepted by the divine, then it will become what it should within civilization, within world-wide culture: a boon for mankind. I have given only sketchy indications of what Anthroposophy wishes to do for art, but they should make clear an immense desire to unfold the right element in every sphere. The need is not for theory—art is not theory. The need is for living, fully living, in the artistic quality while striving for understanding. Such an orientation leads beyond discussion to genuine appreciation and creation. If art is to be fructified by a world-conception, this is the crux of the matter. Art has always taken its rise from a world-conception, from inner world-experience. If people say: Well, we couldn't understand the art forms of Dornach, we must reply: Can those who have never heard of Christianity understand Raphael's Sistine Madonna? Anthroposophy would like to lead human culture over into honest spiritual world-experience. |
276. Colour: Colours as Revelations of the Psychic in the World
18 May 1923, Oslo Translated by Harry Collison |
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276. Colour: Colours as Revelations of the Psychic in the World
18 May 1923, Oslo Translated by Harry Collison |
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If one regards the psychic in all movements and life, the varied and manifold world of colour becomes one whole world. One gradually takes one's place in what I should like to call an astral apprehension of the world. Then all visible colour becomes a revelation of the psychic in the world. Let us look at the green of the plant. When a plant puts on its green we cannot regard the green colour as something subjective and see vibrations in the plant as the physicists do. After all, we no longer have the plant if we think only of the vibrations in the trees which are supposed to cause the colour. These are merely abstractions. In reality we cannot imagine the plant without its green, if we use our living imagination. The plant creates its green out of itself. But how? Now, lifeless substances are incorporated in the plant, but these lifeless substances are made to live. In the plant are iron, carbon and some silicic acid. There are all kinds of substances which are found also in the Mineral Kingdom: and in seeing how life penetrates through the lifeless, and makes for itself an image by means of the lifeless, i.e. the image of the plant, we get the feeling of green as the lifeless image of life. Everywhere we look out upon our green surroundings. We know that the lifeless substances of the earth live plants. Life itself we do not perceive. We perceive plants because they contain the lifeless substances. And because of this they are green. The green is the lifeless image of the life that exists on earth. Now let us look at the green, since in a way we have in it a kind of world-word which tells us how life in the plant weaves and flows. Then let us look at men. If we examine nature we find the colour that most resembles the healthy human complexion to be the fresh peach-blossom in spring. No other colour in nature is like it. But we feel that the inner health of man is expressed also in this peach-coloured time. We learn from the flesh-colour to know the living health of man which is really endowed by the soul. And we feel that when the colour of the skin becomes green, the man is ill and soul cannot find the right way into the physical body. On the other hand if the soul occupies the physical body too markedly in an egoistical way, as e.g. with avarice, the man becomes pale; as also is the case in fear. Between paleness and greenness lies the healthy human colour with the suggestion of peach. And as we feel in the plant's green the lifeless image of life, we feel in the characteristic flesh-colour of a sound person the living image of the soul. You see the world is beginning now to come alive in colours. The living forms itself through the lifeless into the image of green. The psychic forms the human skin into the image of peach or flesh-colour. Let us look further. The sun appears to us whitish, which we feel to be closely related to light. If we awake at night in darkness we feel that it is not our real human environment in which we can fully feel our ego. For this we need light between us and other objects. We need light between ourselves and the wall so that the wall can have its effect on us from the distance. Our ego-feeling lights up in us if we wake up in light. In the darkness we feel ourselves strange in the world. I say, light: but I could also take other sense-perceptions. And you will notice an apparent contradiction, because a person born blind never sees light. But it is not a question of seeing light directly, but of how one is organized. Man, even if born blind, is organized for light. And the limitation of ego-energy which is present in the blind, is there because of the absence of light. Whiteness is related to light. If we feel whiteness in this way, as we feel the ego stimulated in a room by whiteness to its inner strength, we can say, making the thought living and not abstract: Whiteness is the psychic appearance of the spirit. For this reason we always feel, when we see white in pictures, yes, that is meant to be the spirit. Take, on the other hand, black. When you see black, when we use black somewhere, it can most easily be used to represent the spiritual image of the lifeless, just as we feel ourselves killed, lamed, when our spirit has to find its place on awakening in black darkness. So one can feel black as the spiritual image of the lifeless. And think now how one can live in colours! We experience the world as colour and light, when we experience green as the lifeless image of life, peach and flesh-colour as the living image of the soul, white as the psychic image of the spirit and black as the spiritual image of the lifeless. I have really completed a circle by saying this, for observe how I had to describe green as the lifeless image of life; I stopped at life. Peach and flesh-colour = living image of the soul. I stopped at the soul. White = the psychic image of the spirit. I stopped at the soul and go up to the spirit. Black = the spiritual image of the lifeless. I stopped at the spiritual, proceeded to the lifeless, but came back again, since the green was the lifeless image of life. I have completed the circle. Thereby this living participation in colour becomes a real, artistic experience of the astral element in the world. And if one has this artistic experience, death, life, soul and spirit present themselves as in a wheel of life, for from death one returns to death through the life of the psychic and spiritual; if they present themselves also through light and colour, as I have just described them, one knows one must go outside space, one cannot remain in space, the riddle of space must be solved on a surface. And one loses the idea of space; as a sculptor has lost the habit of thinking with the head, so we lose now the idea of space. Everything presses on one as light and colour; one becomes a painter. The source of painting is opened of its own accord by means of such a view. And one gets the great inward pleasure of putting on this or that colour and setting the other colour next to it. For then colours become a living revelation of the living, of the lifeless, of the spiritual and of the psychic. Thus, having passed beyond dead thought, one really arrives at the point of feeling oneself driven no longer to speak in words, no longer to think in ideas, and no longer even to create forms, but to reproduce in colour and light, the reflections of life and death, spirit and soul as they appear in the world. Of course in treating of things artistic, I must refer not to the abstract understanding, but to artistic feeling. What is artistic must be understood artistically. Therefore I cannot here point out to you by means of some concept-illustration, how green, peach-colour, white and black give one the desire to have an enclosed image. One wants to have a contour and the circumscribed picture inside it. Then these four colours always contain something of shadow. White is the lightest shadow, for it is shadowed light. Black is the darkest. Green and peach-colour are images, that is, self-contained surfaces, which give to the surface something of a shadowy nature. Thus in these four colours we have image-colours or shadow-colours, and we want to feel them as such. The case is quite different when we go on to other colours. These other colours are, if I take three nuances of them, red, yellow and blue. With these we have not the desire, if we rely on our purely artistic sensibility, to have them in a circumscribed contour, but we feel the need for the surface to shine in these colours, so that the radiation of the red comes forth from the surface to meet us, or that the mattness of the blue has a calming effect on us, or that the gleam of the yellow shines out form the surface towards us. And so one can call the four colours, flesh-colour, and green, black and white, the image or shadow-colours; and on the other hand blue, yellow, and red the luster-colours which shine forth from the image of the shadowy. And when we follow with our sensibility how the world becomes luminous with the three colours, red, yellow and blue, we say again to ourselves, that in the lustrousness of red we want preferably to see the living; the living wants to reveal itself to us in active red; so that we may call red the luster of the living. If the spirit wants to reveal itself to us not merely in its abstract equality as white, but to speak to us inwardly and intensively—that is to our soul—it will shine yellow. Yellow is the luster of the spirit. If the soul desires to remain truly inward and this state is to be expressed artistically in colour, then the soul will withdraw itself from outer phenomena and remain, as it were, sealed. This give the soft luminosity of blue, which is thus the luster of the soul. In this way we live in colour; we understand it with our sensibility and our feeling if we realize everywhere how a world forms itself out of the four image-colours and the three luster-colours. And if one in this manner lives in the luster and the image-character of the world of colour, one becomes a painter, who paints with his inner soul, for one learns to live in the colour. One learns, for example, what each colour wishes to say to us. Blue is the luster of the psychic. When we paint a surface blue, we are satisfied only if we paint it strong at the edged and weaker in the center. On the other hand, if we want yellow's message we make it thicker in the middle and lighter towards the edge. The colour itself demands it, and thus what lives in the colour reveals itself gradually. We come to produce the form out of the colour, that is, to paint out of the world of colour itself, through our feeling. If we experience the world as colour in this way, it will not occur to us if we want, for instance, to represent a figure in a picture as a gleaming white figure, a figure that lives in the spirit, to reveal it in any other colour, but in a yellow, lighter at the edges. It will not occur to use to paint the soul element in a picture otherwise than by using blue shaded off inwards to a softer blue even if it is only in the garment. If you appreciate from this standpoint the painters of the Renaissance, Raphael, Michelangelo, and even Leonardo, you will find in all of them that at the time they really lived in this way in colour. And, above all, there was present something else. In the painting which has practically died out in our time, but was still to be found echoed in the Renaissance painting, there was that inner perspective of the picture which lives in the colour. A man who feels the luster of red properly will always feel how the red comes forward out of the picture, how it brings the object it represents near to us; while blue takes the object it represents into the distance. We paint colour-perspective as inner perspective. It is the perspective which still lived in the psychic-spiritual. It was in the materialistic age—a fact often over-looked—that space-perspective first appeared, the perspective that deals with spatial measurement, so that distance did not become blue, but smaller, the foreground not red, but larger. This perspective is a side-product of the materialistic age which, living in the material element in space, wanted to paint in it also. We are today again at a time when we must find our way back again to the natural element in painting. For the surface belongs also to the materials of a painter, for he works upon it. But an artist must before all things have a feeling for his material. For instance, if he wants to carve a plastic figure out of wood, he must carve, for example, the man's eyes out of the wood. Whatever is concave he must see with his artist's eye and hollow out. The wood-sculptor hollows out the wood. The sculptor in marble or some other hard stone does not bother about how the eye goes in. He does not hollow out, but he notices how the brow emerges from the eye. He applies; he keeps the convex in mind. The marble-worker, even if he has made his model in plasticine or clay, must think in terms of his material. He must live in it, so that it speaks to him. It must always also be the same with colour; one must reckon with the fact that the painter's material is the surface. And the surface can only be felt in this way if the third dimension of space is ignored. It is ignored when one has what is qualitative one the surface as the expression of the third dimension; when one feels blue as a retiring and red as an advancing colour, when, in short, the third dimension is inherent in the colour. Then one really releases matter, whereas in space-perspective matter is only imitated. I am, of course, not saying anything against spatial perspective; it was natural and self-evident in the middle of the fifteenth century, and indeed added something powerful to the old aesthetics of painting. But the important thing is that after passing through materialism artistically for a time, as expressed in space-perspective, we can return to a more spiritual interpretation of painting also, so that we come back one more to colour-perspective. In talking about Art, one cannot theorize; one must remain always in the medium of Art itself and the thing that can be of service to us in talking about Art must be artistic sensibility. One cannot speak about Mathematics or Mechanics or Physics from artistic sensibility, but from reason and understanding, by the light of which one can in no wise consider Art, though this is what was done by the aestheticists of the nineteenth century. |